本文選題：創(chuàng)新價值鏈 + 高等學(xué)校��； 參考：《合肥工業(yè)大學(xué)》2016年博士論文

【摘要】：高校是我國實(shí)施自主創(chuàng)新戰(zhàn)略的重要力量,但在科技創(chuàng)新過程中,一直存在著創(chuàng)新資源投入產(chǎn)出效率不高的問題。隨著國家創(chuàng)新戰(zhàn)略的實(shí)施,高�？萍紕�(chuàng)新投入不斷加大,如何改善資源利用低效的狀況顯得尤為重要。本文對我國高�？萍紕�(chuàng)新效率進(jìn)行研究,可為高�？萍紕�(chuàng)新系統(tǒng)的政策制定和實(shí)施提供實(shí)證基礎(chǔ),對高�？萍紕�(chuàng)新投入資源的優(yōu)化配置和提升高�？萍紕�(chuàng)新產(chǎn)出水平具有重要的理論意義和實(shí)用價值。圍繞高校科技創(chuàng)新效率的研究,國內(nèi)外學(xué)者進(jìn)行了廣泛而深入的探索,但現(xiàn)有研究將高�？萍紕�(chuàng)新活動視為一個“黑箱”過程,無法探析高�？萍紕�(chuàng)新系統(tǒng)過程中各個子過程對系統(tǒng)整體創(chuàng)新效率的影響,也不利于找到低效的根源。本文基于創(chuàng)新價值鏈視角,將高等學(xué)�？萍紕�(chuàng)新活動分解為知識產(chǎn)出階段和成果轉(zhuǎn)化階段,在此基礎(chǔ)上,從高�？萍紕�(chuàng)新各子階段創(chuàng)新效率和整體創(chuàng)新效率的變化狀況、內(nèi)外部影響因素、動態(tài)變化成因、收斂性特征及外溢效應(yīng)等方面進(jìn)行了探索性研究。本文的創(chuàng)新性工作及主要研究結(jié)論如下：第一,從創(chuàng)新價值鏈的視角研究了高�？萍紕�(chuàng)新活動各子階段創(chuàng)新效率和整體創(chuàng)新效率的變化狀況及內(nèi)外部影響因素。實(shí)證結(jié)果表明：知識產(chǎn)出階段的創(chuàng)新效率穩(wěn)步增長,成果轉(zhuǎn)化階段的創(chuàng)新效率緩慢下降,整體創(chuàng)新效率保持總體平穩(wěn)態(tài)勢；知識產(chǎn)出階段和成果轉(zhuǎn)化階段之間的關(guān)聯(lián)有效性較弱；高校的科技活動交流對知識產(chǎn)出效率、成果轉(zhuǎn)化效率和整體效率的提升具有顯著的促進(jìn)作用；以R＆D人員中科學(xué)家和工程師的比例表征的R＆D人員素質(zhì)與知識產(chǎn)出效率、整體創(chuàng)新效率顯著正相關(guān),與成果轉(zhuǎn)化效率非顯著負(fù)相關(guān)；樣本期間,加大政府對高�？萍紕�(chuàng)新活動的支持力度不能有效提升知識產(chǎn)出效率和整體創(chuàng)新效率,政府經(jīng)費(fèi)資助出現(xiàn)規(guī)模不經(jīng)濟(jì)的現(xiàn)象；高校與企業(yè)之間的聯(lián)結(jié)關(guān)系對成果轉(zhuǎn)化效率具有顯著正影響。第二,從創(chuàng)新價值鏈的視角研究了高校科技創(chuàng)新活動各子階段創(chuàng)新效率的動態(tài)變化軌跡,并從技術(shù)進(jìn)步、純技術(shù)效率、規(guī)模效率等層面定量分析了高�？萍紕�(chuàng)新效率變化的動因。實(shí)證結(jié)果表明：在樣本期間,不斷增長的科研能力有效支撐了知識產(chǎn)出效率的平穩(wěn)提升,而相對落后的科研產(chǎn)出管理制度減緩了知識產(chǎn)出效率的增長速度；日趨完善的成果轉(zhuǎn)化管理制度推動了成果轉(zhuǎn)化效率的提升,而知識成果技術(shù)創(chuàng)新程度總體走低阻礙了成果轉(zhuǎn)化效率的增長。第三,從創(chuàng)新價值鏈視角檢驗(yàn)了高�？萍紕�(chuàng)新活動各子階段創(chuàng)新效率的空間相關(guān)性,在此基礎(chǔ)上將空間效應(yīng)納入高等學(xué)�？萍紕�(chuàng)新效率的收斂性研究之中,并對比分析考慮空間效應(yīng)影響和不考慮空間效應(yīng)影響下的高�？萍紕�(chuàng)新效率的收斂性特征差異。實(shí)證結(jié)果表明：知識產(chǎn)出效率、成果轉(zhuǎn)化效率均存在顯著的絕對β收斂特征和條件β收斂特征,考慮空間效應(yīng)影響以后,知識產(chǎn)出效率和成果轉(zhuǎn)化效率的收斂速度加快,半程收斂時間明顯縮短；在整個樣本期內(nèi),東、中、西部地區(qū)高校的知識產(chǎn)出效率和中、西部地區(qū)高校的成果轉(zhuǎn)化效率不存在俱樂部收斂特征,而在2007-2010年時間段,中、西部地區(qū)的知識產(chǎn)出效率和東、中、西部地區(qū)高校成果轉(zhuǎn)化效率存在顯著的俱樂部收斂特征。第四,從創(chuàng)新價值鏈視角檢驗(yàn)分析了高�？萍紕�(chuàng)新活動各子各階段創(chuàng)新效率的空間外溢效應(yīng),并討論了不同空間權(quán)重矩陣下的外溢效應(yīng)差異及原因。實(shí)證結(jié)果顯示：知識產(chǎn)出效率的空間外溢效應(yīng)為正,但不顯著；成果轉(zhuǎn)化效率的空間外溢效應(yīng)顯著為正,表明某區(qū)域成果轉(zhuǎn)化效率的提升能夠?qū)ο噜弲^(qū)域產(chǎn)生很好的促進(jìn)作用。從不同空間權(quán)重類型下的檢驗(yàn)結(jié)果來看,地理距離和人力資本對知識產(chǎn)出效率外溢效應(yīng)的影響無顯著差異；相對于地理距離因素,經(jīng)濟(jì)發(fā)展水平對成果轉(zhuǎn)化效率外溢效應(yīng)的影響程度較大。
