本文關(guān)鍵詞： 股權(quán)結(jié)構(gòu) 公司治理 企業(yè)核心競爭力　出處：《上海交通大學(xué)》2014年碩士論文　論文類型：學(xué)位論文

【摘要】：本文主要研究中國上市公司的股權(quán)結(jié)構(gòu)和公司治理之間的關(guān)系。首先，本文回顧了管理學(xué)中對于股權(quán)結(jié)構(gòu)和公司治理的主要理論和思想，并且深入分析了委托代理理論和交易成本理論。然后，本文比較了美國、日本、德國和中國的上市公司具體情況，從公司股權(quán)集中度、公司治理的組織結(jié)構(gòu)、外部市場對上市公司的要求這三個(gè)角度比較了各國的情況，并在此基礎(chǔ)上提出了國外相關(guān)經(jīng)驗(yàn)對中國上市公司的啟示。 在此基礎(chǔ)上，，本文通過實(shí)證模型，論證了股權(quán)集中度和股東性質(zhì)對于公司風(fēng)險(xiǎn)控制能力以及公司核心競爭能力的影響，證實(shí)了股權(quán)高度集中和國家控股的上市公司有良好的公司治理，但是存在阻礙公司的技術(shù)創(chuàng)新，增加公司合規(guī)風(fēng)險(xiǎn)的問題。 綜上所述，本文對上市公司的股權(quán)結(jié)構(gòu)和公司治理提出了優(yōu)化途徑。其中內(nèi)部治理的優(yōu)化方式包括完善董事會結(jié)構(gòu)、完善監(jiān)事會建設(shè)、完善管理層薪酬體系；外部治理的優(yōu)化方式包括規(guī)范資本市場治理、增強(qiáng)資本市場定價(jià)的有效性以及提高司法監(jiān)管體系。
[Abstract]:This paper mainly studies the relationship between ownership structure and corporate governance of listed companies in China. Firstly, this paper reviews the main theories and ideas of equity structure and corporate governance in management. Then, this paper compares the specific situation of listed companies in the United States, Japan, Germany and China, from corporate equity concentration, corporate governance organizational structure. The external market requirements of listed companies are compared from these three angles, and on the basis of this, the enlightenment of foreign experience to Chinese listed companies is put forward. On this basis, this paper demonstrates the impact of ownership concentration and shareholder nature on the risk control ability and the core competitiveness of the company through empirical model. It is proved that the listed companies with high concentration of equity and state control have good corporate governance, but there are some problems that hinder the technological innovation of the company and increase the company compliance risk. To sum up, this paper puts forward the optimization approach to the ownership structure and corporate governance of listed companies. The optimization of internal governance includes improving the structure of the board of directors, improving the board of supervisors construction, and perfecting the management compensation system; The optimization of external governance includes standardizing capital market governance, enhancing the efficiency of capital market pricing and improving the judicial supervision system.
【學(xué)位授予單位】：上海交通大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2014
【分類號】：F275;F832.51;F271

【參考文獻(xiàn)】

相關(guān)博士學(xué)位論文 前1條

1 趙建鳳;上市公司股權(quán)結(jié)構(gòu)對內(nèi)部控制有效性的影響研究[D];首都經(jīng)濟(jì)貿(mào)易大學(xué);2013年

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