本文選題：金融危機(jī) + 救助��； 參考：《西南財(cái)經(jīng)大學(xué)》2013年博士論文

【摘要】：自資本主義制度誕生以來,我們從沒有擺脫過金融危機(jī)的襲擊,從荷蘭1636年郁金香狂熱到2007年由于衍生品投機(jī)過度所致的美國次貸危機(jī)(Subprime Crisis)以及隨之引發(fā)的大衰退(Great Recession),相關(guān)經(jīng)濟(jì)體無不受到了嚴(yán)重破壞。進(jìn)入20世紀(jì)后,隨著經(jīng)濟(jì)金融全球化的進(jìn)程的加快,金融危機(jī)爆發(fā)的頻度以及危機(jī)的廣延性、持久性和破壞性也與日俱增,危機(jī)已經(jīng)成為了經(jīng)濟(jì)金融運(yùn)行的一個(gè)組成部分,一種其自身存在的方式。正是基于此,我們認(rèn)為金融危機(jī)的爆發(fā)是不可避免的,但如何才能把金融危機(jī)的破壞性和損失降到最低?面對一次次的金融危機(jī),政府和公共部門應(yīng)不應(yīng)該提供救助?如果應(yīng)該,政府和公共部門應(yīng)該怎樣進(jìn)行救助?對于歷史上發(fā)生的歷次金融危機(jī),政府和公共部門每次救助有沒有什么共同點(diǎn)?又各自有什么特征?歷次金融危機(jī)的救助效果如何?救助實(shí)施時(shí)又有哪些缺陷?對中國有什么啟示?這些問題都是值得我們深入分析和思考的。 本文的主要思路是：首先,對20世紀(jì)發(fā)生的六次大規(guī)模的金融危機(jī)從危機(jī)發(fā)生的背景、救助政策措施和救助結(jié)果方面進(jìn)行了梳理。其次,對歷史上影響力最大的三次金融危機(jī)采用歷史比較的研究方法,多角度全方位地進(jìn)行了比較,內(nèi)容涉及危機(jī)原因比較、救助措施比較、特征比較、救助措施的評判等內(nèi)容。再次,從國際視角對世界各主要國家的金融危機(jī)救助機(jī)制進(jìn)行全方位比較分析,研究的國家包括美國、日本和歐洲主要國家,同時(shí)以IMF為例對國際組織救助內(nèi)容、特點(diǎn)、救助實(shí)踐進(jìn)行了分析研究并提出了完善建議。最后,主要針對美國次貸危機(jī)救助,抽象出包括救助對象、救助主體、救助時(shí)機(jī)和救助方式的選擇以及救助成本收益平衡、救助中財(cái)政、貨幣政策協(xié)調(diào)機(jī)制、國際協(xié)調(diào)機(jī)制、救助退出機(jī)制選擇、預(yù)期管理等。 全文共分七章。 第一章為緒論,主要介紹研究背景、意義,關(guān)鍵概念界定、研究方法、論文思路和結(jié)構(gòu)、可能的創(chuàng)新與不足。指出對金融危機(jī)救助系統(tǒng)性的研究,無論從理論上還是實(shí)踐上都具有重要的理論和現(xiàn)實(shí)意義。 第二章為金融危機(jī)救助的相關(guān)理論及文獻(xiàn)綜述,主要由國家干預(yù)理論簡要回顧、主要金融危機(jī)理論介紹和危機(jī)救助文獻(xiàn)綜述三部分組成。金融危機(jī)救助的理論前提就是政府干預(yù)經(jīng)濟(jì)是合理的,因此,本章首先對國家干預(yù)經(jīng)濟(jì)理論進(jìn)行梳理,內(nèi)容包括古典經(jīng)濟(jì)學(xué)家的政府干預(yù)理論、凱恩斯的國家干預(yù)理論、國家干預(yù)理論中的后凱恩斯主義、國家干預(yù)經(jīng)濟(jì)中的政府經(jīng)濟(jì)職能演變、國家干預(yù)經(jīng)濟(jì)理論的簡評等。其次,為便于理清全文脈絡(luò),文章對主要的金融危機(jī)理論做了簡要介紹,具體包括第一代金融危機(jī)理論、第二代金融危機(jī)理論、第三代金融危機(jī)理論。再次,文章對近幾年金融危機(jī)救助的國內(nèi)外相關(guān)文獻(xiàn)進(jìn)行了綜述。 第三章為歷次金融危機(jī)救助回顧,該章對20世紀(jì)以來發(fā)生的幾次重大金融危機(jī)作了梳理,文章選取的幾次重大的金融危機(jī)為1929—1933年大蕭條、布雷頓森林體系瓦解、歐洲貨幣體系危機(jī)、日本銀行業(yè)危機(jī)、東南亞金融危機(jī)及美國次貸危機(jī)。 第四章首先對歷史上三次較大的金融危機(jī)救助進(jìn)行比較,具體內(nèi)容包括危機(jī)爆發(fā)的原因比較、政府救助措施比較、救助特征的比較、危機(jī)中救助措施缺陷的評價(jià)及危機(jī)救助結(jié)果的比較等。 第五章是金融危機(jī)救助的國際視角。以美國次貸危機(jī)為切入點(diǎn),對世界各國金融危機(jī)救助機(jī)制進(jìn)行了比較研究,又以IMF為例,探討了金融危機(jī)救助中國際組織的功能、作用以及完善建議。 第六章是主要針對美國次貸危機(jī)救助的思考和總結(jié)。主要包括救助對象、救助主體、救助時(shí)機(jī)和救助方式的選擇以及救助成本收益平衡、救助中財(cái)政、貨幣政策協(xié)調(diào)機(jī)制、預(yù)期管理、救助退出機(jī)制選擇等。 第七章為金融危機(jī)救助對中國的啟示�！扒败囍�,后車之鑒”。通過認(rèn)真總結(jié)歸納美國、日本、歐洲等發(fā)達(dá)國家和地區(qū)以及其他新興市場國家處理、救助金融危機(jī)的經(jīng)驗(yàn)和教訓(xùn),對于當(dāng)下的中國無疑有著非常重要的啟示和借鑒意義。為此,我們要做到：(1)吸取教訓(xùn),進(jìn)一步改革金融體系；居安思危,全面提高金融危機(jī)管理的能力。(2)危機(jī)救助的時(shí)機(jī)和針對性至關(guān)重要。(3)要使市場上的流動性與信心以最快的時(shí)間恢復(fù)。(4)保證金融創(chuàng)新和風(fēng)險(xiǎn)監(jiān)管協(xié)調(diào)發(fā)展。(5)適時(shí)建立存款保險(xiǎn)制度。(6)切實(shí)完善有效處置問題金融機(jī)構(gòu)的相關(guān)機(jī)制。
[Abstract]:Since the birth of the capitalist system , we have never been able to get rid of the financial crisis . From 1636 in the Netherlands to the US subprime crisis caused by speculation over derivatives and the Great Recession , the crisis has become an integral part of the economic and financial operation . How can the government and the public sector be rescued ? What are the shortcomings of the financial crisis ? What are the flaws in the rescue implementation ? What are the revelations to China ? These problems are worth our in - depth analysis and reflection .

