本文選題：企業(yè)技術(shù)創(chuàng)新 + 政府科技投入�。� 參考：《山東大學(xué)》2015年博士論文

【摘要】：企業(yè)是市場(chǎng)經(jīng)濟(jì)的主體,更是技術(shù)創(chuàng)新的主體,企業(yè)在技術(shù)創(chuàng)新網(wǎng)絡(luò)中扮演著核心節(jié)點(diǎn)的角色并成為推動(dòng)技術(shù)創(chuàng)新與成果轉(zhuǎn)化的主導(dǎo)力量。創(chuàng)新是企業(yè)增強(qiáng)競(jìng)爭(zhēng)力的主要途徑,但企業(yè)在技術(shù)創(chuàng)新中面臨著高成本、高風(fēng)險(xiǎn)、外部性、復(fù)雜性和不確定性等問(wèn)題。在開(kāi)放的創(chuàng)新生態(tài)系統(tǒng)中,政府能夠依靠科技投入推動(dòng)科技創(chuàng)新網(wǎng)絡(luò)鏈接與優(yōu)化,深刻影響著企業(yè)技術(shù)創(chuàng)新活動(dòng)。企業(yè)需要建立對(duì)政府科技投入因素的清晰認(rèn)識(shí),增強(qiáng)借助政府科技投入促進(jìn)自身創(chuàng)新能力與績(jī)效的主動(dòng)意識(shí)。從現(xiàn)實(shí)方面來(lái)看,吸收和利用政府科技投入已經(jīng)是各國(guó)企業(yè)應(yīng)對(duì)創(chuàng)新不確定性、外部性和高風(fēng)險(xiǎn)的一種主要而普遍的方式與手段。但由于創(chuàng)新的主動(dòng)性和自身創(chuàng)新管理能力等原因,我國(guó)企業(yè)對(duì)政府科技投入整體利用效率不高,借助政府科技投入提升自身創(chuàng)新績(jī)效的意識(shí)和能力不強(qiáng)。合理看待、利用和借助政府科技投入的寶貴資源提升技術(shù)創(chuàng)新能力是我國(guó)企業(yè)當(dāng)前面臨的現(xiàn)實(shí)問(wèn)題。從理論方面來(lái)看,企業(yè)技術(shù)創(chuàng)新的相關(guān)研究多考慮企業(yè)內(nèi)部的組織關(guān)系因素或者外部的市場(chǎng)關(guān)系因素,而政府科技投入影響企業(yè)創(chuàng)新戰(zhàn)略決策和創(chuàng)新管理方面的研究較少,也多基于政府公共管理角度而非企業(yè)創(chuàng)新管理決策角度。這種將企業(yè)作為政府科技政策被動(dòng)接受者的研究模式缺乏對(duì)企業(yè)創(chuàng)新行為和過(guò)程的深入分析,不能從企業(yè)微觀(guān)層面上考慮政府科技投入因素對(duì)企業(yè)創(chuàng)新的影響作用。在這樣的現(xiàn)實(shí)與理論背景下,分析企業(yè)技術(shù)創(chuàng)新中政府科技投入因素的影響,深入刻畫(huà)政府科技投入要素同企業(yè)技術(shù)創(chuàng)新要素的具體內(nèi)在作用關(guān)系,把握企業(yè)技術(shù)創(chuàng)新中的政府科技投入作用模式和綜合影響效應(yīng),進(jìn)而思考企業(yè)利用政府科技投入提升自身創(chuàng)新發(fā)展能力的基本策略等,都是具有重要價(jià)值的問(wèn)題。共設(shè)計(jì)了四個(gè)遞進(jìn)層次的研究來(lái)解決。(1)文獻(xiàn)研究：采用文獻(xiàn)分析與歸納整理方法,對(duì)區(qū)域創(chuàng)新網(wǎng)絡(luò)與環(huán)境、政府科技投入政策、企業(yè)技術(shù)創(chuàng)新中政府科技投入影響作用等方面的理論與實(shí)證研究進(jìn)行分析與評(píng)述。(2)理論研究：采用理論演繹的方法從創(chuàng)新鏈、企業(yè)創(chuàng)新網(wǎng)絡(luò)和企業(yè)創(chuàng)新決策三個(gè)角度考察企業(yè)技術(shù)創(chuàng)新中政府科技投入因素的影響,分析政府科技投入在企業(yè)RD和科技成果轉(zhuǎn)化中的影響機(jī)理及作用關(guān)系,進(jìn)而探索了企業(yè)技術(shù)創(chuàng)新中政府科技投入的作用模式、影響效應(yīng),提出理論假設(shè)。(3)實(shí)證研究：區(qū)分企業(yè)內(nèi)部RD投入和外部RD投入,政府工業(yè)RD投入和公共RD投入,利用產(chǎn)業(yè)-時(shí)期面板數(shù)據(jù)模型方法對(duì)研究假設(shè)進(jìn)行檢驗(yàn)、修正和應(yīng)用。(4)應(yīng)用研究：在文獻(xiàn)、理論和實(shí)證研究基礎(chǔ)上結(jié)合我國(guó)實(shí)際,設(shè)計(jì)一個(gè)引入政府科技投入要素的企業(yè)技術(shù)創(chuàng)新決策框架,從企業(yè)和政府兩個(gè)角度提出借助政府科技投入促進(jìn)企業(yè)技術(shù)創(chuàng)新的基本策略。研究發(fā)現(xiàn),吸收政府科技投入能夠在創(chuàng)新鏈、企業(yè)創(chuàng)新決策和企業(yè)創(chuàng)新網(wǎng)絡(luò)等層面對(duì)企業(yè)創(chuàng)新過(guò)程產(chǎn)生直接和間接的復(fù)雜性作用,能夠通過(guò)直線(xiàn)、三角和三鉸鏈等具體模式對(duì)企業(yè)創(chuàng)新產(chǎn)生放大與激勵(lì)、擠出及替代、溢出與擴(kuò)散和網(wǎng)絡(luò)整體優(yōu)化等影響效應(yīng)；吸收政府工業(yè)RD投入有利于企業(yè)直接增加內(nèi)部與外部創(chuàng)新投入,直接和間接促進(jìn)創(chuàng)新產(chǎn)出,吸收政府公共RD投入則有利于企業(yè)直接增加內(nèi)部創(chuàng)新投入,間接促進(jìn)創(chuàng)新產(chǎn)出；企業(yè)需要從內(nèi)部RD系統(tǒng)優(yōu)化、外部創(chuàng)新網(wǎng)絡(luò)擴(kuò)展、智力資源集聚等方面合理借助政府科技投入提升創(chuàng)新能力,政府則需要通過(guò)科技投入從提升區(qū)域創(chuàng)新支撐體系、完善產(chǎn)業(yè)技術(shù)創(chuàng)新服務(wù)體系和優(yōu)化區(qū)域創(chuàng)新機(jī)制與環(huán)境方面不斷支持企業(yè)創(chuàng)新。創(chuàng)新點(diǎn)主要體現(xiàn)在三個(gè)方面：(1)從創(chuàng)新鏈、企業(yè)創(chuàng)新網(wǎng)絡(luò)和企業(yè)創(chuàng)新決策三個(gè)視角綜合研究政府科技投入的影響作用,發(fā)現(xiàn)并勾畫(huà)出企業(yè)技術(shù)創(chuàng)新中政府科技投入的直接與間接作用機(jī)制。(2)歸納出企業(yè)技術(shù)創(chuàng)新中的政府科技投入影響模式和綜合效應(yīng),并進(jìn)而構(gòu)建政府科技投入影響企業(yè)技術(shù)創(chuàng)新的理論模型。(3)建立引入政府科技投入因素的企業(yè)技術(shù)創(chuàng)新基本決策框架,進(jìn)而從完善企業(yè)創(chuàng)新管理和政府優(yōu)化科技投入的角度提出促進(jìn)企業(yè)技術(shù)創(chuàng)新中政府科技投入影響效應(yīng)的基本策略。
