本文關鍵詞：FDI對我國制造業(yè)綠色工藝創(chuàng)新的影響及溢出效應研究　出處：《哈爾濱工程大學》2013年博士論文　論文類型：學位論文

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【摘要】：制造業(yè)作為國民經濟的產業(yè)主體，對我國經濟高速增長起到了巨大的推動作用。但其以規(guī)模擴張為主的外延式發(fā)展模式，在推動經濟快速發(fā)展的同時也帶了巨大的環(huán)境污染問題，我國制造業(yè)發(fā)展已面臨著資源環(huán)境的極大約束。對于處在經濟成長期的我國而言，綠色工藝創(chuàng)新是制造業(yè)突破資源約束、解決環(huán)境問題最有效手段之一。FDI（ForeignDirect Investment，外商直接投資）作為資金和技術全球流動的主要載體，對推動我國制造業(yè)發(fā)展和技術進步起到了重要作用，但在一定程度上也加劇了制造業(yè)對我國資源環(huán)境的壓力。因此，在此背景下探究FDI對我國制造業(yè)綠色工藝創(chuàng)新的影響及溢出效應，對于我國制造業(yè)制定合理的引資政策，在避免成為跨國公司“污染避難所”的同時，利用FDI提升我國制造業(yè)綠色工藝創(chuàng)新能力，以解決我國制造業(yè)的資源環(huán)境問題具有重要的理論意義和現實意義。 本文界定了FDI、綠色工藝創(chuàng)新及相關概念的定義，分析了FDI進入東道國的動因和主要進入模式，論述了綠色工藝創(chuàng)新的主要特征，探討了綠色工藝創(chuàng)新的基本過程，并將綠色工藝創(chuàng)新過程劃分為“發(fā)起—實施—實現”三個階段，，進而研究了綠色工藝創(chuàng)新三個階段分別需要解決的關鍵問題，即綠色工藝創(chuàng)新動力、綠色工藝創(chuàng)新路徑、綠色工藝創(chuàng)新績效。在此基礎上，本文研究了FDI對我國制造業(yè)綠色工藝創(chuàng)新的直接影響途徑和間接影響途徑，進而構建了基于綠色工藝創(chuàng)新過程的FDI影響模型。 在FDI對我國制造業(yè)綠色工藝創(chuàng)新動力影響的研究方面，本文從理論上分析了我國制造業(yè)綠色工藝創(chuàng)新動力的三源驅動模型，即綠色工藝創(chuàng)新的技術推動力、市場拉動力和管制推動力，探討了FDI對我國制造業(yè)綠色工藝創(chuàng)新技術推動力、市場拉動力和管制推動力的影響機理。在此基礎上，本文構建了我國制造業(yè)綠色工藝創(chuàng)新動力評價指標體系，運用RAGA-PPE模型實證評價我國制造業(yè)綠色工藝創(chuàng)新動力，進而運用面板數據模型實證研究了FDI對我國制造業(yè)綠色工藝創(chuàng)新動力的影響。 在FDI對我國制造業(yè)綠色工藝創(chuàng)新路徑影響的研究方面，本文界定了綠色工藝創(chuàng)新路徑的概念，提出了我國制造業(yè)綠色工藝創(chuàng)新的兩種基本路徑，即研發(fā)式綠色工藝創(chuàng)新路徑和獲取式綠色工藝創(chuàng)新路徑，研究了FDI對我國制造業(yè)研發(fā)式綠色工藝創(chuàng)新路徑和獲取式綠色工藝創(chuàng)新路徑的影響，構建了未考慮FDI條件下和考慮FDI條件下我國制造業(yè)綠色工藝創(chuàng)新路徑選擇的演化博弈模型。在此基礎上，本文實證檢驗了FDI對我國制造業(yè)研發(fā)式綠色工藝創(chuàng)新路徑、獲取式綠色工藝創(chuàng)新路徑的影響，以及對兩種綠色工藝創(chuàng)新路徑選擇的影響。 在FDI對我國制造業(yè)綠色工藝創(chuàng)新績效影響的研究方面，本文從經濟績效、社會績效和生態(tài)績效三個方面構建了我國制造業(yè)綠色工藝創(chuàng)新績效評價指標體系，并運用RAGA-PPE模型實證評價了我國制造業(yè)綠色工藝創(chuàng)新績效；在分析FDI對我國制造業(yè)綠色工藝創(chuàng)新績效影響機理和探討FDI對我國制造業(yè)綠色工藝創(chuàng)新績效影響因素的基礎上，實證研究了FDI對我國制造業(yè)綠色工藝創(chuàng)新績效的影響。 在FDI對我國制造業(yè)綠色工藝創(chuàng)新的溢出效應研究方面，界定了FDI溢出效應的概念，論述了FDI溢出效應的特征和形式，分別從示范-競爭效應、人力資本流動效應、基于研發(fā)的前向關聯效應、基于技術改造升級的前向關聯效應和后向關聯效應五個方面，運用面板數據模型實證研究了FDI對我國制造業(yè)綠色工藝創(chuàng)新動力、綠色工藝創(chuàng)新路徑和綠色工藝創(chuàng)新績效的溢出效應。 最后，在對策建議的研究方面，本文在前文理論分析和實證檢驗結果的基礎上，從綠色工藝創(chuàng)新動力、綠色工藝創(chuàng)新路徑、綠色工藝創(chuàng)新績效以及溢出效應四個方面，提出了合理利用FDI提升我國制造業(yè)綠色工藝創(chuàng)新能力的對策建議。
[Abstract]:The manufacturing industry as the national economy, the main industries of China's rapid economic growth has played a huge role. But with the expansion of the scale of the extensive mode of development, while promoting the rapid development of economy has brought huge environmental pollution problems, China's manufacturing industry has been facing great constraints of resources and environment for China's economic growth. In terms of the green technology innovation is the breakthrough of manufacturing resource constraints, to solve environmental problems the most effective means of.FDI (foreign direct investment ForeignDirect Investment) as the main carrier of global capital and technology flows, to promote the development of China's manufacturing industry and technological progress has played an important role. But also increased the pressure on resources and environment of manufacturing industry in China to a certain extent. Therefore, to explore the influence of FDI on green technology innovation of China's manufacturing industry and the spillover effects in this context, For China's manufacturing industry to make reasonable investment policies, to avoid becoming multinational "pollution haven" at the same time, to enhance the green technology innovation ability of China's manufacturing industry by FDI, to solve environmental problems of China's manufacturing industry has important theoretical significance and practical significance.
This paper defines the definition of FDI, green technology innovation and related concepts, analyzes the reason of FDI entry and the main entry mode, discusses the main features of green technology innovation, discusses the basic process of green technology innovation, and the green technology innovation process is divided into "by implementing" three key stages. The problem of green technological innovation in three stages respectively to solve, namely green technology innovation, green technology innovation, green technology innovation performance. On this basis, this paper studies the FDI approach to directly affect the green technology innovation of China's manufacturing industry and indirectly affect the way, and then construct the FDI effect of green technology innovation a process based model.
