本文選題：新型營業(yè)部　切入點：市場化　出處：《西南科技大學(xué)》2015年碩士論文　論文類型：學(xué)位論文

【摘要】：證券市場是我國資本市場的核心,是市場經(jīng)濟發(fā)展的必然產(chǎn)物,我國的資本市場發(fā)展距今已經(jīng)有二十多年的歷史。證券營業(yè)部是大眾進(jìn)行證券交易的最基本的場所,也是資本市場的主要參與者,不僅僅是資金融通和金融資源配置的重要中介機構(gòu),更是進(jìn)行金融風(fēng)險防范、緩解銀行體系危機的重要平臺。換句話說,證券營業(yè)部是我國資本市場的重要組成部分,它的發(fā)展是我國資本市場發(fā)展的一個縮影。隨著我國資本市場自身不斷的發(fā)展壯大,對外開放的步伐亦在加快,我國的證券市場在國際資本市場中的影響力正在顯著加強。但是,隨著我國的證券行業(yè)進(jìn)入市場化,特別是2001年我國加入WTO以后,我國證券行業(yè)所面臨的管理、經(jīng)營環(huán)境和遭遇的機遇、挑戰(zhàn)也發(fā)生了翻天覆地的變化。在這樣的變化下,傳統(tǒng)的證券營業(yè)部或許已經(jīng)無法滿足市場發(fā)展的需求,其生存和發(fā)展都將會受到市場化的巨大挑戰(zhàn)。鑒于此,業(yè)界大佬們根據(jù)我國資本市場的特點,在借鑒國外先進(jìn)理念和制度的基礎(chǔ)上,探討并實踐出一種新型營業(yè)部的模式——一種能打破傳統(tǒng)桎梏的創(chuàng)新型營業(yè)部。新型營業(yè)部因其經(jīng)營成本低廉、市場覆蓋面廣、操作靈活性強、能增強公司的宣傳力度、積累優(yōu)質(zhì)客戶資源等優(yōu)勢,必將成為各家證券公司競相追逐的新起點。盡管新型營業(yè)部的設(shè)立和經(jīng)營還面臨著這樣那樣的問題,但機遇和挑戰(zhàn)總是并存的。如何對傳統(tǒng)的經(jīng)營、管理模式進(jìn)行創(chuàng)新,把握發(fā)展機遇,大型券商如何繼續(xù)保持已有的優(yōu)勢,中小券商又如何借此新機會實現(xiàn)突破,本文從新型營業(yè)部的創(chuàng)新,設(shè)立、管理、經(jīng)營面臨的機遇與挑戰(zhàn)等多個方面進(jìn)行深入的研究探討,為新型營業(yè)部的設(shè)立、管理、經(jīng)營提供新的思考方式;為我國證券行業(yè)的創(chuàng)新、發(fā)展提供新的思維;為我國資本市場的健康、穩(wěn)定、科學(xué)、持續(xù)的發(fā)展提供新的思路。
[Abstract]:The securities market is the core of the capital market in our country and the inevitable outcome of the development of the market economy. The development of the capital market in our country has a history of more than 20 years. It is also a major participant in the capital market. It is not only an important intermediary for the financing and allocation of financial resources, but also an important platform for preventing financial risks and alleviating the crisis in the banking system. In other words, The securities sales department is an important part of China's capital market, and its development is a microcosm of the development of our country's capital market. With the development of our country's capital market itself, the pace of opening to the outside world is also speeding up. The influence of China's securities market in the international capital market is being strengthened significantly. However, with China's securities industry entering the market, especially after China's entry into WTO in 2001, China's securities industry is faced with the management. The business environment and opportunities and challenges have also changed dramatically. Under such changes, the traditional securities sales departments may no longer be able to meet the needs of market development. Its survival and development will be greatly challenged by marketization. In view of this, according to the characteristics of our country's capital market and on the basis of drawing lessons from foreign advanced ideas and systems, This paper discusses and puts into practice a new type of business department-an innovative business department which can break the shackles of tradition. Because of its low operating cost, wide market coverage and strong operational flexibility, the new business department can enhance the propaganda of the company. Accumulation of high-quality customer resources and other advantages will become a new starting point for various securities companies to chase. Although the establishment and operation of new business departments are still faced with problems of one kind or another, opportunities and challenges always coexist. The management mode carries on the innovation, grasps the development opportunity, how the large-scale securities firm continues to maintain the existing superiority, how to take this new opportunity to realize the breakthrough, this article from the new business department innovation, the establishment, the management, The opportunities and challenges faced by business are studied in depth to provide a new way of thinking for the establishment, management and management of new business departments, new thinking for the innovation and development of the securities industry in China, and a new thinking for the establishment, management and management of new types of business departments, as well as for the innovation and development of the securities industry in China. To provide new ideas for the healthy, stable, scientific and sustainable development of China's capital market.
【學(xué)位授予單位】：西南科技大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2015
【分類號】：F832.39

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