本文關(guān)鍵詞：FDI對(duì)我國(guó)制造業(yè)綠色工藝創(chuàng)新的影響及溢出效應(yīng)研究　出處：《哈爾濱工程大學(xué)》2013年博士論文　論文類型：學(xué)位論文

  更多相關(guān)文章： FDI 綠色工藝創(chuàng)新 溢出效應(yīng) 制造業(yè)

【摘要】：制造業(yè)作為國(guó)民經(jīng)濟(jì)的產(chǎn)業(yè)主體，對(duì)我國(guó)經(jīng)濟(jì)高速增長(zhǎng)起到了巨大的推動(dòng)作用。但其以規(guī)模擴(kuò)張為主的外延式發(fā)展模式，在推動(dòng)經(jīng)濟(jì)快速發(fā)展的同時(shí)也帶了巨大的環(huán)境污染問(wèn)題，我國(guó)制造業(yè)發(fā)展已面臨著資源環(huán)境的極大約束。對(duì)于處在經(jīng)濟(jì)成長(zhǎng)期的我國(guó)而言，綠色工藝創(chuàng)新是制造業(yè)突破資源約束、解決環(huán)境問(wèn)題最有效手段之一。FDI（ForeignDirect Investment，外商直接投資）作為資金和技術(shù)全球流動(dòng)的主要載體，對(duì)推動(dòng)我國(guó)制造業(yè)發(fā)展和技術(shù)進(jìn)步起到了重要作用，但在一定程度上也加劇了制造業(yè)對(duì)我國(guó)資源環(huán)境的壓力。因此，在此背景下探究FDI對(duì)我國(guó)制造業(yè)綠色工藝創(chuàng)新的影響及溢出效應(yīng)，對(duì)于我國(guó)制造業(yè)制定合理的引資政策，在避免成為跨國(guó)公司“污染避難所”的同時(shí)，利用FDI提升我國(guó)制造業(yè)綠色工藝創(chuàng)新能力，以解決我國(guó)制造業(yè)的資源環(huán)境問(wèn)題具有重要的理論意義和現(xiàn)實(shí)意義。 本文界定了FDI、綠色工藝創(chuàng)新及相關(guān)概念的定義，分析了FDI進(jìn)入東道國(guó)的動(dòng)因和主要進(jìn)入模式，論述了綠色工藝創(chuàng)新的主要特征，探討了綠色工藝創(chuàng)新的基本過(guò)程，并將綠色工藝創(chuàng)新過(guò)程劃分為“發(fā)起—實(shí)施—實(shí)現(xiàn)”三個(gè)階段，，進(jìn)而研究了綠色工藝創(chuàng)新三個(gè)階段分別需要解決的關(guān)鍵問(wèn)題，即綠色工藝創(chuàng)新動(dòng)力、綠色工藝創(chuàng)新路徑、綠色工藝創(chuàng)新績(jī)效。在此基礎(chǔ)上，本文研究了FDI對(duì)我國(guó)制造業(yè)綠色工藝創(chuàng)新的直接影響途徑和間接影響途徑，進(jìn)而構(gòu)建了基于綠色工藝創(chuàng)新過(guò)程的FDI影響模型。 在FDI對(duì)我國(guó)制造業(yè)綠色工藝創(chuàng)新動(dòng)力影響的研究方面，本文從理論上分析了我國(guó)制造業(yè)綠色工藝創(chuàng)新動(dòng)力的三源驅(qū)動(dòng)模型，即綠色工藝創(chuàng)新的技術(shù)推動(dòng)力、市場(chǎng)拉動(dòng)力和管制推動(dòng)力，探討了FDI對(duì)我國(guó)制造業(yè)綠色工藝創(chuàng)新技術(shù)推動(dòng)力、市場(chǎng)拉動(dòng)力和管制推動(dòng)力的影響機(jī)理。在此基礎(chǔ)上，本文構(gòu)建了我國(guó)制造業(yè)綠色工藝創(chuàng)新動(dòng)力評(píng)價(jià)指標(biāo)體系，運(yùn)用RAGA-PPE模型實(shí)證評(píng)價(jià)我國(guó)制造業(yè)綠色工藝創(chuàng)新動(dòng)力，進(jìn)而運(yùn)用面板數(shù)據(jù)模型實(shí)證研究了FDI對(duì)我國(guó)制造業(yè)綠色工藝創(chuàng)新動(dòng)力的影響。 在FDI對(duì)我國(guó)制造業(yè)綠色工藝創(chuàng)新路徑影響的研究方面，本文界定了綠色工藝創(chuàng)新路徑的概念，提出了我國(guó)制造業(yè)綠色工藝創(chuàng)新的兩種基本路徑，即研發(fā)式綠色工藝創(chuàng)新路徑和獲取式綠色工藝創(chuàng)新路徑，研究了FDI對(duì)我國(guó)制造業(yè)研發(fā)式綠色工藝創(chuàng)新路徑和獲取式綠色工藝創(chuàng)新路徑的影響，構(gòu)建了未考慮FDI條件下和考慮FDI條件下我國(guó)制造業(yè)綠色工藝創(chuàng)新路徑選擇的演化博弈模型。在此基礎(chǔ)上，本文實(shí)證檢驗(yàn)了FDI對(duì)我國(guó)制造業(yè)研發(fā)式綠色工藝創(chuàng)新路徑、獲取式綠色工藝創(chuàng)新路徑的影響，以及對(duì)兩種綠色工藝創(chuàng)新路徑選擇的影響。 