本文關(guān)鍵詞：金融業(yè)態(tài)深化、財政政策激勵與區(qū)域?qū)嶓w經(jīng)濟(jì)增長　出處：《重慶大學(xué)》2016年博士論文　論文類型：學(xué)位論文

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【摘要】：論文是關(guān)于金融業(yè)態(tài)深化、財政政策激勵與區(qū)域?qū)嶓w經(jīng)濟(jì)增長關(guān)系問題的研究。實體經(jīng)濟(jì)是一個國家綜合國力的基礎(chǔ),實體經(jīng)濟(jì)越強(qiáng),綜合國力的基礎(chǔ)越堅實。沒有實體經(jīng)濟(jì)的有效成長,經(jīng)濟(jì)社會就不可能健康持續(xù)發(fā)展。金融業(yè)態(tài)深化、財政政策激勵與區(qū)域?qū)嶓w經(jīng)濟(jì)增長三者之間關(guān)系密切。實體經(jīng)濟(jì)是金融業(yè)態(tài)深化和財政政策激勵的基礎(chǔ),沒有實體經(jīng)濟(jì)的持續(xù)穩(wěn)定增長,金融業(yè)態(tài)深化和財政政策激勵就沒有可靠的經(jīng)濟(jì)基礎(chǔ);金融業(yè)態(tài)深化與財政政策激勵是實體經(jīng)濟(jì)增長的兩個“引擎”,沒有金融業(yè)態(tài)深化與財政政策激勵及其有效協(xié)調(diào)配合,實體經(jīng)濟(jì)增長就沒有動力。因此,系統(tǒng)地研究金融業(yè)態(tài)深化、財政政策激勵與實體經(jīng)濟(jì)增長的關(guān)系具有非常重要的理論價值和現(xiàn)實意義。1.研究的主要內(nèi)容(1)構(gòu)建了金融業(yè)態(tài)深化、財政政策激勵與實體經(jīng)濟(jì)增長的理論分析框架。對相關(guān)概念的定義及內(nèi)涵進(jìn)行了界定,分別建立數(shù)理模型分析了金融規(guī)模、金融結(jié)構(gòu)、金融效率、財政分權(quán)、財政支出、稅收優(yōu)惠與實體經(jīng)濟(jì)增長之間的理論關(guān)系,確定了金融業(yè)態(tài)深化、財政政策激勵及實體經(jīng)濟(jì)增長的測度指標(biāo)。(2)統(tǒng)計分析了金融業(yè)態(tài)深化、財政政策激勵與實體經(jīng)濟(jì)增長的現(xiàn)狀及問題。分別利用全國時間序列數(shù)據(jù)和省際面板數(shù)據(jù)分析了實體經(jīng)濟(jì)增長的現(xiàn)狀、特征及區(qū)域差異;從社會融資規(guī)模和結(jié)構(gòu)、財政分權(quán)和財政支出、實體經(jīng)濟(jì)與虛擬經(jīng)濟(jì)協(xié)調(diào)性、信貸資金和財政資金投放等方面分析了金融業(yè)態(tài)深化和財政政策激勵支持實體經(jīng)濟(jì)增長的現(xiàn)狀及問題。(3)實證研究了金融業(yè)態(tài)深化、財政政策激勵及二者配合對實體經(jīng)濟(jì)增長的影響。分別從規(guī)模、動力和結(jié)構(gòu)三個視角出發(fā),建立空間計量模型、靜態(tài)面板模型和動態(tài)面板模型實證研究了金融業(yè)態(tài)深化、財政政策激勵及二者配合對實體經(jīng)濟(jì)增長的影響。(4)基于論文實證研究結(jié)論、結(jié)合中國當(dāng)前經(jīng)濟(jì)發(fā)展的現(xiàn)實背景,設(shè)計了金融業(yè)態(tài)深化、財政政策創(chuàng)新及二者配合促進(jìn)實體經(jīng)濟(jì)增長的長效機(jī)制,并提出了促進(jìn)實體經(jīng)濟(jì)增長的政策建議。2.研究的主要結(jié)論(1)改革開放以后,中國實體經(jīng)濟(jì)呈快速增長趨勢,但表現(xiàn)出明顯的階段性特征和較大的區(qū)域差異。1978年以來,中國實體經(jīng)濟(jì)總量增長了近157倍,年均增長率高達(dá)15.46%,2014年實體經(jīng)濟(jì)總量已達(dá)551342億元。2008年以前沿海地區(qū)實體經(jīng)濟(jì)年均增長率明顯高于內(nèi)陸地區(qū)和沿邊地區(qū),2008年以后內(nèi)陸地區(qū)實體經(jīng)濟(jì)增長率高于沿海地區(qū)和沿邊地區(qū),呈現(xiàn)出“內(nèi)陸經(jīng)濟(jì)崛起”新格局。實體經(jīng)濟(jì)空間相關(guān)性呈倒“u”型變動趨勢,2008年達(dá)最大值0.353;2008-2010年間中國實體經(jīng)濟(jì)全要素生產(chǎn)率呈明顯的“v”型變動趨勢。衡量實體經(jīng)濟(jì)區(qū)域差異的基尼系數(shù)、泰爾指數(shù)和對數(shù)離差均值三個指數(shù)均較大,且集中在0.28-0.43之間波動。沿海地區(qū)、內(nèi)陸地區(qū)和沿邊地區(qū)實體經(jīng)濟(jì)總量之比為3.18:1.49:1,沿海地區(qū)實體經(jīng)濟(jì)全要素生產(chǎn)率和技術(shù)進(jìn)步率明顯高于沿邊地區(qū)和內(nèi)陸地區(qū)。(2)金融業(yè)態(tài)深化和財政政策激勵對區(qū)域?qū)嶓w經(jīng)濟(jì)增長均具有明顯的促進(jìn)作用,但在實踐過程中也存在諸多問題�？臻g計量模型、靜態(tài)面板模型、動態(tài)面板模型的回歸結(jié)果表明,金融業(yè)態(tài)深化和財政政策激勵兩個變量的系數(shù)全部顯著為正,說明二者對實體經(jīng)濟(jì)增長規(guī)模、增長動力和增長結(jié)構(gòu)均具有明顯的促進(jìn)作用,金融業(yè)態(tài)深化程度和財政政策激勵力度越高,實體經(jīng)濟(jì)增長越快。然而,在實踐過程中逐漸暴露出諸多問題,主要表現(xiàn)為:一是實體經(jīng)濟(jì)區(qū)域發(fā)展極不協(xié)調(diào)差距極為顯著,二是實體經(jīng)濟(jì)與虛擬經(jīng)濟(jì)不協(xié)調(diào),三是國有經(jīng)濟(jì)與民營經(jīng)濟(jì)不協(xié)調(diào),四是技術(shù)創(chuàng)新與產(chǎn)業(yè)結(jié)構(gòu)優(yōu)化不協(xié)調(diào)。(3)金融業(yè)態(tài)深化與財政政策激勵配合不協(xié)調(diào)顯著地制約區(qū)域?qū)嶓w經(jīng)濟(jì)增長�？臻g計量模型、靜態(tài)面板模型和動態(tài)面板模型的回歸結(jié)果表明,衡量金融業(yè)態(tài)深化和財政政策激勵配合的交叉項的系數(shù)全部顯著為負(fù),說明金融業(yè)態(tài)深化和財政政策激勵配合對實體經(jīng)濟(jì)增長規(guī)模、增長動力和增長結(jié)構(gòu)均具有負(fù)向作用,顯著地制約實體經(jīng)濟(jì)增長。產(chǎn)生這一結(jié)果的原因是,在支持實體經(jīng)濟(jì)增長的實踐過程中,財政手段和金融手段配合不協(xié)調(diào),政策效率偏低。(4)促進(jìn)實體經(jīng)濟(jì)有效增長需要構(gòu)建金融業(yè)態(tài)深化和財政政策創(chuàng)新及二者協(xié)調(diào)配合的長效機(jī)制。