本文選題：券商 + 模式��； 參考：《華東理工大學(xué)》2014年碩士論文

【摘要】：新中國證券交易市場的建立始于1986年,經(jīng)歷了約30年的發(fā)展歷程。券商作為金融舞臺上的主要角色之一,對繁榮資本市場、促進(jìn)經(jīng)濟(jì)發(fā)展發(fā)揮了巨大作用,自身也得到了長足發(fā)展。但是相對于境外成熟資本市場來說,我國的券商成立時間較晚,發(fā)育還不夠健全,其盈利模式仍然一直是“通道式”的盈利模式,目前正面臨著許多困難和問題。隨著我國政治經(jīng)濟(jì)體制改革的全面深化,資本市場的發(fā)展,金融管制政策的放寬,證券行業(yè)改革創(chuàng)新已成大勢所趨、大勢所逼,不改革創(chuàng)新就沒有出路,必須邁出實質(zhì)性的步伐。因此,證券業(yè)務(wù)經(jīng)營將發(fā)生根本性改變,券商創(chuàng)新發(fā)展也將面臨前所未有的歷史機(jī)遇。 本文將用發(fā)展的眼光重新審視券商的發(fā)展模式：首先對“全業(yè)務(wù)鏈”模式進(jìn)行界定,回答“全業(yè)務(wù)鏈”的內(nèi)涵與特征優(yōu)勢。然后對境外成熟資本市場的先進(jìn)模式進(jìn)行分析,歸納出有利于我國證券業(yè)發(fā)展的思路和措施,回答了目前理想的券商模式“是什么”和“怎么做”的問題。本文的中心議題是如何借鑒國外的經(jīng)驗,建立符合我國券商實際情況的“全業(yè)務(wù)鏈模式”,著重對“全業(yè)務(wù)鏈”中大投行運(yùn)作模式、財富管理業(yè)務(wù)、資產(chǎn)管理業(yè)務(wù)這三大業(yè)務(wù)模塊進(jìn)行戰(zhàn)略規(guī)劃,提供可行性方案,最后對引入該模式進(jìn)行可行性分析,提出推廣方式。
[Abstract]:The establishment of the new Chinese stock exchange market began in 1986 and has experienced a development process of about 30 years. As one of the main roles on the financial stage, securities firms have played a great role in prospering the capital market and promoting economic development. However, compared with the overseas mature capital market, the securities firms in our country have been established late and have not developed well enough, and their profit model is still a "passageway" profit model, which is now facing many difficulties and problems. With the overall deepening of China's political and economic system reform, the development of the capital market and the relaxation of financial control policies, the reform and innovation of the securities industry has become a general trend, driven by the general trend, without reform and innovation, there is no way out. Substantial steps must be taken. Therefore, the operation of securities business will be fundamentally changed, and the innovation and development of securities firms will also face unprecedented historical opportunities. This paper will re-examine the development model of securities companies from the perspective of development: firstly, define the mode of "whole business chain" and answer the connotation and characteristic advantages of "whole business chain". Then it analyzes the advanced mode of overseas mature capital market, sums up the ideas and measures beneficial to the development of China's securities industry, and answers the question of "what is" and "how to do" the ideal securities business model at present. The central topic of this paper is how to draw lessons from the experience of foreign countries, to establish a "whole business chain mode" in line with the actual situation of our securities firms, and to focus on the operation mode of "full-service chain" and wealth management business. The three business modules of asset management carry out strategic planning and provide a feasible scheme. Finally, the feasibility analysis of introducing the model is carried out and the promotion method is put forward.
【學(xué)位授予單位】：華東理工大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2014
【分類號】：F832.51;F274

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