本文選題：經(jīng)濟(jì)全球化 + 經(jīng)濟(jì)安全�。� 參考：《云南大學(xué)》2011年博士論文

【摘要】：在經(jīng)濟(jì)全球化日益發(fā)展的背景下,國(guó)際貿(mào)易和國(guó)際投資的規(guī)模不斷擴(kuò)大,范圍不斷拓展,形式不斷翻新,給全球經(jīng)濟(jì)帶來(lái)了雙重效應(yīng)：一是通過(guò)加強(qiáng)合作共同發(fā)展的機(jī)遇,二是競(jìng)爭(zhēng)加劇帶來(lái)的風(fēng)險(xiǎn)和挑戰(zhàn)。特別是參與全球化的發(fā)展中國(guó)家,一方面參與全球化可以更好地發(fā)揮自己的后發(fā)優(yōu)勢(shì),實(shí)現(xiàn)自身經(jīng)濟(jì)的快速發(fā)展；另一方面,也會(huì)增大其風(fēng)險(xiǎn),產(chǎn)生經(jīng)濟(jì)發(fā)展過(guò)分對(duì)外依賴的問(wèn)題,甚至引發(fā)經(jīng)濟(jì)安全問(wèn)題。 經(jīng)濟(jì)安全是指經(jīng)濟(jì)全球化時(shí)代一國(guó)保持其經(jīng)濟(jì)存在和發(fā)展所需資源有效供給、經(jīng)濟(jì)體系獨(dú)立穩(wěn)定運(yùn)行、整體經(jīng)濟(jì)福利不受惡意侵害和非可抗力損害的狀態(tài)和能力。經(jīng)濟(jì)安全問(wèn)題歷來(lái)是一個(gè)國(guó)家的核心戰(zhàn)略問(wèn)題,而產(chǎn)業(yè)安全則是經(jīng)濟(jì)安全的重要基礎(chǔ)和前提。 在開(kāi)放經(jīng)濟(jì)條件下,因外部影響產(chǎn)生的產(chǎn)業(yè)安全大致包括國(guó)際貿(mào)易誘導(dǎo)型和國(guó)際投資誘導(dǎo)型兩種類型。從發(fā)展中國(guó)家包括我國(guó)的實(shí)踐看,國(guó)際投資誘導(dǎo)型產(chǎn)業(yè)安全問(wèn)題更易出現(xiàn),特征更加明顯。因此本文著重從引進(jìn)國(guó)際直接投資(FDI)的視角探討國(guó)際投資誘導(dǎo)型產(chǎn)業(yè)安全問(wèn)題。國(guó)際直接投資改變了傳統(tǒng)的國(guó)際分工格局,使主權(quán)國(guó)家的內(nèi)部分工模式、產(chǎn)業(yè)生態(tài)環(huán)境和結(jié)構(gòu)發(fā)生了巨大的變化,導(dǎo)致欠發(fā)達(dá)國(guó)家喪失了對(duì)關(guān)乎國(guó)計(jì)民生的產(chǎn)業(yè)和技術(shù)的控制權(quán),喪失了國(guó)家經(jīng)濟(jì)健康發(fā)展的基礎(chǔ)與核心。實(shí)踐表明,經(jīng)濟(jì)安全在很大程度上體現(xiàn)為產(chǎn)業(yè)安全,產(chǎn)業(yè)安全在很大程度上起因于國(guó)際直接投資,表現(xiàn)為國(guó)際投資誘導(dǎo)型產(chǎn)業(yè)安全。 本文以經(jīng)濟(jì)全球化發(fā)展為背景,以我國(guó)的產(chǎn)業(yè)安全問(wèn)題為研究對(duì)象,在梳理國(guó)內(nèi)外有關(guān)產(chǎn)業(yè)安全理論及思想的基礎(chǔ)上,借鑒演化經(jīng)濟(jì)學(xué)的相關(guān)理念和方法,在科學(xué)認(rèn)識(shí)經(jīng)濟(jì)全球化給我國(guó)產(chǎn)業(yè)發(fā)展帶來(lái)的機(jī)遇和挑戰(zhàn)的基礎(chǔ)上,結(jié)合我國(guó)產(chǎn)業(yè)發(fā)展實(shí)際,分析在開(kāi)放經(jīng)濟(jì)條件下國(guó)際貿(mào)易和投資對(duì)我國(guó)產(chǎn)業(yè)安全產(chǎn)生的影響,重點(diǎn)研究FDI對(duì)中國(guó)產(chǎn)業(yè)安全影響的機(jī)理、原因,探討引進(jìn)FDI日益增多條件下我國(guó)產(chǎn)業(yè)安全的對(duì)策措施。 2010年,中國(guó)年度實(shí)際利用FDI金額已增至1,057億美元,且呈現(xiàn)出很強(qiáng)的“獨(dú)資化”傾向,外資在我國(guó)食品加工、制造業(yè)和某些服務(wù)部門中已形成了較強(qiáng)的壟斷形勢(shì)。外資通過(guò)股權(quán)、技術(shù)、品牌控制等方式逐步改變和影響著我國(guó)產(chǎn)業(yè)生存環(huán)境、產(chǎn)業(yè)結(jié)構(gòu),嚴(yán)重影響了我國(guó)產(chǎn)業(yè)安全。毫無(wú)疑問(wèn),不加選擇的對(duì)外資全盤接受,必將給中國(guó)未來(lái)經(jīng)濟(jì)的可持續(xù)發(fā)展造成巨大的障礙,最終影響中國(guó)經(jīng)濟(jì)的系統(tǒng)性安全。結(jié)合我國(guó)產(chǎn)業(yè)發(fā)展和FDI引進(jìn)的實(shí)踐,開(kāi)展國(guó)際投資誘導(dǎo)型產(chǎn)業(yè)安全問(wèn)題研究,具有重要的理論和實(shí)踐意義。 論文的主要貢獻(xiàn)包括：一是在系統(tǒng)地綜述產(chǎn)業(yè)安全的相關(guān)文獻(xiàn)的基礎(chǔ)上,把因外部影響產(chǎn)生的產(chǎn)業(yè)安全劃分為國(guó)際貿(mào)易誘導(dǎo)型和國(guó)際投資誘導(dǎo)型兩種類型。并嘗試借鑒演化經(jīng)濟(jì)學(xué)的相關(guān)理念和方法,構(gòu)建了分析產(chǎn)業(yè)安全的理論框架。二是通過(guò)分析FDI對(duì)產(chǎn)業(yè)安全影響機(jī)理及成因,建立了產(chǎn)業(yè)安全評(píng)估體系,并結(jié)合我國(guó)實(shí)際具體評(píng)估分析了我國(guó)產(chǎn)業(yè)安全的狀況。三是鑒于維護(hù)產(chǎn)業(yè)安全與我國(guó)產(chǎn)業(yè)政策的制定、實(shí)施休戚相關(guān)的實(shí)際,提出了調(diào)整和創(chuàng)新我國(guó)外資政策的思路和主張,目的是完善適合我國(guó)產(chǎn)業(yè)安全發(fā)展的外資政策和法規(guī)體系,從制度上徹底解決產(chǎn)業(yè)安全的隱患,確保開(kāi)放經(jīng)濟(jì)條件下我國(guó)產(chǎn)業(yè)和經(jīng)濟(jì)安全。
[Abstract]:In the context of the growing economic globalization, the scale of international trade and international investment is expanding, the scope is expanding and the form is constantly refurbished, which has brought double effects to the global economy: first, through the opportunity to strengthen cooperation and common development, the two is the risks and challenges brought about by the intensification of competition, especially in the development of globalization. Home, on the one hand, participation in globalization can give full play to its own post advantage and realize the rapid development of its own economy; on the other hand, it will increase its risk, produce excessive external dependence on economic development, and even lead to economic security problems.
Economic security refers to the state and ability to maintain the economic existence and development of a country with its economic existence and development, the independent and stable operation of the economic system, and the state and ability of the overall economic welfare not to be infringed by maliciously and irresistible force. The important foundation and premise of the whole.