具體來講主要包括9個方面:科技金融促進(jìn)機(jī)制、多元金融協(xié)調(diào)機(jī)制、綠色金融服務(wù)機(jī)制、政府投資驅(qū)動機(jī)制、財政補(bǔ)貼引導(dǎo)機(jī)制、稅費(fèi)減免扶持機(jī)制、風(fēng)險防范化解機(jī)制、資源成果共享機(jī)制和國有民營協(xié)同機(jī)制。3.研究的重要觀點(diǎn)(1)實體經(jīng)濟(jì)是經(jīng)濟(jì)社會發(fā)展的基礎(chǔ),沒有實體經(jīng)濟(jì)的有效增長,國民經(jīng)濟(jì)就不可能持續(xù)健康發(fā)展,社會就不可能長期和諧穩(wěn)定。全民重視實體經(jīng)濟(jì)和回歸實體經(jīng)濟(jì),促進(jìn)實體經(jīng)濟(jì)有效增長才是發(fā)展硬道理。(2)金融業(yè)態(tài)深化和財政政策激勵是實體經(jīng)濟(jì)增長的重要條件,促進(jìn)實體經(jīng)濟(jì)增長不僅需要進(jìn)一步提升金融業(yè)態(tài)深化程度和財政政策激勵力度,更需要強(qiáng)化金融業(yè)態(tài)深化與財政政策激勵的緊密合作與協(xié)調(diào)配合。(3)金融業(yè)態(tài)深化既要加快金融產(chǎn)業(yè)市場化發(fā)展,又要堅持金融與實體經(jīng)濟(jì)深度融合。金融業(yè)態(tài)深化必須以實體經(jīng)濟(jì)可持續(xù)增長為基礎(chǔ),實體經(jīng)濟(jì)增長必須依靠金融業(yè)態(tài)深化的有效支持,二者缺一不可。(4)民營企業(yè)是社會主義市場經(jīng)濟(jì)體制構(gòu)建的主體,是實體經(jīng)濟(jì)可持續(xù)發(fā)展的核心力量。金融業(yè)態(tài)深化和財政政策創(chuàng)新要為民營經(jīng)濟(jì)發(fā)展創(chuàng)造優(yōu)良環(huán)境,要促進(jìn)國有經(jīng)濟(jì)與民營經(jīng)濟(jì)的協(xié)調(diào)發(fā)展。(5)強(qiáng)化技術(shù)創(chuàng)新既是實體經(jīng)濟(jì)規(guī)模擴(kuò)張和動力轉(zhuǎn)換的基礎(chǔ),又是實體經(jīng)濟(jì)增長績效提升和產(chǎn)業(yè)結(jié)構(gòu)優(yōu)化的關(guān)鍵。金融業(yè)態(tài)深化和財政政策創(chuàng)新必須有效協(xié)調(diào)配合增強(qiáng)實體經(jīng)濟(jì)的科技創(chuàng)新動力。4.研究的政策建議(1)根據(jù)實體經(jīng)濟(jì)發(fā)展需要加大基礎(chǔ)建設(shè)有效投資。根據(jù)實體經(jīng)濟(jì)發(fā)展的實際需要,因地制宜創(chuàng)新基礎(chǔ)設(shè)施建設(shè)投融資模式增加有效投資,不能為創(chuàng)造GDP而盲目的增加無效投資或重復(fù)投資。(2)完善區(qū)域產(chǎn)業(yè)政策加快實體經(jīng)濟(jì)產(chǎn)業(yè)結(jié)構(gòu)優(yōu)化。加快傳統(tǒng)產(chǎn)業(yè)改造升級,重塑傳統(tǒng)產(chǎn)業(yè)的競爭優(yōu)勢;找準(zhǔn)重點(diǎn)突破領(lǐng)域,大力培育和發(fā)展戰(zhàn)略性新興產(chǎn)業(yè)與高端制造業(yè);多措并舉推動服務(wù)業(yè)快速發(fā)展。(3)增加研發(fā)經(jīng)費(fèi)投入提升實體經(jīng)濟(jì)科技創(chuàng)新能力。多管齊下提高財政金融對科技創(chuàng)新的資金支持力度,創(chuàng)新實體企業(yè)科技研發(fā)經(jīng)費(fèi)管理模式,強(qiáng)化企業(yè)科技創(chuàng)新經(jīng)費(fèi)的投入和運(yùn)用管理。(4)加強(qiáng)職業(yè)技術(shù)教育提高實體經(jīng)濟(jì)人力資本存量。強(qiáng)化校企合作、重視理論與實踐的深度融合,頒布大學(xué)生就業(yè)新政策,完善企業(yè)內(nèi)部人才培養(yǎng)計劃,加快實體企業(yè)人才的供給側(cè)結(jié)構(gòu)性改革。(5)深化對外開放與區(qū)域合作促進(jìn)實體經(jīng)濟(jì)國際化。加快對外開放體制改革和制度創(chuàng)新,加強(qiáng)對外開放基地和基礎(chǔ)設(shè)施建設(shè),強(qiáng)化國際區(qū)域合作,鼓勵實體企業(yè)“引進(jìn)來”和“走出去”。
[Abstract]:This paper is about the format of the financial deepening, research on the relationship between economic growth of fiscal policy and regional entities. The real economy is the foundation of a country's comprehensive national strength, the real economy is stronger, more solid foundation of the comprehensive national strength. There is no effective growth of the real economy, economy and society can not be sustained and healthy development of the financial industry. Further, between fiscal policy and regional economic growth of three entities are closely related. The real economy is the foundation of financial deepening and the format of fiscal policy, not the real economy continued steady growth, financial deepening and financial industry incentive policy is no reliable economic basis; financial deepening and financial incentives format is the two "engine" of the real economy no growth, with the deepening of financial formats and effective coordination of fiscal policy, the real economic growth there will be no power. Therefore, systematic study Format of financial deepening, the main