本文關(guān)鍵詞： 國(guó)家安全 外資并購(gòu) 安全審查 審查標(biāo)準(zhǔn) 審查程序　出處：《華東政法大學(xué)》2009年碩士論文　論文類型：學(xué)位論文

【摘要】： 本文以外資并購(gòu)國(guó)家安全審查法律制度作為研究對(duì)象,從比較法的角度對(duì)美國(guó)和日本外資并購(gòu)國(guó)家安全審查法律制度的經(jīng)驗(yàn)進(jìn)行分析和研究。同時(shí),本文在深度分析國(guó)家安全審查法律制度基本理論的基礎(chǔ)上,對(duì)美國(guó)的安全審查實(shí)踐及我國(guó)外資并購(gòu)國(guó)家安全審查法律制度進(jìn)行了必要性分析和實(shí)證分析,進(jìn)而提出借鑒國(guó)外安全審查經(jīng)驗(yàn),完善我國(guó)外資并購(gòu)國(guó)家安全審查法律制度的建議。按照論述的邏輯體系,本文共分四章,主要內(nèi)容如下: 第一章主要闡釋了國(guó)家安全的界定、主要內(nèi)容以及理論基礎(chǔ)。筆者以橫向比較的方法考察西方主要發(fā)達(dá)國(guó)家對(duì)國(guó)家安全的界定,得出各國(guó)對(duì)于國(guó)家安全還沒(méi)有明確且權(quán)威的界定�；诖朔矫娴娜笔�,筆者嘗試以國(guó)家安全的主要內(nèi)容來(lái)間接界定國(guó)家安全。為了進(jìn)一步深入研究,本章進(jìn)而闡釋和分析了國(guó)家安全的理論基礎(chǔ),即國(guó)家主權(quán)理論和公共利益理論。 第二章從理論和實(shí)務(wù)的角度對(duì)外資并購(gòu)國(guó)家安全審查法律制度進(jìn)行了必要性分析和實(shí)證分析。對(duì)美國(guó)安全審查法律制度的分析,既有經(jīng)驗(yàn)性介紹又有實(shí)證探討。在對(duì)外資并購(gòu)在我國(guó)發(fā)展的現(xiàn)狀和趨勢(shì)的分析中,筆者認(rèn)為,外資并購(gòu)具有對(duì)我國(guó)造成潛在威脅的可能性。以此為邏輯起點(diǎn),本章分析了外資并購(gòu)?fù){我國(guó)國(guó)家安全的路徑。同時(shí),筆者從實(shí)證的角度對(duì)外資并購(gòu)?fù){我國(guó)國(guó)家安全的情勢(shì)進(jìn)行了研究。 第三章主要從比較法的角度分別對(duì)美國(guó)和日本的外資并購(gòu)國(guó)家安全審查法律制度進(jìn)行了研究。在對(duì)美國(guó)和日本外資并購(gòu)國(guó)家安全審查法律制度的分析中,筆者緊密跟蹤最新理論成果和最新立法狀況,進(jìn)而得出自己的理解和啟示。其中,對(duì)美國(guó)安全審查的研究主要以FINSA及其實(shí)施細(xì)則的出臺(tái)為研究背景,深入探討了立法的演進(jìn)、安全審查模式、審查標(biāo)準(zhǔn)以及審查程序等;而對(duì)日本外資并購(gòu)國(guó)家安全審查的探討,始終以其產(chǎn)業(yè)政策為分析主線。通過(guò)上述的比較研究,期望對(duì)完善我國(guó)的外資并購(gòu)國(guó)家安全審查法律制度有所啟發(fā)。 第四章以前文為基礎(chǔ),提出完善我國(guó)外資并購(gòu)國(guó)家安全審查法律制度的建議。筆者全方位、多角度地分析了我國(guó)目前外資并購(gòu)國(guó)家安全審查的相關(guān)規(guī)定及問(wèn)題。在對(duì)國(guó)家安全審查相關(guān)規(guī)定的歷史脈絡(luò)把握中,提出我國(guó)外資并購(gòu)國(guó)家安全審查法律制度存在著缺位。盡管《中華人民共和國(guó)反壟斷法》第31條將國(guó)家安全審查上升到法律層面,由于其原則性和抽象性直接導(dǎo)致難以執(zhí)行。我國(guó)在具體實(shí)施外資并購(gòu)國(guó)家安全審查時(shí),仍需完善相關(guān)的法律規(guī)定。筆者認(rèn)為,結(jié)合我國(guó)的實(shí)際以及借鑒其它國(guó)家的經(jīng)驗(yàn),目前較為可行的是由國(guó)務(wù)院以《中華人民共和國(guó)反壟斷法》第31條為依據(jù),配套制定《中華人民共和國(guó)外資并購(gòu)國(guó)家安全審查條例》。同時(shí),筆者也對(duì)完善我國(guó)外資并購(gòu)國(guó)家安全審查法律制度的具體內(nèi)容提出了完善建議。
[Abstract]:This paper takes the legal system of national security review of foreign capital M & A as the object of study, analyzes and studies the experience of the legal system of national security review of foreign capital mergers and acquisitions in the United States and Japan from the perspective of comparative law. At the same time, Based on the deep analysis of the basic theory of the national security review system, this paper makes an analysis of the necessity and empirical analysis of the security review practice in the United States and the legal system of the national security review of foreign capital mergers and acquisitions in China. And then put forward some suggestions to perfect the legal system of national security review of foreign capital M & A. according to the logic system, this paper is divided into four chapters, the main contents are as follows:. The first chapter mainly explains the definition, main content and theoretical basis of national security. It is concluded that there is no clear and authoritative definition of national security in various countries. Based on the lack of this aspect, the author attempts to indirectly define national security by the main content of national security. This chapter then explains and analyzes the theoretical basis of national security, namely, national sovereignty theory and public interest theory. The second chapter