本文關(guān)鍵詞：資源型城市低碳轉(zhuǎn)型評(píng)價(jià)與對(duì)策研究　出處：《武漢大學(xué)》2014年博士論文　論文類型：學(xué)位論文

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【摘要】：資源型城市可持續(xù)發(fā)展問(wèn)題是一個(gè)世界性難題,當(dāng)前國(guó)際政治經(jīng)濟(jì)不確定性逐步上升,國(guó)內(nèi)經(jīng)濟(jì)發(fā)展中不平衡、不協(xié)調(diào)問(wèn)題日益突出,資源型城市轉(zhuǎn)型面臨著日益嚴(yán)峻挑戰(zhàn)。目前,我國(guó)確定的資源型城市共有262座,這些城市在我國(guó)國(guó)民經(jīng)濟(jì)體系中扮演著重要的角色,就其轉(zhuǎn)型問(wèn)題的研究對(duì)于保障國(guó)家能源資源安全、推動(dòng)新型工業(yè)化和新型城鎮(zhèn)化進(jìn)程有著極其重大的意義。 國(guó)內(nèi)外學(xué)者對(duì)資源型城市轉(zhuǎn)型問(wèn)題進(jìn)行了大量的研究,取得了很多成果。資源型城市轉(zhuǎn)型在不同的背景下有著不同的內(nèi)涵和模式,當(dāng)前各個(gè)國(guó)家、各個(gè)領(lǐng)域都在強(qiáng)調(diào)低碳,并積極發(fā)展低碳經(jīng)濟(jì),這不僅為應(yīng)對(duì)全球氣候變化帶來(lái)了新的機(jī)遇,也為資源型城市轉(zhuǎn)型提供了新的思路。資源型城市作為高碳城市的代表,其未來(lái)可持續(xù)發(fā)展的方向只能是低碳城市。與此同時(shí),在黨的十八大報(bào)告中也很明確的提出要建設(shè)生態(tài)文明。在這樣的背景下對(duì)資源型城市低碳轉(zhuǎn)型評(píng)價(jià)與對(duì)策的研究,不僅具有新的內(nèi)涵,也具有很大的理論和現(xiàn)實(shí)意義。 論文首先闡述了論文選題的背景和意義,并對(duì)國(guó)內(nèi)外相關(guān)研究進(jìn)行了梳理和分析,認(rèn)為現(xiàn)有文獻(xiàn)以定性研究、宏觀政策研究等內(nèi)容為主,沒(méi)有形成系統(tǒng)性的研究成果,也較少?gòu)牡吞冀?jīng)濟(jì)的角度研究資源型城市轉(zhuǎn)型問(wèn)題。其次,對(duì)資源型城市、低碳、低碳轉(zhuǎn)型等概念進(jìn)行了界定,并對(duì)可持續(xù)發(fā)展理論、生態(tài)經(jīng)濟(jì)學(xué)理論、低碳經(jīng)濟(jì)理論、系統(tǒng)論等相關(guān)的理論基礎(chǔ)進(jìn)行了簡(jiǎn)單介紹。接著,對(duì)資源型城市低碳轉(zhuǎn)型優(yōu)勢(shì)、劣勢(shì)分別進(jìn)行了分析(內(nèi)部?jī)?yōu)勢(shì)包括：資源優(yōu)勢(shì)、勞動(dòng)力優(yōu)勢(shì)、工業(yè)基礎(chǔ)雄厚、后發(fā)優(yōu)勢(shì)；內(nèi)部劣勢(shì)包括：轉(zhuǎn)型資金不足、經(jīng)濟(jì)結(jié)構(gòu)不合理、專業(yè)人才匱乏、社會(huì)問(wèn)題突出；外部機(jī)會(huì)包括：政策優(yōu)勢(shì)、市場(chǎng)需求優(yōu)勢(shì)；外部威脅包括：國(guó)家環(huán)境管制壓力、區(qū)位劣勢(shì))。從而揭示了資源型城市低碳轉(zhuǎn)型的現(xiàn)狀。然后,對(duì)資源型城市低碳轉(zhuǎn)型的驅(qū)力因子和障礙因子進(jìn)行了分析,指出資源型城市低碳轉(zhuǎn)型的驅(qū)力因子主要包括低碳政策法規(guī)、低碳管理創(chuàng)新、低碳技術(shù)創(chuàng)新、低碳投資、低碳文化五個(gè)方面；資源型城市低碳轉(zhuǎn)型的障礙因子主要包括體制機(jī)制改革滯后、資源利用率低、環(huán)境污染嚴(yán)重、碳排放高、經(jīng)濟(jì)發(fā)展壓力、人口增長(zhǎng)壓力六個(gè)方面。在此基礎(chǔ)上,構(gòu)建了資源型城市低碳轉(zhuǎn)型的“驅(qū)力—障礙”耦合模型,并對(duì)不同因子在轉(zhuǎn)型的不同階段的作用力強(qiáng)弱以及同一因子在不同時(shí)期作用力性質(zhì)的變化做了探討。 為了對(duì)資源型城市低碳轉(zhuǎn)型進(jìn)行定量分析,論文還從經(jīng)濟(jì)轉(zhuǎn)型、社會(huì)轉(zhuǎn)型、資源、環(huán)境、能耗排放、低碳技術(shù)、低碳政策7個(gè)方面,分36項(xiàng)指標(biāo)建立了資源型城市低碳轉(zhuǎn)型評(píng)價(jià)指標(biāo)體系,并在確定權(quán)重時(shí),綜合了主觀賦權(quán)法中的層次分析法法和客觀賦權(quán)中的熵權(quán)法,進(jìn)一步構(gòu)建了基于TOPSIS方法的評(píng)價(jià)模型。 再次,結(jié)合我國(guó)資源城市發(fā)展的實(shí)際情況,以具有較強(qiáng)代表性的煤炭城市為例構(gòu)建了我國(guó)資源型城市低碳轉(zhuǎn)型的模式,該模式是一種“政府—市場(chǎng)”互動(dòng)合作的產(chǎn)業(yè)多元化轉(zhuǎn)型模式。論文還從宏觀、微觀兩個(gè)層面提出了資源型城市低碳轉(zhuǎn)型對(duì)策體系。宏觀層面的對(duì)策包括制定低碳總體戰(zhàn)略、加大低碳政策支持力度、完善低碳法律法規(guī)、制定低碳城市規(guī)劃四個(gè)方面。微觀對(duì)策包括調(diào)整產(chǎn)業(yè)結(jié)構(gòu)、優(yōu)化能源結(jié)構(gòu)、改善生態(tài)環(huán)境、實(shí)施人才戰(zhàn)略、加快技術(shù)創(chuàng)新以及加強(qiáng)低碳宣傳教育、倡導(dǎo)低碳生活、實(shí)施低碳運(yùn)營(yíng)八個(gè)方面,從而為我國(guó)資源型城市低碳轉(zhuǎn)型提供了一定的借鑒。 最后,對(duì)焦作市2008-2012年低碳轉(zhuǎn)型的效果進(jìn)行了實(shí)證分析,得出焦作市在2008-2011年處于低碳轉(zhuǎn)型的初級(jí)階段,在2012時(shí)躍升至低碳轉(zhuǎn)型的中級(jí)階段,其轉(zhuǎn)型效果趨于良好。論文還對(duì)相關(guān)領(lǐng)域的研究進(jìn)行了展望,認(rèn)為在十八屆三中全會(huì)提出的“建設(shè)美麗中國(guó)深化生態(tài)文明體制改革,加快建立生態(tài)文明制度”的背景下,資源型城市如何建立“五位一體”的低碳轉(zhuǎn)型制度是今后值得研究的一個(gè)方向。