content of the relationship between fiscal policy incentives and real economic growth has very important theoretical value and practical significance to study the.1. (1) constructed the format of financial deepening, fiscal policy and the real economic growth in the theoretical framework. The connotation and definition of related concepts were defined, the mathematical model was established by analysis the financial scale, financial structure, financial efficiency, fiscal decentralization, fiscal expenditure, the theory of relationship between tax incentives and the growth of the real economy, the financial industry deepening, fiscal policy and the real economy growth index (2). Statistical analysis of the format of financial deepening, fiscal policy and the status quo and problems of economic entities growth. Respectively using the time series data and panel data analysis of the current situation of the real economic growth, characteristics and regional differences from the scale of social financing; And the structure of fiscal decentralization and fiscal expenditure, coordination of the real economy and the virtual economy, credit funds and financial funds and other aspects of the current situation and problems of the financial industry to support the real economy growth and fiscal policy deepening incentives. (3) An Empirical Study on the format of the financial deepening, fiscal policy and two coordination effects on real economy growth. From three perspectives of scale, dynamics and structure, establish spatial econometric model, static model and dynamic panel panel empirical model to study the format of financial deepening, fiscal policy and the two with the impact on the real economic growth. (4) based on the conclusion of empirical research, combined with the practical background of the current economic China the development of the financial industry, design innovation deepening, fiscal policy and the two with the long-term mechanism to promote the growth of the real economy, and put forward to promote the real economy growth policy The main conclusions of.2. (1) after the reform and opening up, Chinese real economy a rapid growth trend, but showed significant stage characteristics and regional differences of.1978 years, China total real economic growth by nearly 157 times the average annual growth rate of 15.46%, in 2014 the real economy has reached 551342 yuan.2008 years ago, the average annual growth rate of real economy in coastal areas is obviously higher than that of inland and border areas and inland areas in 2008 after the real economic growth rate is higher than the coastal areas and border areas, showing a new pattern of inland economic rise. The real economy spatial correlation of inverted "U" trend, in 2008 reached the maximum 0.353 years; 2008-2010 Chinese real economy total factor productivity showed "V" type change trend. The Gini coefficient measures of real economic regional difference, Theil index and logarithmic mean deviation of three The index is larger, and the concentration fluctuation between 0.28-0.43. Real economy in coastal areas, inland areas and border area is 3.18:1.49:1, the coastal area real economy total factor productivity and technological