本文關(guān)鍵詞：創(chuàng)業(yè)板擬上市公司IPO的風(fēng)險研究　出處：《西華大學(xué)》2014年碩士論文　論文類型：學(xué)位論文

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【摘要】：2009年10月我國創(chuàng)業(yè)板的正式啟動為推動中小企業(yè)成長、調(diào)整產(chǎn)業(yè)結(jié)構(gòu)、完善資本市場體系發(fā)揮了舉足輕重的作用。同時，也為我國產(chǎn)業(yè)結(jié)構(gòu)的調(diào)整、經(jīng)濟改革的推進開辟了新的渠道。然而，由于我國創(chuàng)業(yè)板市場開設(shè)的時間較短，在給投資者提供大量機會的同時蘊藏了各種各樣的風(fēng)險。因此，如何認(rèn)識擬上市公司在創(chuàng)業(yè)板所面臨的風(fēng)險并且對其進行防范與控制是我們亟待解決的問題。 本文基于擬上市公司的角度，簡要分析創(chuàng)業(yè)板擬上市公司IPO風(fēng)險的相關(guān)理論基礎(chǔ)，通過理論與擬上市公司的實際情況相結(jié)合，將擬上市公司進行IPO時所面臨的風(fēng)險分為外部環(huán)境風(fēng)險和內(nèi)部環(huán)境風(fēng)險。在此基礎(chǔ)上，引入多層次灰色評價方法對其風(fēng)險進行評估，依靠評估結(jié)果探討有助于擬上市公司于創(chuàng)業(yè)板順利進行IPO的防范與控制措施。 本文內(nèi)容共有七章，筆者將其分為四個部分。第一部分為第1章，簡單介紹了本文的研究背景與意義、研究方法與思路以及我國創(chuàng)業(yè)板擬上市公司IPO風(fēng)險的研究現(xiàn)狀；第二部分為第2章，著重闡述了創(chuàng)業(yè)板擬上市公司IPO風(fēng)險的相關(guān)理論，分析創(chuàng)業(yè)板的市場特點、創(chuàng)業(yè)板與主板的區(qū)別以及創(chuàng)業(yè)板IPO的流程；第三部分包括第3、4、5、6章，其中，第3、4、5章運用風(fēng)險管理理論知識，在現(xiàn)有的風(fēng)險管理框架的基礎(chǔ)上，建立風(fēng)險識別、風(fēng)險評估、風(fēng)險防范與控制一套完整的風(fēng)險管理體系，第6章以A公司為例，將風(fēng)險管理體系的理論運用于具體實踐；第四部分是第7章，對本文進行小結(jié)并指出不足之處。
[Abstract]:In October 2009, the formal launch of China's gem has played an important role in promoting the growth of small and medium-sized enterprises, adjusting the industrial structure and perfecting the capital market system. At the same time, it has also played an important role in the adjustment of the industrial structure of our country. The promotion of economic reform has opened a new channel. However, because of the short time of the gem market in China, there are a lot of opportunities for investors at the same time there are a variety of risks. How to understand the risks faced by listed companies in the gem and how to prevent and control them is an urgent problem to be solved. Based on the perspective of listed companies, this paper briefly analyzes the theoretical basis of IPO risk of gem companies, and combines the theory with the actual situation of listed companies. The risks faced by listed companies when carrying out IPO are divided into external environmental risk and internal environmental risk. On this basis, the multi-level grey evaluation method is introduced to evaluate the risk. Depending on the evaluation results, this paper discusses the prevention and control measures for the proposed listed companies to carry out IPO smoothly on the gem. There are seven chapters in this paper, the author divides it into four parts. The first part is the first chapter, briefly introduces the research background and significance of this paper. Research methods and ideas, as well as China's gem to be listed companies IPO risk research status; The second part is the second chapter, focusing on the gem listed companies IPO risk related theory, analysis of the gem market characteristics, gem and the main board differences and gem IPO process; The third part includes chapter 3, chapter 4 and chapter 5, in which chapter 3 uses the theory of risk management to establish risk identification and risk assessment on the basis of the existing risk management framework. Risk prevention and control is a set of complete risk management system. Chapter 6 takes company A as an example to apply the theory of risk management system to practice. The 4th part is the 7 th chapter, this article carries on the summary and points out the deficiency.
【學(xué)位授予單位】：西華大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2014
【分類號】：F832.51;F276.6;F272.3

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相關(guān)期刊論文 前1條

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本文編號：1424101