[Abstract]:The sustainable development of resource - based cities is a worldwide problem . At present , the uncertainty of international political and economic uncertainty is rising gradually , the imbalance in domestic economic development , and the increasingly serious challenge of resource - based urban transformation . At present , there are 262 cities in China , which play an important role in China ' s national economy system . The research on the transformation of cities is of great significance to guarantee the safety of national energy resources and promote the new industrialization and the new urbanization process . As a representative of high - carbon city , the research on low - carbon transformation evaluation and countermeasure of resource - based city has not only new connotation , but also has great theoretical and practical significance . This paper first expounds the background and significance of the thesis , and analyses the relevant researches at home and abroad . It is concluded that the existing literature is mainly composed of qualitative research , macro - policy research and so on . Then , the author analyzes the concept of resource - based city , eco - economics , low - carbon economy theory , systematic theory and so on . This paper analyzes the factors and obstacles of low carbon transformation in resource - based cities , and points out that the driving force factors of low - carbon transformation in resource - based cities mainly include low - carbon policy regulation , low - carbon management innovation , low - carbon technology innovation , low - carbon investment and low - carbon culture . In order to quantitatively analyze the low - carbon transformation of resource - based cities , the paper also sets up the index system of low - carbon transformation of resource - based cities from the aspects of economic transformation , social transformation , resources , environment , energy consumption , low - carbon technology and low - carbon policy . Thirdly , based on the actual situation of China ' s resource city development , the mode of low carbon transformation in China ' s resource - based cities is constructed by taking the coal city with stronger representation as an example . This model is a kind of strategy system of low carbon transformation in resource - based cities . The macro - and micro - measures include the development of low - carbon overall strategy , the strengthening of low - carbon policy support , the improvement of low - carbon laws and regulations , and the development of low - carbon urban planning . The micro - measures include adjusting industrial structure , optimizing energy structure , improving ecological environment , implementing talent strategy , accelerating technological innovation and strengthening low - carbon propaganda and education , advocating low - carbon life , and implementing low - carbon operation eight aspects , thus providing some reference for the low - carbon transformation of resource - based cities in China . Finally , an empirical analysis of the effect of low carbon transformation from 2008 to 2012 in the city is carried out . It is concluded that in the primary stage of low carbon transition from 2008 to 2011 , the transformation effect tends to be good . The paper also looks forward to the research of relevant fields . It is believed that the low carbon transformation system based on " Five - in - One " in resource - based cities is a direction to be studied in the future .

【學(xué)位授予單位】：武漢大學(xué)
【學(xué)位級(jí)別】：博士
【學(xué)位授予年份】：2014
【分類號(hào)】：F299.2

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本文編號(hào)：1422965