【摘要】：“深石原則”源于美國的判例法，要求當從屬公司因不能清償或者破產(chǎn)時，在重整程序、清算程序以及破產(chǎn)和解程序中，控制公司的債權(quán)應(yīng)當讓位于從屬公司其他債權(quán)人的債權(quán)�！吧钍瓌t”的法理基礎(chǔ)主要是公平正義理論、信義義務(wù)理論以及權(quán)力控制理論�！吧钍瓌t”通過債權(quán)人保護這一媒介與非正當關(guān)聯(lián)交易規(guī)制發(fā)生關(guān)聯(lián)，“深石原則”在規(guī)制非正當關(guān)聯(lián)交易的同時能夠降低從屬公司其他債權(quán)人合法債權(quán)被侵害的風險。從保護其他債權(quán)人的角度出發(fā)，只有因交易行為導(dǎo)致從屬公司資金的減少而缺乏償債能力時才有必要運用“深石原則”將先前的非正當關(guān)聯(lián)交易行為視為非正當行為，進而實現(xiàn)控制公司的債權(quán)居次。“深石原則”適用的前提是從屬公司破產(chǎn)，從而不能清償?shù)狡趥鶆?wù)。 “深石原則”的適用要求控制公司與從屬公司之間存在不正當關(guān)聯(lián)交易行為，在結(jié)果上要求控制公司取得債權(quán)并對從屬公司造成損害，，同時要求不正當關(guān)聯(lián)交易行為與債權(quán)產(chǎn)生之間存在因果關(guān)系。“深石原則”的適用限制控制公司取回權(quán)、抵銷權(quán)以及別除權(quán)。我國引入“深石原則”具備一定的立法和制度基礎(chǔ)，同時立法的原則性與低位階性和債權(quán)人保護制度薄弱又為引入制造了困難。引入“深石原則”以后，還需要從三個方面出發(fā)融合現(xiàn)有制度：明確“深石原則”的實體標準；細化相關(guān)立法，增強部門法的協(xié)調(diào)性；增強相關(guān)配套措施的可操作性。
[Abstract]:The "Deep Stone principle" derives from the case law of the United States, which requires that when a subordinate company is unable to pay off or become bankrupt, it shall be in the reorganization proceedings, liquidation proceedings and insolvency settlement proceedings, The creditor's rights of the controlling company shall give way to those of the other creditors of the subordinate company. The legal basis of Deep Stone principle is the theory of fairness and justice, the theory of fiduciary obligation and the theory of power control. The "deep stone principle" is connected with the regulation of illegitimate related party transactions through the medium of creditor protection. The "deep stone principle" can reduce the risk of infringement of other creditors' legitimate creditor's rights in subordinate company while regulating illegitimate related party transactions. From the point of view of protecting other creditors, it is necessary to apply the "Deep Stone principle" to treat the previous illegitimate related party transactions as illegitimate only if they are insolvent due to the reduction of the capital of the subordinate company caused by the transaction behavior. Then realize the control of the company's creditor's rights. The application of the Deep Stone principle is based on the bankruptcy of the subordinate company and the inability to pay off the debts due. The application of the "Deep Stone principle" requires the control of the existence of improper related party transactions between the company and the affiliated company, the result of which requires the control company to obtain the creditor's rights and cause damage to the subordinate company. At the same time, it requires causality between improper related party transaction and creditor's rights. The application of the "Deep Stone principle" limits the company's right to take back, offset and special rights. The introduction of the "deep stone principle" in China has a certain legislative and institutional basis, at the same time, the principle and low rank of legislation and the weakness of creditor protection system make it difficult to introduce. After the introduction of the "deep stone principle", it is necessary to merge the existing system from three aspects: to clarify the substantive standard of the "deep stone principle"; to refine the relevant legislation and enhance the coordination of the department law; and to enhance the operability of the relevant supporting measures.
【學位授予單位】：東北師范大學
【學位級別】：碩士
【學位授予年份】：2012
【分類號】：D971.2;DD912.29

【參考文獻】

相關(guān)期刊論文 前6條

1 于海梅;;“深石原則”法律適用問題探究[J];法制與社會;2008年14期

2 白江;;公司支付不能或資不抵債時申請破產(chǎn)的義務(wù)和責任[J];華東政法大學學報;2008年01期

3 彭莉;;論深石原則的引入[J];科教導(dǎo)刊(中旬刊);2010年05期

4 賈軍;非正當關(guān)聯(lián)交易侵權(quán)責任分析[J];法學論壇;2004年03期

5 章臻;“深石原則”探析[J];現(xiàn)代管理科學;2004年05期

6 黃淑惠;;“深石原則”適用的法律問題及其借鑒意義[J];新金融;2006年02期

相關(guān)碩士學位論文 前6條

1 葉敏;“深石原則”相關(guān)法律問題研究[D];四川大學;2005年

2 王梅;非正當關(guān)聯(lián)交易中的中小股東權(quán)益保護問題研究[D];北方工業(yè)大學;2006年

3 朱啟同;“深石原則”法律適用問題研究[D];西南政法大學;2007年

4 于俊英;“深石原則”研究[D];煙臺大學;2007年

5 譚文明;公司非正當關(guān)聯(lián)交易法律問題研究[D];湖南大學;2009年

6 何弦;“深石原則”研究[D];吉林大學;2010年

本文編號：2394651