【摘要】：補(bǔ)貼定義是《補(bǔ)貼與反補(bǔ)貼措施協(xié)定》框架下認(rèn)定政府行為構(gòu)成補(bǔ)貼的重要基礎(chǔ)，對(duì)我國(guó)應(yīng)對(duì)反補(bǔ)貼調(diào)查具有重要意義,但是目前理論界對(duì)補(bǔ)貼定義進(jìn)行系統(tǒng)而全面的整理研究的不多。本文以WTO法律文本為依托，以爭(zhēng)端解決機(jī)構(gòu)現(xiàn)有與補(bǔ)貼相關(guān)的案例為考察基礎(chǔ)，綜合運(yùn)用條約解釋、實(shí)證研究以及比較分析的方法，對(duì)與補(bǔ)貼定義相關(guān)的問(wèn)題進(jìn)行了一番探討,以期對(duì)我國(guó)的理論和實(shí)踐有所裨益。 本文包括引言、正文和結(jié)論三個(gè)部分。 正文主要分為以下五個(gè)部分： 第一章，WTO及其主要成員方的反補(bǔ)貼規(guī)則概述。本章先對(duì)有關(guān)補(bǔ)貼的WTO法律文件進(jìn)行概括性的介紹，隨后就SCM協(xié)定（《補(bǔ)貼與反補(bǔ)貼措施協(xié)定》）以及各國(guó)對(duì)補(bǔ)貼的定義進(jìn)行介紹，為下文探討補(bǔ)貼的三項(xiàng)基本要素奠定了背景基礎(chǔ)。 第二章，補(bǔ)貼的提供者。本章在概述SCM協(xié)定對(duì)補(bǔ)貼提供者的界定之后，著重就容易引起爭(zhēng)議的“公共機(jī)構(gòu)”和“私營(yíng)機(jī)構(gòu)”進(jìn)行闡述分析。通過(guò)解析WTO爭(zhēng)端解決機(jī)構(gòu)的裁決，進(jìn)一步明確補(bǔ)貼提供者的范圍及認(rèn)定。 第三章，補(bǔ)貼的主要形式：財(cái)政資助。本章在概述SCM協(xié)定對(duì)補(bǔ)貼規(guī)定的四種主要形式的基礎(chǔ)上，著重就前三種形式中一些財(cái)政資助的認(rèn)定進(jìn)行分析和闡述。 第四章，，補(bǔ)貼的效果：授予利益。本章先對(duì)補(bǔ)貼利益進(jìn)行分析界定，從探究補(bǔ)貼利益的本質(zhì)入手，進(jìn)而對(duì)補(bǔ)貼利益的界定和衡量作出基本判斷。隨后，就與補(bǔ)貼利益界定最密切的利益計(jì)算展開(kāi)論述，在對(duì)比SCM協(xié)定、美國(guó)法律規(guī)定、中國(guó)法律規(guī)定的基礎(chǔ)上對(duì)授予利益計(jì)算的基本原則和方法進(jìn)行闡述。 第五章，我國(guó)的補(bǔ)貼現(xiàn)狀及其挑戰(zhàn)與應(yīng)對(duì)—以國(guó)有企業(yè)為視角。本章針對(duì)我國(guó)實(shí)際情況，以國(guó)有企業(yè)補(bǔ)貼的分析為切入口，全面分析國(guó)有企業(yè)受到反補(bǔ)貼調(diào)查的潛在風(fēng)險(xiǎn)，在此基礎(chǔ)上，對(duì)我國(guó)國(guó)有企業(yè)如何應(yīng)對(duì)反補(bǔ)貼調(diào)查提出了若干建議。
[Abstract]:The definition of subsidy is an important basis for the recognition of government actions as subsidies under the framework of the Agreement on subsidies and countervailing measures, which is of great significance to China's countervailing investigation. However, there are few systematic and comprehensive researches on the definition of subsidy in the theoretical circle at present. Based on the legal texts of WTO and the existing cases of dispute settlement bodies related to subsidies, this paper discusses the problems related to the definition of subsidies by using the methods of treaty interpretation, empirical research and comparative analysis. In order to benefit our theory and practice. This paper includes three parts: introduction, text and conclusion. The main body is divided into the following five parts: the first chapter, WTO and its main members of the anti-subsidy rules overview. This chapter begins with a general introduction to the WTO legal documents on subsidies, and then introduces the SCM Agreement (the Agreement on subsidies and countervailing measures) and the definitions of subsidies in various countries. It lays the background for the discussion of the three basic elements of subsidy below. The second chapter is the provider of subsidy. After summarizing the definition of subsidy providers in the SCM agreement, this chapter focuses on the controversial "public institutions" and "private institutions". By analyzing the ruling of WTO dispute settlement body, the scope and determination of subsidy provider are further clarified. The third chapter, the main form of subsidy: financial support. On the basis of summarizing the four main forms of subsidies stipulated in the SCM Agreement, this chapter focuses on the analysis and elaboration of some of the first three forms of financial aid. Chapter four, the effect of subsidy: conferring benefits. This chapter first analyzes and defines the subsidy interest, starting with the essence of the subsidy interest, and then makes a basic judgment on the definition and measurement of the subsidy interest. Then, it discusses the most closely defined benefit calculation with the subsidy interests, and expounds the basic principles and methods of the calculation of granted benefits on the basis of comparing the SCM agreement, the United States law and the provisions of Chinese law. Chapter five, the status quo and challenges of subsidies in China-from the perspective of state-owned enterprises. According to the actual situation of our country, this chapter analyzes the potential risk of countervailing investigation on state-owned enterprises, and puts forward some suggestions on how to deal with countervailing investigation.
【學(xué)位授予單位】：上海社會(huì)科學(xué)院
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2012
【分類號(hào)】：D996.1

【參考文獻(xiàn)】

相關(guān)期刊論文 前6條

1 蔣小紅;歐共體反補(bǔ)貼立法與實(shí)踐[J];法學(xué)評(píng)論;2003年01期

2 金彭年;高甜;;中國(guó)面臨反補(bǔ)貼調(diào)查的原因及對(duì)策研究[J];法治研究;2008年10期

3 朱欖葉;政府與企業(yè)共同面對(duì)——中國(guó)面臨的補(bǔ)貼與反補(bǔ)貼問(wèn)題研究[J];國(guó)際貿(mào)易;2005年04期

4 賴平耀;中國(guó)的對(duì)外貿(mào)易:績(jī)效、問(wèn)題及未來(lái)的政策選擇[J];國(guó)際經(jīng)濟(jì)評(píng)論;2005年03期

5 曹毅;;中美銅版紙反補(bǔ)貼案的分析與啟示[J];國(guó)際經(jīng)貿(mào)探索;2007年08期

6 王慶湘;;WTO實(shí)踐中補(bǔ)貼認(rèn)定的要素分析[J];時(shí)代法學(xué);2010年03期

相關(guān)碩士學(xué)位論文 前3條

1 張玉環(huán);WTO《補(bǔ)貼與反補(bǔ)貼措施協(xié)議》中出口補(bǔ)貼的認(rèn)定[D];武漢大學(xué);2005年

2 丁燕;WTO框架下中國(guó)國(guó)有企業(yè)補(bǔ)貼法律問(wèn)題研究[D];廈門大學(xué);2008年

3 楊光;論美國(guó)反補(bǔ)貼調(diào)查中“公共機(jī)構(gòu)”認(rèn)定標(biāo)準(zhǔn)[D];中國(guó)政法大學(xué);2010年

本文編號(hào)：2301431