[Abstract]:Enterprise is the main body of the market economy, it is the main body of technological innovation. The enterprise plays the role of the core node in the technological innovation network and becomes the leading force to promote technological innovation and achievement transformation. Innovation is the main way to enhance the competitiveness of enterprises, but the enterprise faces high cost, high risk, externality and complexity in technological innovation. In the open innovation ecosystem, the government can rely on scientific and technological input to promote the link and optimization of the network of scientific and technological innovation, which profoundly affects the technological innovation activities of enterprises. Enterprises need to establish a clear understanding of the investment factors of government science and technology, and enhance the ability and performance of the innovation ability and performance of the government with the help of the government's scientific and technological input. In reality, the absorption and use of government investment in science and technology has been a major and universal means and means for enterprises to deal with innovation uncertainty, externality and high risk. However, because of the initiative of innovation and the ability of self innovation management, the efficiency of the government's overall utilization of the government's scientific and technological input is not high. With the help of the government's scientific and technological input to improve their own innovation performance, the awareness and ability are not strong. It is a realistic problem for Chinese enterprises to improve the technological innovation ability by using and using the valuable resources of the government's scientific and technological input. In theory, the related research on Enterprise technological innovation takes into account the organizational relationships within the enterprise. Or external market relationship factors, while the government's scientific and technological input has less research on the strategic decision making and innovation management of enterprise innovation. It is also based on the perspective of the government public management and not the enterprise innovation management decision. The in-depth analysis of the process can not consider the influence of the government's scientific and technological input factors on the enterprise innovation from the micro level of the enterprise. Under such realistic and theoretical background, it analyzes the influence of the investment factors of the government technology in the technological innovation of the enterprise, and deeply depicts the specific internal relationship between the investment factors of the government's scientific and technological input and the technological innovation elements of the enterprise. To grasp the role model and effect effect of the government technology investment in the technological innovation of enterprises, and then to think about the basic strategy of the enterprise using the government's scientific and technological input to improve its own innovative development ability, all of which are of important value. A total of four progressive levels of research are designed to solve. (1) literature study: using literature analysis and return. To analyze and comment on the theoretical and empirical research on regional innovation network and environment, government investment policy and the influence of government investment in technology innovation in enterprise technology innovation. (2) theoretical study: using theoretical deductive methods to investigate enterprises from the three angles of innovation chain, enterprise innovation network and enterprise innovation decision. The influence of government technology input factors in technological innovation, analysis the influence mechanism and function