本文選題：應急管理　切入點：業(yè)務連續(xù)性管理　出處：《西北師范大學》2013年碩士論文

【摘要】：證券行業(yè)作為金融系統(tǒng)的重要組成部分，在促進國民經(jīng)濟發(fā)展中起到了重要的作用金融系統(tǒng)如果突發(fā)公共事件將影響社會公共安全，因而有必要深入研究金融系統(tǒng)的應急管理證券公司核心交易系統(tǒng)是一個高度依賴信息技術(shù)的行業(yè)，然而，以現(xiàn)代高科技武裝起來的設施一旦發(fā)生故障就會發(fā)生更加巨大的破壞力，高科技的采用也加大了安全運行的門檻，帶來了安全風險如何使核心交易系統(tǒng)實現(xiàn)安全運行及業(yè)務連續(xù)性管理，如何在技術(shù)故障或災難發(fā)生時采取合理應急管理措施，是證券行業(yè)應急能力建設需要深入探討的問題目前國內(nèi)主要在公共突發(fā)事件方面的應急管理研究，而面向金融系統(tǒng)尤其是證券核心交易系統(tǒng)應急管理的專項研究并不多因此本文選擇將證券公司核心交易系統(tǒng)應急管理作為研究的對象 本文旨在結(jié)合公共突發(fā)事件應急管理以及信息安全管理研究的成果，將應急管理的方法引入證券核心交易系統(tǒng)的應急管理，分析證券核心交易系統(tǒng)突發(fā)事件的發(fā)展變化規(guī)律，研究為維護核心交易系統(tǒng)穩(wěn)定應采取哪些應對措施本文首先對應急管理的概念，相關研究成果進行了綜述，明確應急管理的主要內(nèi)容，并界定了證券核心交易系統(tǒng)應急管理的定義分析證券核心交易系統(tǒng)應急管理現(xiàn)狀及問題，結(jié)合國外證券交易所發(fā)生的事故國內(nèi)證券公司發(fā)生的證券核心交易系統(tǒng)應急事故，來分析和闡述我國證券公司核心交易系統(tǒng)中突發(fā)事故的應急管理現(xiàn)狀提出證券核心交易系統(tǒng)應急預案應急演練應急處理保障機制的有效措施結(jié)合實踐管理經(jīng)驗，以本人所在的公司作為案例，深入研究各類應急場景應用依據(jù)作用機理和應對措施，，為證券核心交易的公共應急管理提供了一定的理論和實際依據(jù)
[Abstract]:As an important part of the financial system, the securities industry plays an important role in promoting the development of the national economy. Therefore, it is necessary to study in depth the emergency management securities company core trading system of the financial system, which is an industry highly dependent on information technology. However, Facilities armed with modern high technology will have greater destructive power once they fail, and the adoption of high technology has also increased the threshold for safe operation. It brings the security risk how to make the core trading system realize safe operation and business continuity management, how to take reasonable emergency management measures in the event of technical failure or disaster, It is a problem that needs to be discussed deeply in the construction of emergency capacity in the securities industry. At present, the research on emergency management in the field of public emergencies is mainly conducted in China. However, there are not many special researches on emergency management for financial system, especially for securities core trading system. Therefore, this paper chooses the emergency management of securities company core trading system as the object of study. The purpose of this paper is to introduce the method of emergency management into the emergency management of the securities core trading system, and to analyze the law of the development and change of the unexpected events in the securities core trading system. In order to maintain the stability of the core trading system, this paper first summarizes the concept of emergency management and related research results, and clarifies the main contents of emergency management. It also defines the definition of emergency management of securities core trading system and analyzes the current situation and problems of emergency management of securities core trading system. To analyze and expound the current situation of emergency management of unexpected accidents in the core trading system of securities companies in our country. The effective measures of emergency handling and guarantee mechanism for emergency handling and protection mechanism of securities core trading system are put forward, combined with practical management experience. Taking my company as a case, this paper makes a thorough study on the mechanism and countermeasures of the application of various emergency scenarios, which provides a theoretical and practical basis for the public emergency management of securities core transactions.
【學位授予單位】：西北師范大學
【學位級別】：碩士
【學位授予年份】：2013
【分類號】：F832.51

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