本文選題：中小企業(yè)融資 + 區(qū)域性股權(quán)交易中心　； 參考：《江西財(cái)經(jīng)大學(xué)》2017年碩士論文

【摘要】：目前中國經(jīng)濟(jì)處于經(jīng)濟(jì)增速換擋期,正在進(jìn)入“新常態(tài)”時(shí)期。在國內(nèi)經(jīng)濟(jì)下行的大環(huán)境下,中小企業(yè)在推動(dòng)經(jīng)濟(jì)走出低謎,在實(shí)現(xiàn)區(qū)域經(jīng)濟(jì)崛起、解決就業(yè)、經(jīng)濟(jì)結(jié)構(gòu)調(diào)整和經(jīng)濟(jì)轉(zhuǎn)型中扮演著不可忽視的角色,然而中小企業(yè)在金融市場(chǎng)所獲得的融資服務(wù)地位與在經(jīng)濟(jì)社會(huì)中所起的作用是嚴(yán)重不對(duì)等的。2014年5月8號(hào)《國務(wù)院關(guān)于進(jìn)一步促進(jìn)資本市場(chǎng)健康發(fā)展的若干意見》(新國九條)出臺(tái),將區(qū)域股權(quán)市場(chǎng)納入到多層次市場(chǎng)體系建設(shè)當(dāng)中,拓寬中小企業(yè)融資渠道。區(qū)域性股權(quán)交易市場(chǎng)是多層次資本市場(chǎng)的組成部分,大力發(fā)展區(qū)域性股權(quán)交易市場(chǎng)對(duì)于中小企業(yè)融資、健全我國多層次資本市場(chǎng)體系具有重要意義。本文采用案例分析的方式,通過對(duì)案例企業(yè)A公司在區(qū)域性股權(quán)交易中心融資產(chǎn)生的問題進(jìn)行分析和研究,并針對(duì)中小企業(yè)區(qū)域性股權(quán)交易市場(chǎng)融資提出相關(guān)意見建議。論文分為五個(gè)部分,第一章緒論部分包括背景及意義、文獻(xiàn)綜述、思路和框架以及研究的創(chuàng)新點(diǎn)和不足。第二章案例介紹包括A公司基本情況和財(cái)務(wù)情況介紹、前海股權(quán)交易中心介紹以及整個(gè)融資過程以及融資效果。第三章是論文的重點(diǎn),是對(duì)A公司在區(qū)域性股權(quán)交易融資存在的問題及產(chǎn)生問題的原因進(jìn)行分析。企業(yè)自身問題包括A公司自身的劣勢(shì),融資成本、融資風(fēng)險(xiǎn)兩高,融資渠道單一、自身資金匱乏,小企業(yè)規(guī)模導(dǎo)致抵押擔(dān)保難度大。區(qū)域性股權(quán)交易中心問題包括區(qū)域性股權(quán)交易中心跨區(qū)經(jīng)營較為困難,限制了投資者的數(shù)量和資金規(guī)模。企業(yè)、投資者、證券公司對(duì)區(qū)域性股權(quán)交易市場(chǎng)的參與程度都不高。區(qū)域性股權(quán)交易中心的融資能力和培育服務(wù)能力還需進(jìn)一步提升。產(chǎn)生這些問題的原因在于法律地位不明確、監(jiān)管體系不健全,新三板的沖擊以及區(qū)域性股權(quán)交易中心的內(nèi)部原因。第四章主要是針對(duì)上述問題以及產(chǎn)生問題的原因,提出相關(guān)對(duì)策和建議。第五章結(jié)論部分是對(duì)整個(gè)文章的總結(jié)和概括,區(qū)域性股權(quán)交易市場(chǎng)的主要功能和作用表現(xiàn)在:一是培育和規(guī)范中小企業(yè)的園地;二是中小企業(yè)的融資中心;三是地方政府扶持中小企業(yè)各種政策和資金綜合運(yùn)用的平臺(tái);四是資本市場(chǎng)中介服務(wù)功能的延伸。對(duì)中小企業(yè)在區(qū)域性股權(quán)交易融資問題進(jìn)行研究,使得我國中小企業(yè)在區(qū)域性股權(quán)交易市場(chǎng)的融資能夠有更多的參考,這對(duì)于我國區(qū)域性股權(quán)交易市場(chǎng)的健康穩(wěn)定發(fā)展,也具有一定的指導(dǎo)意義。
[Abstract]:At present, China's economy is in the shift period of economic growth, is entering the "new normal" period. In the environment of domestic economic downturn, small and medium-sized enterprises play an important role in driving the economy out of the low riddle, realizing the rise of regional economy, solving employment, adjusting the economic structure and transforming the economy. However, the status of financing services obtained by SMEs in the financial market is seriously unequal to the role they play in the economy and society. Views of the State Council on further promoting the healthy Development of the Capital Market on May 8, 2014 (nine articles of New China), Regional equity market will be incorporated into the multi-level market system construction to broaden the financing channels for small and medium-sized enterprises. Regional equity trading market is an integral part of multi-level capital market. It is of great significance to develop regional equity trading market for small and medium-sized enterprises to raise funds and perfect our country's multi-level capital market system. This paper adopts the method of case analysis to analyze and study the problems arising from the financing of A company in the regional equity trading center, and puts forward some suggestions for the financing of the regional equity trading market of small and medium-sized enterprises. The first chapter includes background and significance, literature review, ideas and framework, innovative points and shortcomings of the research. The second chapter includes A company's basic situation and financial situation, Qianhai equity trading center, the whole financing process and financing effect. The third chapter is the focus of the paper, it analyzes the problems and causes of the financing of A company in the regional equity trading. The enterprise's own problems include the inferiority of company A, the financing cost, the financing risk, the single financing channel, the lack of its own funds, and the difficulty of mortgage guarantee caused by the scale of small enterprise. Regional equity trading centers, including regional equity trading centers, are more difficult to operate across regions, limiting the number of investors and the size of funds. The participation of enterprises, investors and securities companies in the regional stock market is not high. The financing ability of regional equity trading center and cultivating service ability need to be further improved. The causes of these problems lie in the unclear legal status, the imperfect regulatory system, the impact of the new third board and the internal reasons of the regional equity trading center. The fourth chapter is the above-mentioned problems and the causes of the problems, put forward the relevant countermeasures and suggestions. The conclusion of the fifth chapter is the summary and summary of the whole article. The main functions and functions of the regional equity trading market are as follows: first, cultivating and standardizing the garden of small and medium-sized enterprises, second, the financing center of small and medium-sized enterprises; The third is the platform for local government to support various policies and comprehensive use of funds for small and medium-sized enterprises, and the fourth is the extension of intermediary service function in capital market. The research on the financing problem of small and medium-sized enterprises in regional equity trading makes the financing of small and medium-sized enterprises in the regional equity trading market more referential, which is beneficial to the healthy and stable development of the regional equity trading market in China. Also has certain guidance significance.
【學(xué)位授予單位】：江西財(cái)經(jīng)大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2017
【分類號(hào)】：F832.51

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