本文關(guān)鍵詞： 技術(shù)創(chuàng)新效率 高技術(shù)產(chǎn)業(yè)集聚 多樣化與專業(yè)化 技術(shù)研發(fā)與技術(shù)轉(zhuǎn)化 GMM與SDM　出處：《蘭州大學(xué)》2015年博士論文　論文類型：學(xué)位論文

【摘要】：實施創(chuàng)新驅(qū)動發(fā)展戰(zhàn)略,適應(yīng)新常態(tài),技術(shù)創(chuàng)新是其核心內(nèi)容,創(chuàng)新效率是技術(shù)創(chuàng)新的源泉。技術(shù)創(chuàng)新與高技術(shù)產(chǎn)業(yè)集聚是區(qū)域經(jīng)濟增長過程的重要內(nèi)容,是科技與經(jīng)濟結(jié)合的具體實踐,也是資源優(yōu)化配置與產(chǎn)業(yè)轉(zhuǎn)型升級的必然路徑�，F(xiàn)階段我國高技術(shù)產(chǎn)業(yè)的發(fā)展主要依靠高投入,并非是技術(shù)創(chuàng)新效率的提升所致,選取區(qū)域技術(shù)創(chuàng)新效率視角,研究區(qū)域技術(shù)創(chuàng)新與高技術(shù)產(chǎn)業(yè)集聚的相互影響與提升路徑,對于轉(zhuǎn)變經(jīng)濟增長方式與建設(shè)創(chuàng)新型國家意義重大。研究選擇“高技術(shù)產(chǎn)業(yè)集聚與區(qū)域技術(shù)創(chuàng)新效率研究”為題,通過對技術(shù)創(chuàng)新與高技術(shù)產(chǎn)業(yè)集聚的理論梳理與路徑分析,發(fā)現(xiàn)技術(shù)創(chuàng)新效率與高技術(shù)產(chǎn)業(yè)集聚相互影響、相互促進的關(guān)系。在此基礎(chǔ)上,對我國大陸地區(qū)的高技術(shù)產(chǎn)業(yè)集聚及其區(qū)域特征、區(qū)域技術(shù)創(chuàng)新整體效率及兩階段效率測度分析,從理論和實證的角度深入探討產(chǎn)業(yè)集聚的區(qū)域創(chuàng)新效率效應(yīng)以及創(chuàng)新效率的高技術(shù)產(chǎn)業(yè)集聚效應(yīng),并提出二者協(xié)同發(fā)展的相關(guān)措施�；趯Ω呒夹g(shù)產(chǎn)業(yè)集聚與區(qū)域技術(shù)創(chuàng)新效率的相互影響分析,論文主要形成以下幾點結(jié)論：第一,高技術(shù)產(chǎn)業(yè)發(fā)展的區(qū)域差異較大,高技術(shù)產(chǎn)業(yè)主要聚集于東部沿海地區(qū),尤其是京津、珠三角、長三角地區(qū)；高技術(shù)產(chǎn)業(yè)區(qū)域同構(gòu)性嚴重,絕大多數(shù)省區(qū)間的產(chǎn)業(yè)結(jié)構(gòu)相似系數(shù)超過0.5的警戒線,缺乏整體的宏觀規(guī)劃與協(xié)調(diào)機制；2002-2012年高技術(shù)產(chǎn)業(yè)區(qū)域差異呈現(xiàn)先擴大后縮小的趨勢,2005年后高技術(shù)產(chǎn)業(yè)集聚趨勢有所緩解；我國電子計算機及辦公設(shè)備制造業(yè)集聚現(xiàn)象最為突出,但高技術(shù)產(chǎn)業(yè)的行業(yè)集聚也正在發(fā)生較大轉(zhuǎn)變,高技術(shù)產(chǎn)業(yè)正從電子計算機及辦公設(shè)備制造業(yè)向醫(yī)療設(shè)備及儀器儀表制造業(yè)、醫(yī)藥制造業(yè)集中。第二,RD經(jīng)費與人員等創(chuàng)新要素空間集聚程度較高,多集中于省會或計劃單列市等中心城市,區(qū)域技術(shù)創(chuàng)新也呈現(xiàn)出較強的地理累積性；兩階段鏈式數(shù)據(jù)包絡(luò)分析(DEA)結(jié)果顯示,區(qū)域技術(shù)創(chuàng)新效率呈現(xiàn)螺旋上升趨勢,并呈現(xiàn)出東南高西北低的梯度發(fā)展態(tài)勢,但區(qū)域間收斂趨勢明顯；絕大多數(shù)省區(qū)技術(shù)轉(zhuǎn)化效率遠低于技術(shù)研發(fā)效率,粵閩津蘇技術(shù)轉(zhuǎn)化環(huán)節(jié)較為有效,各省區(qū)技術(shù)創(chuàng)新模式基本穩(wěn)定,低技術(shù)研發(fā)低技術(shù)轉(zhuǎn)化仍然為各省區(qū)主要類型。第三,采用2000、2006、2012的截面數(shù)據(jù),利用OLS估計與地理加權(quán)模型(GWR)探討產(chǎn)業(yè)集聚對區(qū)域技術(shù)創(chuàng)新效率的影響關(guān)系,結(jié)果顯示存在正向效應(yīng)但這種效率存在較大的區(qū)域差異性,這種正向效應(yīng)呈現(xiàn)逐漸增強趨勢。利用GMM估計方法考察產(chǎn)業(yè)集聚、產(chǎn)業(yè)集聚區(qū)域特征、相關(guān)制約因素對區(qū)域技術(shù)創(chuàng)新效率的影響,結(jié)果顯示產(chǎn)業(yè)集聚、多樣化、企業(yè)規(guī)模、外商投資企業(yè)對于區(qū)域創(chuàng)新效率正向作用明顯,產(chǎn)業(yè)集聚的專業(yè)化、區(qū)域技術(shù)交易活動對技術(shù)創(chuàng)新效率提升作用不顯著,滯后期的技術(shù)創(chuàng)新效率與滯后期高技術(shù)產(chǎn)業(yè)集聚對技術(shù)創(chuàng)新效率存在正向效應(yīng)。第四,建立SDM模型研究技術(shù)創(chuàng)新效率及各制約因素對于高技術(shù)產(chǎn)業(yè)集聚的影響,結(jié)果顯示技術(shù)創(chuàng)新效率、市場化水平、對外開放水平、人力資本水平、金融發(fā)展水平存在正向效應(yīng),政府干預(yù)程度的集聚效應(yīng)不顯著,技術(shù)創(chuàng)新效率、人力資本水平、進出口貿(mào)易水平、政府干預(yù)程度空間溢出效應(yīng)顯著。利用混合面板模型考察技術(shù)創(chuàng)新的兩環(huán)節(jié)對于高技術(shù)產(chǎn)業(yè)集聚的影響,研究結(jié)果顯示,技術(shù)轉(zhuǎn)化效率對于高技術(shù)產(chǎn)業(yè)空間集聚作用更為顯著,高技術(shù)產(chǎn)業(yè)化也成為制約技術(shù)創(chuàng)新與高技術(shù)產(chǎn)業(yè)集聚的瓶頸�；谏鲜鲅芯拷Y(jié)論,本文認為應(yīng)推動高技術(shù)產(chǎn)業(yè)合理集聚,提升區(qū)域技術(shù)創(chuàng)新效率,合理定位“產(chǎn)學(xué)政”創(chuàng)新職能,發(fā)揮金融市場的聯(lián)結(jié)推動作用,重點加強高�？萍汲晒D(zhuǎn)化等相關(guān)措施,以推動高技術(shù)產(chǎn)業(yè)集聚與區(qū)域技術(shù)創(chuàng)新效率的協(xié)同發(fā)展,有效促進區(qū)域經(jīng)濟增長與產(chǎn)業(yè)轉(zhuǎn)型升級。