The main idea of this paper is : First , the six large - scale financial crises in the 20th century are sorted out from the background of the crisis , the aid policy measures and the aid results . Secondly , the author makes a comprehensive comparative analysis on the financial crisis rescue mechanism of the major countries in the world from the international perspective . At the same time , the author makes a comprehensive comparative analysis of the financial crisis rescue mechanism of the major countries in the world from the international perspective . At the same time , the author mainly aims at the aid of the US subprime crisis , abstracts the selection of the rescue object , the aid main body , the rescue opportunity and the rescue mode , and the aid cost income balance , the financial and monetary policy coordination mechanism , the international coordination mechanism , the rescue exit mechanism selection , the expected management and so on .

The full text is divided into seven chapters .

The first chapter is introduction , mainly introduces the research background , meaning , key concept definition , research method , paper thinking and structure , possible innovation and deficiency . It points out that the research on the system of financial crisis rescue has important theoretical and practical significance both theoretically and practically .

The second chapter provides a brief review of the relevant theories and literature review of financial crisis relief , which is composed of three parts : the brief review of the theory of state intervention , the introduction of the main financial crisis and the review of crisis relief documents .

In the third chapter , the review of the financial crisis has been reviewed , and the major financial crises that have occurred since the 20th century were reviewed . The major financial crises were 1929 - 1933 , the collapse of the Bretton Woods system , the European monetary system crisis , the Japanese banking crisis , the Southeast Asian financial crisis and the US subprime crisis .

The fourth chapter compares the three major financial crises in history , including the comparison of the causes of the crisis , the comparison of the relief measures , the comparison of the relief features , the evaluation of the defect of the rescue measures in the crisis and the comparison of the crisis rescue results .

The fifth chapter is the international perspective of financial crisis relief . With the US subprime crisis as the entry point , this paper makes a comparative study on the financial crisis rescue mechanism of the world countries , taking the IMF as an example , and probes into the function , function and perfection of the international organizations in the financial crisis .

The sixth chapter mainly focuses on the thought and summary of the American subprime crisis relief . It mainly includes the selection of the rescue object , the aid main body , the rescue opportunity and the rescue mode , the balance of the aid cost income , the financial and monetary policy coordination mechanism , the expected management , the selection of the rescue exit mechanism , etc .

Chapter 7 provides inspiration for the financial crisis relief to China . The experience and lessons of the financial crisis are summed up by summing up the experiences and lessons of the U.S . , Japan , Europe and other developed countries and regions , as well as other emerging market countries to help the present China undoubtedly have very important inspiration and reference significance . To this end , we should do : ( 1 ) learn from the lessons and reform the financial system further ;
( 4 ) To ensure the coordinated development of financial innovation and risk regulation . ( 5 ) Establish deposit insurance system in due time . ( 6 ) Improve the relevant mechanism of financial institution effectively .

【學(xué)位授予單位】：西南財(cái)經(jīng)大學(xué)
【學(xué)位級別】：博士
【學(xué)位授予年份】：2013
【分類號】：F831.59

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