本文關(guān)鍵詞： 證券 經(jīng)營現(xiàn)狀 發(fā)展對策 江西　出處：《南昌大學(xué)》2013年碩士論文　論文類型：學(xué)位論文

【摘要】：當(dāng)前,我國證券市場的基本特征是“新興+轉(zhuǎn)軌”的市場,證券業(yè)經(jīng)過草創(chuàng)階段、清理整頓和綜合治理階段、規(guī)范發(fā)展階段,目前正處于全面創(chuàng)新發(fā)展的新階段,面臨著新的發(fā)展機(jī)遇。從宏觀經(jīng)濟(jì)而言,我國宏觀經(jīng)濟(jì)可持續(xù)的增長為證券市場的繁榮奠定了發(fā)展基礎(chǔ)；從監(jiān)管環(huán)境看,國家正采取一系列政策措施,加快多層次資本市場體系建設(shè)和證券公司對內(nèi)對外開放進(jìn)程,不斷增強(qiáng)證券公司的資本市場中介功能和服務(wù)水平,實現(xiàn)證券行業(yè)與經(jīng)濟(jì)社會和諧共進(jìn)及可持續(xù)發(fā)展。證券市場對國民經(jīng)濟(jì)發(fā)展將做出更大的貢獻(xiàn)。證券公司作為資本市場的中介,也將在中國資本市場的快速成長中獲得更大的發(fā)展。 江西證券市場經(jīng)過20多年的發(fā)展,從無到有,從小到大,取得了巨大的成就。但作為中部經(jīng)濟(jì)欠發(fā)達(dá)省份,證券市場總體呈現(xiàn)出上市公司數(shù)量少、質(zhì)量不高、市場規(guī)模較小、中介機(jī)構(gòu)實力不強(qiáng)、服務(wù)地方實體經(jīng)濟(jì)能力不足等特點。轄區(qū)證券業(yè)受制于資本實力不足、信息技術(shù)投入有限、創(chuàng)新人才缺乏等諸多因素,加上近年來市場行情較為低迷,交投不活躍,收入結(jié)構(gòu)較為單一,資產(chǎn)質(zhì)量不高,創(chuàng)新能力不強(qiáng),整體盈利水平較弱。 面對證券業(yè)創(chuàng)新發(fā)展的大趨勢,江西證券行業(yè)應(yīng)準(zhǔn)確把握行業(yè)發(fā)展脈搏,制定符合自身實際情況的發(fā)展戰(zhàn)略,在做好合規(guī)管理及風(fēng)險防控的前提下,發(fā)揮自身優(yōu)勢,積極開展產(chǎn)品及服務(wù)創(chuàng)新,加快發(fā)展步伐。
[Abstract]:At present, the basic characteristic of China's securities market is the market of "emerging transition". The securities industry has gone through the initial stage, the stage of cleaning up and rectifying and the stage of comprehensive management, and the stage of standardizing the development of the securities industry. At present, China is in a new stage of comprehensive innovation and development, facing new development opportunities. From the macro economic point of view, the sustainable growth of China's macro economy has laid the foundation for the prosperity of the securities market. From the perspective of regulatory environment, the state is taking a series of policy measures to speed up the construction of a multi-level capital market system and the process of securities companies opening to the outside world, and to continuously enhance the intermediary function and service level of the capital market of securities companies. The securities market will make a greater contribution to the development of the national economy. The securities companies as the intermediary of the capital market. Will also gain greater development in the rapid growth of China's capital market. Jiangxi stock market has been developed for more than 20 years, from nothing to existence, from small to large, and has made great achievements. However, as an underdeveloped province in the central region, the stock market in general presents a small number of listed companies. The quality is not high, the market scale is small, the strength of the intermediary is not strong, and the ability of serving the local entity economy is insufficient. The securities industry in the jurisdiction is constrained by the lack of capital strength and the limited investment of information technology. The lack of innovative talents and many other factors, coupled with the market in recent years relatively low, trading is not active, income structure is relatively single, asset quality is not high, innovation ability is not strong, the overall profit level is weak. In the face of the trend of innovation and development of securities industry, Jiangxi securities industry should accurately grasp the pulse of development of the industry, formulate a development strategy in line with its own actual situation, and do a good job of compliance management and risk prevention and control under the premise. Give play to their own advantages, actively carry out product and service innovation, and accelerate the pace of development.
【學(xué)位授予單位】：南昌大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2013
【分類號】：F832.51

【引證文獻(xiàn)】

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1 黃國良;安信證券河源地區(qū)輕型營業(yè)部發(fā)展戰(zhàn)略研究[D];南昌大學(xué);2014年

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本文編號：1467146