【摘要】：發(fā)展低碳經(jīng)濟是中國在日益嚴峻的能源緊缺和氣候異常變化下的必然選擇。要實現(xiàn)低碳發(fā)展和經(jīng)濟增長的雙重目標,“生產(chǎn)公共性”和“低碳公共性”的低碳創(chuàng)新是唯一出路。低碳創(chuàng)新是低碳經(jīng)濟發(fā)展的源泉和動力,也是碳約束性下實現(xiàn)中國經(jīng)濟持續(xù)增長的必然選擇。如何引導技術創(chuàng)新的低碳化傾向,如何更好的發(fā)揮技術創(chuàng)新對低碳經(jīng)濟的支撐作用,就成為中國發(fā)展低碳經(jīng)濟迫切需要解決的課題。工業(yè)是我國經(jīng)濟和社會發(fā)展的主體產(chǎn)業(yè),同時也是我國能源的高消耗行業(yè)、二氧化碳的主要排放者,中國工業(yè)的低碳創(chuàng)新是實現(xiàn)經(jīng)濟發(fā)展與碳減排“雙贏”的關鍵支撐。論文在低碳經(jīng)濟現(xiàn)實背景下,基于傳統(tǒng)創(chuàng)新生產(chǎn)函數(shù),構(gòu)建兼顧經(jīng)濟效益和低碳效益的低碳創(chuàng)新效率,對我國1998-2011年37個工業(yè)細分行業(yè)的低碳創(chuàng)新效率進行測算,分析其靜態(tài)變化和動態(tài)變化；同時,基于行業(yè)異質(zhì)性,將37個工業(yè)行業(yè)劃分為重度污染行業(yè)、中度污染行業(yè)、輕度污染行業(yè),分析了三大污染型行業(yè)的低碳創(chuàng)新效率；論文還考察了國有產(chǎn)權、政府支持、能耗特征、市場競爭、企業(yè)規(guī)模等因素對低碳創(chuàng)新效率的影響。結(jié)果表明：低碳創(chuàng)新效率與傳統(tǒng)創(chuàng)新效率的測度結(jié)果顯著不同,且低碳創(chuàng)新效率呈現(xiàn)：高新技術行業(yè)高于一般制造行業(yè),一般制造行業(yè)高于原材料行業(yè),原材料行業(yè)高于資源型行業(yè)的格局；2004-2008年的重工業(yè)化進程使傳統(tǒng)創(chuàng)新效率提升快于低碳創(chuàng)新效率；近幾年中國工業(yè)創(chuàng)新活動逐步關注低碳效益；無論是傳統(tǒng)創(chuàng)新效率或是低碳創(chuàng)新效率,重度污染型行業(yè)的提升速度均在中度污染型行業(yè)和輕度污染型行業(yè)之上,而輕度污染型行業(yè)的提升速度最低：政府支持、市場競爭、企業(yè)規(guī)模等對低碳創(chuàng)新效率的提升起到積極作用；能耗特征、外商直接投資、國有產(chǎn)權對低碳創(chuàng)新效率的提升起到負面作用�；谘芯拷Y(jié)論,論文提出了相應政策建議。
[Abstract]:Developing low-carbon economy is an inevitable choice for China under the increasingly severe energy shortage and abnormal climate change. In order to achieve the dual goals of low-carbon development and economic growth, the "production publicity" and "low carbon publicity" low-carbon innovation is the only way out. Low-carbon innovation is not only the source and motive force of low-carbon economy development, but also the inevitable choice to realize the sustained growth of Chinese economy under carbon constraint. How to guide the low-carbon tendency of technological innovation and how to better play the supporting role of technological innovation to low-carbon economy has become an urgent problem to be solved in developing low-carbon economy in China. Industry is not only the main industry of economic and social development in China, but also the high energy consuming industry in China, and the main emitter of carbon dioxide. The low carbon innovation of Chinese industry is the key support to realize "win-win" between economic development and carbon abatement. Under the background of low carbon economy, based on the traditional innovation production function, the paper constructs the low carbon innovation efficiency which takes into account the economic and low carbon benefits, and calculates the low carbon innovation efficiency of 37 industrial subdivision industries in China from 1998 to 2011. At the same time, according to the industry heterogeneity, 37 industrial industries are divided into heavy pollution industry, moderate pollution industry and mild pollution industry, and the low carbon innovation efficiency of the three major pollution-type industries is analyzed. The paper also examines the effects of state-owned property rights, government support, energy consumption characteristics, market competition and enterprise size on the efficiency of low-carbon innovation. The results show that the low carbon innovation efficiency is significantly different from the traditional innovation efficiency, and the low carbon innovation efficiency is higher in the high-tech industry than in the general manufacturing industry, and the general manufacturing industry is higher than the raw material industry. The pattern of raw material industry is higher than that of resource-based industry. The process of heavy industry in 2004-2008 makes the efficiency of traditional innovation improve faster than that of low carbon innovation, and in recent years, China's industrial innovation activities gradually pay attention to low carbon efficiency. Whether it is traditional innovation efficiency or low carbon innovation efficiency, the promotion rate of heavy pollution industry is higher than that of medium pollution industry and light pollution industry, while that of light pollution industry is the lowest: government support, market competition. The scale of enterprises plays a positive role in improving the efficiency of low-carbon innovation, and the characteristics of energy consumption, foreign direct investment and state-owned property rights play a negative role in promoting the efficiency of low-carbon innovation. Based on the research conclusions, the paper puts forward the corresponding policy recommendations.
【學位授予單位】：東南大學
【學位級別】：碩士
【學位授予年份】：2015
【分類號】：F424;F273.1

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