In the study of green technology innovation dynamic effect of FDI on China's manufacturing industry, this paper analyzes the green technology innovation power of China's manufacturing industry source driven model in theory, namely the technology impetus of green technology innovation, market pull power and control force, discusses the FDI of green process innovation impetus of China's manufacturing industry the mechanism of market pull power and force control. On this basis, this paper constructs the evaluation index system of green technology innovation in manufacturing industry in our country, using the RAGA-PPE model empirical evaluation of China's manufacturing industry green technology innovation power, and then use the panel data model to empirically study the influence of FDI on the green technology innovation of China's manufacturing industry.
In the study of the effect of FDI on green technology innovation path of China's manufacturing industry, this paper defines the concept of green technology innovation path, puts forward two basic path of China's manufacturing industry green technology innovation, namely the development of green technology innovation path and obtain green technology innovation path, studied the impact of FDI on China's manufacturing industry research of green technology innovation path and green technology innovation path acquisition, construction is not considered an evolutionary game model under the condition of FDI and FDI under the condition of considering China's manufacturing industry to choose green technology innovation path. On this basis, this paper examines the FDI of China's manufacturing industry research and development of green technology innovation path, influence gets the type of green technology innovation path, and on the two choice of green technology innovation path.
In the study of green technology innovation performance impact of FDI on China's manufacturing industry, this paper from the three aspects of economic performance, social performance and ecological performance evaluation index system of green technology innovation performance of China's manufacturing industry, and use RAGA-PPE model to empirical evaluation of green technology innovation performance of China's manufacturing industry; in the analysis of the FDI for me in the green manufacturing process innovation performance mechanism and influence of FDI on China's manufacturing industry of green technology innovation performance factors on the basis of the empirical research on the effect of FDI on green technology innovation performance of China's manufacturing industry.
In the FDI study on the spillover effect of green technology innovation of China's manufacturing industry, defines the concept of the spillover effect of FDI, this paper discusses the characteristics and forms of the spillover effect of FDI, respectively, from the demonstration and competition effect, the effect on human capital, research and development of forward linkage effects based on the five aspects of technical upgrading to the connection effect and backward linkage effects based on the effects of FDI on green technology innovation of China's manufacturing industry using empirical panel data model, the spillover effect of green technology innovation path and green technology innovation performance.
Finally, in the study of countermeasures and suggestions, based on the above theoretical analysis and empirical test results, from green technology innovation and green technology innovation, four aspects of green technology innovation performance and the spillover effect, and puts forward some countermeasures and suggestions to enhance the rational use of FDI of China's manufacturing industry green technology innovation ability.

【學位授予單位】：哈爾濱工程大學
【學位級別】：博士
【學位授予年份】：2013
【分類號】：F832.6;F424.3

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