發(fā)布時(shí)間：2018-01-21 09:37

  本文關(guān)鍵詞： 網(wǎng)絡(luò)投資理財(cái)軟件 傳統(tǒng)理財(cái) 投資者權(quán)利 權(quán)益保護(hù)　出處：《天津師范大學(xué)》2017年碩士論文　論文類(lèi)型：學(xué)位論文

【摘要】：網(wǎng)絡(luò)投資理財(cái)軟件利用互聯(lián)網(wǎng)的高速性、便捷性和低成本的服務(wù)模式,突破了傳統(tǒng)銀行等金融機(jī)構(gòu)理財(cái)?shù)哪Ｊ胶透拍?在新興投資領(lǐng)域贏得較大投資者市場(chǎng)。這種理財(cái)方式有著準(zhǔn)入門(mén)檻低、簡(jiǎn)單快捷、收益大等諸多優(yōu)勢(shì),但也有理財(cái)產(chǎn)品風(fēng)險(xiǎn)提示不足、誤導(dǎo)性宣傳高收益等多種風(fēng)險(xiǎn)。這種新興金融模式的出現(xiàn)能夠刺激經(jīng)濟(jì)的增長(zhǎng),增加金融市場(chǎng)的活躍度,但是由于監(jiān)管力度的不足以及立法的滯后性,網(wǎng)絡(luò)理財(cái)過(guò)程中投資者權(quán)利保護(hù)的問(wèn)題就顯得尤為重要。本文正文部分共分為四個(gè)部分,采用總分的結(jié)構(gòu)模式,在分析比較網(wǎng)絡(luò)投資理財(cái)軟件與傳統(tǒng)理財(cái)?shù)奶厥庑缘幕A(chǔ)上,歸納出網(wǎng)絡(luò)投資理財(cái)軟件存在的法律風(fēng)險(xiǎn),針對(duì)目前存在的風(fēng)險(xiǎn),為了加強(qiáng)投資者的權(quán)益保護(hù),提出相應(yīng)的應(yīng)對(duì)措施。首先,分析網(wǎng)絡(luò)投資理財(cái)軟件相較于傳統(tǒng)理財(cái)有何特殊性,為何要特殊保護(hù)此類(lèi)投資者的合法權(quán)益。然后,通過(guò)提高網(wǎng)絡(luò)理財(cái)公司設(shè)立及終止標(biāo)準(zhǔn)、加強(qiáng)對(duì)網(wǎng)絡(luò)理財(cái)公司的風(fēng)險(xiǎn)控制以及加強(qiáng)對(duì)網(wǎng)絡(luò)理財(cái)資金的監(jiān)管三個(gè)主要措施以保障此類(lèi)投資者在理財(cái)過(guò)程中的合法權(quán)益。
[Abstract]:The network investment financing software makes use of the Internet's high speed, convenience and low cost service mode, which breaks through the traditional banking and other financial institutions' financial management model and concept. In the emerging investment field to win the larger investor market. This financial management method has a low entry threshold, simple and fast, large returns and many other advantages, but there are also financial product risk tips. The emergence of this new financial model can stimulate economic growth and increase the activity of financial markets, but due to the lack of supervision and legislation lag. The protection of investors' rights in the process of online financial management is particularly important. The text of this paper is divided into four parts, using the structure of the total score model. On the basis of analyzing and comparing the particularity of network investment financial management software and traditional financial management, the legal risk of network investment financing software is concluded, aiming at the existing risks, in order to strengthen the protection of investors' rights and interests. Put forward the corresponding measures. First of all, analyze the network investment and financial management software compared with the traditional financial management, why special protection of the legitimate rights and interests of such investors. Then. By raising the standards for setting up and terminating online financial firms. Strengthening the risk control of the network financial management company and strengthening the supervision of the network financial management fund three main measures to protect the legitimate rights and interests of this kind of investors in the process of financial management.
【學(xué)位授予單位】：天津師范大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2017
【分類(lèi)號(hào)】：D922.28

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本文編號(hào)：1451128