progress rate was significantly higher than that of border area and inland area. (2) the financial deepening and financial incentives to form regional real economic growth has obvious the role, but there are also many problems in the process of practice. Spatial econometric model, static panel model, dynamic panel regression results of model show that the coefficient of fiscal policy and deepening the financial formats of two variables are significantly positive, indicating that two of the real economic growth scale, growth momentum and growth structure have obvious to promote the role of financial deepening and financial industry policy incentive strength is high, the real economic growth more quickly. However, gradually exposed in the process of practice A lot of problems, mainly as follows: one is the real economy very uncoordinated regional development gap is very significant, the two is the real economy and the virtual economy is not harmonious, three is the state-owned economy and private economy is not harmonious, four is the technical innovation and optimization of industrial structure is not coordinated. (3) the financial sector deepening state cooperation significantly to restrict the regional real economy growth and fiscal policy incentives. Spatial econometric model, the regression results of static panel model and dynamic panel model shows that the coefficient of cross terms with all the negative incentive measure of financial industry deepening and fiscal policy, financial deepening and financial policy description formats incentive coordination on the growth of the real economy scale, growth momentum and the growth structure has a negative effect, significantly restrict the real economic growth. The reason of this result is that in the process of practice to support the real economy growth, financial means And financial instruments with the lack of coordination, policy efficiency is low. (4) to promote the effective growth of real economy need to construct the format of financial deepening and innovation of fiscal policy and the two coordinated with the long-term mechanism. It mainly includes 9 aspects: the promotion of science and technology finance mechanism, diversified financial coordination mechanism, the green financial service mechanism, driving mechanism of government investment financial subsidies, tax relief guide mechanism, support mechanism, risk prevention and mitigation mechanism, resource sharing mechanism and an important point of view results of state-owned private.3. research collaborative mechanism (1) the real economy is the basis of economic and social development, there is no effective growth of the real economy, the national economy can not be sustained and healthy development of society will not be harmonious and stable for a long time. All the people to pay attention to the real economy and return to the real economy, promote the effective growth of the real economy is the development of the hard truth. (2) format of financial deepening and financial policy The incentive policy is an important condition for the growth of real economy, promote real economic growth not only need to further enhance the format of financial deepening and financial