relationship of government s & T input in the transformation of enterprise RD and scientific and technological achievements, and then explore the role model, influence effect and theoretical hypothesis in the technological innovation of enterprise technology innovation. (3) empirical study: distinguishing the internal RD investment and external RD investment in the enterprise. The government industry RD input and public RD input, using the industrial time panel data model method to test, modify and apply the research hypothesis. (4) application research: on the basis of literature, theory and empirical research, combined with the reality of our country, design a framework of enterprise technology innovation decision introducing the investment factors of government science and technology, from enterprise and politics. The two aspects of the government put forward the basic strategy of promoting enterprise technological innovation with the aid of government investment in science and technology. It is found that absorbing government scientific and technological input can produce direct and indirect complexities in the process of innovation, such as innovation chain, enterprise innovation decision and enterprise innovation network, and can pass the concrete model of straight line, triangle and three hinges. The effect of amplification and incentive, extrusion and substitution, spillover and diffusion, and the overall optimization of network are produced in the enterprise innovation. Absorption of RD investment in government industry is beneficial to enterprises to directly increase internal and external innovation input, direct and indirectly promote innovation output and absorb government public RD input, which is beneficial to enterprises to increase internal innovation investment directly. To promote innovation output indirectly, enterprises need to improve the innovation ability from the aspects of internal RD system optimization, external innovation network expansion, intellectual resource agglomeration and so on. The government needs to improve the regional innovation support system, improve the service system of industrial technology innovation and optimize regional innovation mechanism through scientific and technological input. The environment continues to support enterprise innovation. The innovation points are mainly embodied in three aspects: (1) the impact of the government's scientific and technological input from the three perspectives of innovation chain, enterprise innovation network and enterprise innovation decision, and the direct and indirect mechanism of government investment in technological innovation in enterprise technology innovation is found and outlined. (2) the enterprise technology is summed up. The influence mode and the comprehensive effect of the government's scientific and technological input are created in the innovation, and then the theoretical model that the government technology input affects the technological innovation of the enterprise is constructed. (3) establish the basic decision frame of the enterprise technology innovation which introduces the investment factors of the government science and technology, and then put forward the promotion of the enterprise from the angle of perfecting the enterprise innovation management and the government optimizing the investment of science and technology. The basic strategy of government's technological input in technological innovation.
【學(xué)位授予單位】：山東大學(xué)
【學(xué)位級(jí)別】：博士
【學(xué)位授予年份】：2015
【分類(lèi)號(hào)】：F273.1;F812.45

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本文編號(hào)：1989204