在FDI對(duì)我國(guó)制造業(yè)綠色工藝創(chuàng)新績(jī)效影響的研究方面，本文從經(jīng)濟(jì)績(jī)效、社會(huì)績(jī)效和生態(tài)績(jī)效三個(gè)方面構(gòu)建了我國(guó)制造業(yè)綠色工藝創(chuàng)新績(jī)效評(píng)價(jià)指標(biāo)體系，并運(yùn)用RAGA-PPE模型實(shí)證評(píng)價(jià)了我國(guó)制造業(yè)綠色工藝創(chuàng)新績(jī)效；在分析FDI對(duì)我國(guó)制造業(yè)綠色工藝創(chuàng)新績(jī)效影響機(jī)理和探討FDI對(duì)我國(guó)制造業(yè)綠色工藝創(chuàng)新績(jī)效影響因素的基礎(chǔ)上，實(shí)證研究了FDI對(duì)我國(guó)制造業(yè)綠色工藝創(chuàng)新績(jī)效的影響。 在FDI對(duì)我國(guó)制造業(yè)綠色工藝創(chuàng)新的溢出效應(yīng)研究方面，界定了FDI溢出效應(yīng)的概念，論述了FDI溢出效應(yīng)的特征和形式，分別從示范-競(jìng)爭(zhēng)效應(yīng)、人力資本流動(dòng)效應(yīng)、基于研發(fā)的前向關(guān)聯(lián)效應(yīng)、基于技術(shù)改造升級(jí)的前向關(guān)聯(lián)效應(yīng)和后向關(guān)聯(lián)效應(yīng)五個(gè)方面，運(yùn)用面板數(shù)據(jù)模型實(shí)證研究了FDI對(duì)我國(guó)制造業(yè)綠色工藝創(chuàng)新動(dòng)力、綠色工藝創(chuàng)新路徑和綠色工藝創(chuàng)新績(jī)效的溢出效應(yīng)。 最后，在對(duì)策建議的研究方面，本文在前文理論分析和實(shí)證檢驗(yàn)結(jié)果的基礎(chǔ)上，從綠色工藝創(chuàng)新動(dòng)力、綠色工藝創(chuàng)新路徑、綠色工藝創(chuàng)新績(jī)效以及溢出效應(yīng)四個(gè)方面，提出了合理利用FDI提升我國(guó)制造業(yè)綠色工藝創(chuàng)新能力的對(duì)策建議。
[Abstract]:The manufacturing industry as the national economy, the main industries of China's rapid economic growth has played a huge role. But with the expansion of the scale of the extensive mode of development, while promoting the rapid development of economy has brought huge environmental pollution problems, China's manufacturing industry has been facing great constraints of resources and environment for China's economic growth. In terms of the green technology innovation is the breakthrough of manufacturing resource constraints, to solve environmental problems the most effective means of.FDI (foreign direct investment ForeignDirect Investment) as the main carrier of global capital and technology flows, to promote the development of China's manufacturing industry and technological progress has played an important role. But also increased the pressure on resources and environment of manufacturing industry in China to a certain extent. Therefore, to explore the influence of FDI on green technology innovation of China's manufacturing industry and the spillover effects in this context, For China's manufacturing industry to make reasonable investment policies, to avoid becoming multinational "pollution haven" at the same time, to enhance the green technology innovation ability of China's manufacturing industry by FDI, to solve environmental problems of China's manufacturing industry has important theoretical significance and practical significance.
