本文選題：外資銀行 + 操作風(fēng)險(xiǎn)管理戰(zhàn)略��； 參考：《西南財(cái)經(jīng)大學(xué)》2013年碩士論文

【摘要】：近年來,我國(guó)外資銀行迅速發(fā)展,成為我國(guó)銀行業(yè)中不可忽視的中堅(jiān)力量,對(duì)我國(guó)的金融運(yùn)行以及金融體系產(chǎn)生了深刻影響。外資銀行推動(dòng)了我國(guó)金融國(guó)際化進(jìn)程,加速了我國(guó)銀行業(yè)的創(chuàng)新。同時(shí),外資銀行還不斷強(qiáng)化了我國(guó)金融業(yè)的競(jìng)爭(zhēng)機(jī)制,促進(jìn)我國(guó)融資模式的轉(zhuǎn)變。當(dāng)今,風(fēng)險(xiǎn)管理成為了外資銀行最核心的競(jìng)爭(zhēng)力,其好壞直接決定了外資銀行經(jīng)營(yíng)的成敗。風(fēng)險(xiǎn)中的市場(chǎng)風(fēng)險(xiǎn)、信用風(fēng)險(xiǎn)在早期已經(jīng)引起外資銀行的重視,而且形成了一整套完整的風(fēng)險(xiǎn)管理理念和風(fēng)險(xiǎn)管理模式。相比之下,外資銀行對(duì)操作風(fēng)險(xiǎn)的關(guān)注和研究相對(duì)落后。深刻分析操作風(fēng)險(xiǎn)產(chǎn)生的理論根源和現(xiàn)實(shí)起因,研究、界定、度量操作風(fēng)險(xiǎn),并且結(jié)合中國(guó)外資銀行操作風(fēng)險(xiǎn)管理的特殊性,進(jìn)而相應(yīng)地提出外資銀行操作風(fēng)險(xiǎn)管理的策略,對(duì)操作風(fēng)險(xiǎn)管理的原理和實(shí)踐操作、銀行業(yè)的健康運(yùn)轉(zhuǎn)以至整個(gè)國(guó)民經(jīng)濟(jì)的健康平穩(wěn)運(yùn)行都具有非常重大的意義。因此,本文重點(diǎn)研究了我國(guó)外資銀行操作風(fēng)險(xiǎn)管理戰(zhàn)略,著重分析外資銀行操作風(fēng)險(xiǎn)管理戰(zhàn)略的現(xiàn)狀、選擇、制定與實(shí)施,在此基礎(chǔ)上提出幾點(diǎn)建議和對(duì)策供參考。 在內(nèi)容安排上,全文分為五章。第一章簡(jiǎn)述研究的背景和意義；第二章簡(jiǎn)介中國(guó)外資銀行操作風(fēng)險(xiǎn)管理的理論基礎(chǔ)；第三章調(diào)查我國(guó)外資銀行操作風(fēng)險(xiǎn)的現(xiàn)狀；第四章重點(diǎn)研究我國(guó)外資銀行操作風(fēng)險(xiǎn)管理的戰(zhàn)略制定；第五章提出我國(guó)外資銀行操作風(fēng)險(xiǎn)管理戰(zhàn)略的具體執(zhí)行方案。 表達(dá)的觀點(diǎn)與結(jié)論是目的,方法是手段。本文為盡可能真實(shí)提示目前外資銀行的操作風(fēng)險(xiǎn),建立在科學(xué)的研究分析方法之上。主要運(yùn)用了案例分析相結(jié)合的方法、歸納與演繹法、歷史分析方法和對(duì)比分析方法,并運(yùn)用SWOT分析法作為銀行操作風(fēng)險(xiǎn)管理的研究工具。 雖然國(guó)內(nèi)有不少專家學(xué)者對(duì)本課題進(jìn)行研究,但我認(rèn)為他們的研究不夠具體,缺乏較強(qiáng)的可操作性。本文結(jié)合《巴塞爾新資本協(xié)議》的相關(guān)新規(guī)定對(duì)我國(guó)外資銀行運(yùn)營(yíng)中所面臨的操作風(fēng)險(xiǎn)這一話題進(jìn)行系統(tǒng)的分析,并加以從具體實(shí)際案例的角度來研究,提出切實(shí)可行的實(shí)施對(duì)策,因此本文具有一定的延續(xù)性和創(chuàng)新性。
[Abstract]:In recent years, China's foreign banks have developed rapidly and become the backbone of our banking industry, which has a profound impact on the financial operation and financial system of our country. Foreign banks promote the process of financial internationalization and accelerate the innovation of China's banking industry. At the same time, foreign banks also strengthen the competition mechanism of our financial industry and promote the transformation of financing mode. Nowadays, risk management has become the core competitiveness of foreign banks, which directly determines the success or failure of foreign banks. The market risk and credit risk in the risk have attracted the attention of the foreign banks in the early stage, and have formed a complete set of risk management concepts and risk management models. In contrast, foreign banks are relatively backward in their concern and research on operational risks. This paper deeply analyzes the theoretical and practical causes of operational risk, studies, defines and measures operational risk, and combines the particularity of operational risk management of foreign banks in China, and then puts forward corresponding strategies for operational risk management of foreign banks. It is of great significance to the principle and practice of operational risk management, the healthy operation of the banking industry and the healthy and stable operation of the whole national economy. Therefore, this paper focuses on the operational risk management strategy of foreign banks in China, analyzes the current situation, selection, formulation and implementation of operational risk management strategy of foreign banks, and puts forward some suggestions and countermeasures for reference. In content arrangement, the full text is divided into five chapters. The first chapter briefly introduces the background and significance of the study, the second chapter introduces the theoretical basis of the operational risk management of foreign banks in China, the third chapter investigates the current situation of the operational risk of foreign banks in China. The fourth chapter focuses on the strategic formulation of the operational risk management of foreign banks in China, and the fifth chapter puts forward the specific implementation plan of the operational risk management strategy of foreign banks in China. Views and conclusions expressed are ends and methods are means. In order to reveal the operational risk of foreign banks as truthfully as possible, this paper is based on scientific research and analysis methods. It mainly uses the method of case analysis, inductive and deductive method, historical analysis method and contrast analysis method, and uses SWOT analysis method as the research tool of bank operation risk management. Although there are many domestic experts and scholars to study this subject, but I think their research is not specific enough, lack of strong operability. Based on the new provisions of the Basel New Capital Accord, this paper makes a systematic analysis of the operational risks faced by foreign banks in China, and studies them from the point of view of practical cases. Put forward feasible implementation countermeasure, so this article has certain continuity and innovation.
【學(xué)位授予單位】：西南財(cái)經(jīng)大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2013
【分類號(hào)】：F832.33

【參考文獻(xiàn)】

相關(guān)期刊論文 前1條

1 陳燕玲;新巴塞爾協(xié)議及其對(duì)我國(guó)銀行業(yè)的影響[J];中央財(cái)經(jīng)大學(xué)學(xué)報(bào);2002年07期

，

本文編號(hào)：2069917