[Abstract]:The implementation of innovation driven development strategy, to adapt to the new norm, technology innovation is the core content, the efficiency of innovation is the source of technological innovation. Technological innovation and high-tech industry agglomeration is an important content in the process of regional economic growth, is the concrete practice of the combination of technology and economy, is also the optimization of resources allocation and the inevitable upgrade path of industrial transformation development. At the present stage of China's high tech industry mainly rely on high investment, improve the efficiency of technological innovation is not caused by the selection of regional technological innovation efficiency from the perspective of research on regional technological innovation and high-tech industry agglomeration of the mutual influence and promotion path for the transformation of economic growth mode and the construction of an innovative country is significant. On the choice of high technology the title "Research on industrial agglomeration and regional innovation efficiency, through the analysis of theory and path of agglomeration on technological innovation and high-tech industry, discovery technology The innovation efficiency of high-tech industry agglomeration and mutual influence, and promote each other. On this basis, the high-tech industry agglomeration in mainland of China and its regional characteristics, analysis of the overall efficiency of the regional technological innovation and two stage efficiency measure, from the perspective of theoretical and Empirical Study on regional innovation efficiency effect of industrial agglomeration and high technology industry the innovation efficiency of agglomeration effect, and put forward relevant measures two collaborative development. The mutual influence analysis of agglomeration and regional technological innovation efficiency of high tech industry based on the main form the following conclusions: first, the regional differences in the development of high tech industry, high tech industry mainly concentrated in eastern coastal areas, especially Beijing, the Pearl River Delta, Yangtze River Delta; regional high-tech industry isomorphism seriously, the vast industrial structure of most provinces interval similarity coefficient of more than 0.5 of the cordon That lack of macro planning and coordination mechanism of the whole; 2002-2012 years of regional high-tech industry differences expanded to narrowing trend after 2005, high-tech industry agglomeration trend eased; computer and office equipment manufacturing industry agglomeration phenomenon of our country is the most prominent, but the high technology industry agglomeration is undergoing great changes, high the technology industry is from computer and office equipment manufacturing to medical equipment and instrument manufacturing, pharmaceutical manufacturing industry concentration. Second, a higher degree of agglomeration of RD funds and personnel and other innovative elements of space, more is in the center of the capital city or municipalities, regional technological innovation is also showing a strong geographical accumulation; the two stage data envelopment analysis chain (DEA) results show that the efficiency of regional innovation spiraling trend, and showed a gradient of southeast high-low trend, But the convergence trend between regions is obvious; most provinces technological transformation efficiency is far lower than the efficiency of R & D, Guangdong and Fujian Jin Su technology transformation is more effective, each province technology innovation mode is basically stable, low technology low technology transformation still is the main type of each province. In third, the cross section data of 200020062012, using OLS estimation and geographically weighted model (GWR) influence on the regional innovation efficiency of industrial agglomeration, results show that there is a positive effect but the efficiency of large regional differences exist, this positive effect shows increasing trend. Estimation of industry agglomeration were studied by using GMM, industrial agglomeration regional characteristics, effects of related factors on the efficiency of regional innovation, the according to industry agglomeration, diversification, enterprise scale, enterprise with foreign investment for regional innovation efficiency positive effect, industrial agglomeration Regional specialization, technology transactions on technology innovation efficiency is not significant, the high technology industry technology innovation efficiency and lag lag agglomeration has a positive effect on technology innovation efficiency. Fourth, establish the SDM model to study the efficiency of technological innovation and the constraints of high technology industry cluster, the results showed that the technical innovation efficiency the level of the market, the level of opening up, the level of human capital, the level of financial development has a positive effect, agglomeration effect degree of government intervention is not significant, the efficiency of technological innovation, the level of human capital, import and export trade, the spatial spillover effect of the government intervention degree is significant. The investigation of the technology innovation by using the mixed panel model two links for the impact of high technology industrial agglomeration, research results show that the conversion efficiency of technology for the high-tech industry agglomeration effect is more significant, the industrialization of high technology Also become a bottleneck restricting the technological innovation and high-tech industry agglomeration. Based on the above research conclusion, this paper thinks that we should promote the high-tech industry rational agglomeration, enhancing the regional technological innovation efficiency, reasonable positioning "political science" innovation function, play a role in promoting financial market linkage, focus on strengthening the University Scientific achievements transformation and other related measures to promote the coordinated development of agglomeration and regional innovation efficiency of high-tech industries, effectively promote regional economic growth and industrial restructuring and upgrading.

【學(xué)位授予單位】：蘭州大學(xué)
【學(xué)位級別】：博士
【學(xué)位授予年份】：2015
【分類號】：F276.44;F124.3

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本文編號：1482528