policy incentives, it needs to strengthen the financial deepening and the format of fiscal policy in close cooperation and coordination. (3) the financial sector deepening state should speed up the financial industry market development, and adhere to the integration of the financial and real economy. Financial industry must deepen in depth the sustainable growth of the real economy based, real economic growth must rely on the effective support format of financial deepening, the two indispensable. (4) the private enterprise is the main body of the socialist market economy, is the core force for the sustainable development of the real economy. Financial deepening and financial policy innovation activities to create a good environment for the development of private economy, to promote the coordinated development of state-owned economy and private economy. (5) strong technology The basic innovation is the real economy scale expansion and power conversion, and the real economic growth performance improvement and optimization of the industrial structure. The key to deepening financial formats and fiscal policy innovation must be effective coordination of enhanced dynamic.4. technology innovation of the real economy policy suggestions (1) according to the development needs of the real economy to increase the effective investment in infrastructure. According to the actual needs of the development of the real economy, innovation and infrastructure construction investment and financing mode to increase the effective investment, not to create GDP but blindly increase the invalid investment or repeated investment. (2) improve the regional industrial policy to accelerate the optimization of industrial structure. The real economy to accelerate the upgrading of traditional industries, reshaping the competitive advantages of traditional industries; identify key breakthrough the field, to cultivate and develop strategic emerging industries and high-end manufacturing industry; take measures to promote the rapid development of the service industry. (3 ) increase research funding to enhance scientific and technological innovation to improve the real economy. Financial fund for science and technology innovation support multi pronged innovation entity enterprise R & D funds management mode, strengthen the enterprise technological innovation investment and the use of management. (4) to strengthen the vocational technical education to improve human capital stock. The real economy to strengthen cooperation pay attention to the theory and practice, the depth of integration, the promulgation of the new employment policy, improve the internal personnel training plan, to speed up the supply side entity enterprise talent structural reform. (5) the deepening of opening up and regional cooperation to promote the internationalization of the real economy. To accelerate the opening up of system reform and innovation, strengthen opening base and infrastructure construction. To strengthen international and regional cooperation, encourage entities "bringing in" and "going out".

【學(xué)位授予單位】：重慶大學(xué)
【學(xué)位級別】：博士
【學(xué)位授予年份】：2016
【分類號】：F124;F832;F812.0

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