【摘要】：自20世紀后半葉學界發(fā)現(xiàn)FDI有技術(shù)溢出的效應以來,學者們開始對不同的國家和行業(yè)進行分析,研究行業(yè)內(nèi)與行業(yè)間的技術(shù)溢出,雖然結(jié)論不一致,但大多都得出正向的溢出效應。我國身為轉(zhuǎn)型經(jīng)濟大國,有經(jīng)濟發(fā)展和提升國際競爭力的需求,不會輕易忽視FDI帶來的技術(shù)與知識經(jīng)驗,繼而制定許多相關(guān)的優(yōu)惠引資政策。但我國的經(jīng)濟發(fā)展有其獨特的特征,如制度、融資約束和政治形態(tài)等,應將這些影響因素納入考慮,才能準確的解析FDI對本地企業(yè)產(chǎn)生的溢出效應。 本文首先檢驗FDI對制造業(yè)不同所有制企業(yè)全要素生產(chǎn)率的影響后發(fā)現(xiàn),FDI對行業(yè)內(nèi)所有類型的企業(yè)皆有顯著為負的競爭溢出效應,顯示外資的進入加劇了市場競爭程度,且本地企業(yè)對技術(shù)溢出的吸收能力不足；對關(guān)聯(lián)行業(yè)間的中外合資企業(yè)有顯著為正的知識溢出效應,非國有的本地企業(yè)有不顯著的正效應,而國有企業(yè)則有顯著為負的溢出效應,顯示與外資聯(lián)系越緊密或企業(yè)外商投資參股的比例越高,企業(yè)獲得的知識溢出越多。其次、本文以制造業(yè)中政府大力支持且外商投資比比例較高的高新技術(shù)產(chǎn)業(yè)為例子做進一步的撿驗,發(fā)現(xiàn)對國有企業(yè)有顯著為正的競爭溢出效應,中外合資和民營企業(yè)有顯著為正的知識溢出效應,說明FDI能促進高新技術(shù)產(chǎn)業(yè)企業(yè)技術(shù)進步與產(chǎn)業(yè)升級,且在不同類型企業(yè)中的溢出作用不同。
[Abstract]:Since the second half of the 20th century, scholars have found that FDI has the effect of technology spillover, scholars begin to analyze different countries and industries, and study the technology spillover between industries, although the conclusions are not consistent. But most of them have positive spillover effects. As a big country with transition economy, China has the demand of economic development and international competitiveness, so it will not easily ignore the technology and knowledge and experience brought by FDI, and then formulate a lot of preferential investment policies. However, China's economic development has its unique characteristics, such as institutions, financing constraints and political forms, which should be taken into account in order to accurately analyze the spillover effect of FDI on local enterprises. This paper first examines the effect of FDI on the total factor productivity of enterprises with different ownership in manufacturing industry. It is found that FDI has a significant negative competition spillover effect on all types of enterprises in the industry, which indicates that the entry of foreign capital intensifies the degree of market competition. And the absorption capacity of local enterprises to technology spillover is insufficient; There are significant positive knowledge spillover effects on Sino-foreign joint ventures in related industries, non-state-owned local enterprises have no significant positive effects, and state-owned enterprises have significant negative spillover effects. It shows that the closer the connection with foreign capital or the higher the proportion of foreign investment and equity participation, the more knowledge spillover enterprises acquire. Secondly, this paper takes the example of high-tech industries with strong government support and a high proportion of foreign investment as an example, and finds that there is a significant positive competition spillover effect on state-owned enterprises. Sino-foreign joint ventures and private enterprises have significant positive knowledge spillover effects, indicating that FDI can promote the technological progress and industrial upgrading of high-tech industrial enterprises, and the spillover effect in different types of enterprises is different.
【學位授予單位】：復旦大學
【學位級別】：碩士
【學位授予年份】：2013
【分類號】：F224;F832.6;F424

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