[Abstract]:This paper studies the efficiency of science and technology innovation in colleges and universities . It can provide an empirical foundation for the innovation efficiency of science and technology innovation system in colleges and universities , and how to improve the output level of science and technology innovation in colleges and universities .
The correlation between the knowledge output stage and the outcome transformation stage is weak ;
The exchange of scientific and technological activities in colleges and universities has a remarkable promoting effect on the efficiency of knowledge output , the conversion efficiency of results and the improvement of overall efficiency ;
The R & D personnel quality characterized by the proportion of scientists and engineers in R & D personnel was positively correlated with the efficiency of knowledge output and overall innovation efficiency .
During the sample period , increasing the government ' s support for scientific and technological innovation activities can not effectively improve the efficiency of knowledge output and the overall innovation efficiency .
Second , from the angle of view of innovation value chain , the dynamic dynamic track of innovation efficiency of science and technology innovation in colleges and universities is studied , and the reason of the change of efficiency of science and technology innovation in colleges and universities is analyzed quantitatively from the perspective of innovation value chain .
Third , from the perspective of innovation value chain , the spatial correlation of innovation efficiency of science and technology innovation in colleges and universities is examined .
In the whole sample period , the efficiency of knowledge output in universities in the east , middle and western regions and the transformation efficiency of the universities in the western region do not exist . In the period of 2007 - 2010 , the efficiency of knowledge output in the western region and the efficiency of the transformation of the results of the universities in the east , middle and western regions are significant .
The results show that the effect of geographic distance and human capital on the efficiency of knowledge output efficiency is not significantly different from the test results of different spatial weight types .
Compared with the geographic distance factors , the level of economic development has a great impact on the spillover effect of results conversion efficiency .
【學(xué)位授予單位】：合肥工業(yè)大學(xué)
【學(xué)位級別】：博士
【學(xué)位授予年份】：2016
【分類號】：G644
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本文編號：1908320