Under the open economy, the industrial security caused by the external influence includes two types of international trade inducement and international investment inducement. From the practice of developing countries including our country, the problem of international investment induced industrial security is more easy to appear and its characteristics are more obvious. This article focuses on the introduction of international direct investment (FDI). The international direct investment changed the traditional international division of labor pattern, made the internal division pattern of the sovereign state, the industrial ecological environment and the structure changed greatly, resulting in the loss of the control rights of the industries and technology related to the national economy and the people's livelihood and the loss of the national economy. The foundation and core of healthy development shows that economic security is largely embodied in industrial security, and industrial security is largely due to international direct investment, which is manifested in the international investment induced industry security.
Taking the development of economic globalization as the background, this paper takes China's industrial security as the research object, on the basis of combing the theories and ideas about industrial safety at home and abroad, drawing on the related ideas and methods of evolutionary economics, and on the basis of scientific understanding the opportunities and challenges that the economic globalization brings to the development of China's industry. The development of the industry, the analysis of the impact of international trade and investment on China's industrial security under the open economy, focusing on the mechanism of the impact of FDI on China's industrial security, and the reasons for the introduction of the Countermeasures for the introduction of the industrial security in China under the increasing number of FDI.
In 2010, China's annual actual use of FDI has increased to $105 billion 700 million, and has a strong "sole proprietorship" tendency. Foreign investment has formed a strong monopoly situation in food processing, manufacturing and some service sectors in China. Foreign investment has gradually changed and affected the environment of China's industry by means of equity, technology and brand control. The industrial structure has seriously affected China's industrial security. Undoubtedly, the unselected foreign capital acceptance will inevitably cause huge obstacles to the sustainable development of China's future economy, and ultimately affect the systematic security of China's economy. In combination with the practice of China's industrial development and the introduction of FDI, the international investment induced industrial security problems will be carried out. Research has important theoretical and practical significance.
The main contributions of this paper are as follows: first, on the basis of a systematic review of the related literature of industrial security, the industrial security caused by the external influence is divided into two types of international trade inducement and international investment inducement, and a theoretical framework for the analysis of industrial security is constructed by using the related ideas and methods of evolutionary economics. Two, through the analysis of the mechanism and causes of the impact of FDI on industrial safety, the industrial safety assessment system has been established, and the status of China's industrial security is analyzed in the light of the actual specific evaluation of China. Three in view of the maintenance of industrial security and the formulation of China's industrial policy and the implementation of its solidarity, the thought of adjusting and innovating the foreign investment policy is put forward. The purpose is to improve the foreign policy and regulation system suitable for the development of China's industrial safety, and to solve the hidden dangers of industrial safety thoroughly and ensure the safety of China's industry and economy under the conditions of open economy.

【學(xué)位授予單位】：云南大學(xué)
【學(xué)位級(jí)別】：博士
【學(xué)位授予年份】：2011
【分類號(hào)】：F832.6;F279.2

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