本文選題：商業(yè)銀行 + 投資銀行業(yè)務��； 參考：《山西財經(jīng)大學》2013年碩士論文

【摘要】：隨著我國金融領域的逐漸開放，國外金融機構全面涌入，而外資銀行同時具備傳統(tǒng)商業(yè)銀行的先進經(jīng)驗和投資銀行的業(yè)務優(yōu)勢，對我國金融業(yè)的發(fā)展提出巨大挑戰(zhàn)。因此，，我國商業(yè)銀行在固守傳統(tǒng)存、貸、匯、兌業(yè)務的同時應積極開展投資銀行業(yè)務，進行業(yè)務創(chuàng)新以提高綜合競爭能力。但是，商業(yè)銀行在順應混業(yè)潮流而開展投資銀行業(yè)務獲得諸多利益的同時，也不能忽視其中潛在的風險。 本文從國內商業(yè)銀行的實際出發(fā)，首先闡述商業(yè)銀行投資銀行業(yè)務風險管理的相關概念和理論基礎；其次利用模型證明了開展投資銀行業(yè)務確實可以幫助商業(yè)銀行分散風險；另外，本文對開展投資銀行業(yè)務產(chǎn)生的不同于傳統(tǒng)業(yè)務的風險進行闡述；接下來結合國外商業(yè)銀行開展投資銀行業(yè)務在風險管理方面的實踐總結其對我國的啟示；隨后通過工商銀行的案例分析了當前我國商業(yè)銀行投資銀行業(yè)務在風險管理方面的現(xiàn)狀，并在此基礎上提出相關問題及有針對性對策建議；最后，從組織和體制、風險管理體系及對商業(yè)銀行整體風險的影響三方面闡述結論。
[Abstract]:With the gradual opening of the financial field in our country, foreign financial institutions are coming in, while the foreign banks have both the advanced experience of the traditional commercial banks and the business advantages of the investment banks, which brings great challenges to the development of the financial industry of our country. Therefore, Chinese commercial banks should actively carry out investment banking business while adhering to the traditional deposit, loan, exchange and exchange business, and carry out business innovation in order to improve their comprehensive competitive ability. However, commercial banks can not ignore the potential risks while developing investment banking business to obtain a lot of benefits in keeping with the trend of mixed industry. Starting from the reality of domestic commercial banks, this paper first expounds the related concepts and theoretical basis of risk management in investment banking business of commercial banks, and then proves that investment banking business can help commercial banks to disperse risks by using the model. In addition, this paper expounds the risks which are different from the traditional business arising from the investment banking business, and then summarizes the inspiration to our country by combining the practice of foreign commercial banks in the risk management of investment banking business. Then through the case of ICBC, this paper analyzes the current situation of risk management in the investment banking business of commercial banks in China, and puts forward the relevant problems and targeted countermeasures on this basis; finally, from the organization and system, The risk management system and its impact on the overall risk of commercial banks are discussed in three aspects.
【學位授予單位】：山西財經(jīng)大學
【學位級別】：碩士
【學位授予年份】：2013
【分類號】：F832.2

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