This paper defines the definition of FDI, green technology innovation and related concepts, analyzes the reason of FDI entry and the main entry mode, discusses the main features of green technology innovation, discusses the basic process of green technology innovation, and the green technology innovation process is divided into "by implementing" three key stages. The problem of green technological innovation in three stages respectively to solve, namely green technology innovation, green technology innovation, green technology innovation performance. On this basis, this paper studies the FDI approach to directly affect the green technology innovation of China's manufacturing industry and indirectly affect the way, and then construct the FDI effect of green technology innovation a process based model.
In the study of green technology innovation dynamic effect of FDI on China's manufacturing industry, this paper analyzes the green technology innovation power of China's manufacturing industry source driven model in theory, namely the technology impetus of green technology innovation, market pull power and control force, discusses the FDI of green process innovation impetus of China's manufacturing industry the mechanism of market pull power and force control. On this basis, this paper constructs the evaluation index system of green technology innovation in manufacturing industry in our country, using the RAGA-PPE model empirical evaluation of China's manufacturing industry green technology innovation power, and then use the panel data model to empirically study the influence of FDI on the green technology innovation of China's manufacturing industry.
In the study of the effect of FDI on green technology innovation path of China's manufacturing industry, this paper defines the concept of green technology innovation path, puts forward two basic path of China's manufacturing industry green technology innovation, namely the development of green technology innovation path and obtain green technology innovation path, studied the impact of FDI on China's manufacturing industry research of green technology innovation path and green technology innovation path acquisition, construction is not considered an evolutionary game model under the condition of FDI and FDI under the condition of considering China's manufacturing industry to choose green technology innovation path. On this basis, this paper examines the FDI of China's manufacturing industry research and development of green technology innovation path, influence gets the type of green technology innovation path, and on the two choice of green technology innovation path.
In the study of green technology innovation performance impact of FDI on China's manufacturing industry, this paper from the three aspects of economic performance, social performance and ecological performance evaluation index system of green technology innovation performance of China's manufacturing industry, and use RAGA-PPE model to empirical evaluation of green technology innovation performance of China's manufacturing industry; in the analysis of the FDI for me in the green manufacturing process innovation performance mechanism and influence of FDI on China's manufacturing industry of green technology innovation performance factors on the basis of the empirical research on the effect of FDI on green technology innovation performance of China's manufacturing industry.
In the FDI study on the spillover effect of green technology innovation of China's manufacturing industry, defines the concept of the spillover effect of FDI, this paper discusses the characteristics and forms of the spillover effect of FDI, respectively, from the demonstration and competition effect, the effect on human capital, research and development of forward linkage effects based on the five aspects of technical upgrading to the connection effect and backward linkage effects based on the effects of FDI on green technology innovation of China's manufacturing industry using empirical panel data model, the spillover effect of green technology innovation path and green technology innovation performance.
Finally, in the study of countermeasures and suggestions, based on the above theoretical analysis and empirical test results, from green technology innovation and green technology innovation, four aspects of green technology innovation performance and the spillover effect, and puts forward some countermeasures and suggestions to enhance the rational use of FDI of China's manufacturing industry green technology innovation ability.

【學(xué)位授予單位】：哈爾濱工程大學(xué)
【學(xué)位級(jí)別】：博士
【學(xué)位授予年份】：2013
【分類號(hào)】：F832.6;F424.3

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