analyzes the necessity and empirical analysis of the legal system of national security review of foreign mergers and acquisitions from the perspective of theory and practice, and analyzes the legal system of security review in the United States. In the analysis of the present situation and trend of foreign capital mergers and acquisitions in China, the author thinks that foreign capital mergers and acquisitions have the possibility of posing a potential threat to our country. This chapter analyzes the path of foreign M & A threatening China's national security. At the same time, the author studies the situation of foreign M & A threatening China's national security from an empirical point of view. The third chapter mainly studies the legal system of national security review of foreign capital mergers and acquisitions in the United States and Japan from the perspective of comparative law. In the analysis of the legal system of national security review of foreign capital mergers and acquisitions in the United States and Japan, The author closely tracks the latest theoretical achievements and the latest legislative situation, and then draws his own understanding and enlightenment. Among them, the research on American security audit mainly takes the introduction of FINSA and its implementing rules as the research background, and probes into the evolution of the legislation deeply. The mode, standard and procedure of security review, and the discussion of national security review of foreign capital M & A in Japan is always based on its industrial policy. It is expected to be enlightening to perfect the legal system of national security review of foreign M & A in China. Based on the previous articles in Chapter 4th, the author puts forward some suggestions for perfecting the legal system of national security review of foreign M & A in China. This paper analyzes the relevant regulations and problems of the national security review of foreign capital mergers and acquisitions in China from many angles. In the historical context of the relevant provisions of the national security review, The article 31 of the Anti-monopoly Law of the people's Republic of China raises the national security review to the legal level. Because of its principle and abstractness, it is difficult to carry out. When our country carries out the national security review of foreign capital merger and acquisition, we still need to perfect the relevant laws and regulations. The author thinks, combining the reality of our country and drawing lessons from the experience of other countries, At present, it is more feasible for the State Council, based on Article 31 of the Anti-Monopoly Law of the people's Republic of China, to formulate the regulations of the people's Republic of China on the State Security Review of Foreign Capital mergers and acquisitions. At the same time, The author also puts forward some suggestions to perfect the legal system of national security review of foreign M & A in China.
【學(xué)位授予單位】：華東政法大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2009
【分類號(hào)】：D922.294

【引證文獻(xiàn)】

相關(guān)博士學(xué)位論文 前1條

1 張舉勝;美國(guó)外資并購(gòu)國(guó)家安全審查制度研究[D];中國(guó)政法大學(xué);2011年

相關(guān)碩士學(xué)位論文 前2條

1 劉鳴;外資并購(gòu)國(guó)家安全審查制度探究[D];華東政法大學(xué);2011年

2 崔麗莎;外資并購(gòu)的國(guó)家安全審查制度研究[D];中國(guó)社會(huì)科學(xué)院研究生院;2011年

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本文編號(hào)：1538388