本文選題：國有控股 + 信托公司　； 參考：《華東政法大學(xué)》2013年碩士論文

【摘要】：信托業(yè)是現(xiàn)代金融體系的成員之一，自1979年我國第一家信托公司－中國國際信托投資公司成立，標志我國信托業(yè)開始新的發(fā)展。國有控股信托公司是我國信托業(yè)的主力軍，其發(fā)展的狀況直接影響整個行業(yè)的發(fā)展，也關(guān)乎到我國金融體系的穩(wěn)定。其公司治理又是國有控股信托公司發(fā)展的核心要素，因而對國有控股信托公司治理的分析研究具有理論與現(xiàn)實的意義。 本文主要分為五個章節(jié)。第一章從國有控股信托公司的概念、特點及發(fā)展歷程，對國有控股信托公司在我國的發(fā)展狀況進行簡要的介紹與分析。 第二章探討的是公司治理理論與目前最典型的信托公司治理模式。公司治理理論并非我國的土產(chǎn)理論，經(jīng)過多年的發(fā)展繼承，在國外形成許多不同的理論觀點。我國將該理論引入之后，學(xué)者之間也未形成統(tǒng)一的觀點，本章將國內(nèi)外的理論進行綜合概述。英美信托公司治理模式與日德信托公司治理模式是信托公司的主要治理模式，兩種模式具有不同的特點，，對我國國有控股信托公司治理來說都有可以借鑒學(xué)習(xí)的先進經(jīng)驗。 第三章主要描述目前我國國有控股信托公司的治理現(xiàn)狀。首先簡要說明我國信托公司治理的特點，從整個行業(yè)的角度來分析信托公司整體的治理特點。其次進一步說明我國國有控股信托公司治理與其他公司、金融機構(gòu)在公司治理的不同，其具有的特殊性，最后結(jié)合部分國有控股信托公司2011年的年報從四個方面股權(quán)結(jié)構(gòu)、治理結(jié)構(gòu)、組織結(jié)構(gòu)和激勵與約束機制闡述公司治理的現(xiàn)狀。 第四章闡述的是我國國有控股信托公司治理的問題。信托業(yè)在我國已經(jīng)發(fā)展30余年，雖然一些顯著的問題矛盾得到解決，但是因為我國經(jīng)濟體制、市場環(huán)境、歷史遺留問題等因素的影響，問題還是很多。在本章中主要從四個大的方面為基點，具有針對性的分析目前國有控股信托公司存在的問題。 第五章主要為國有控股信托公司治理的完善提出一些法律建議。通過國有控股信托公司治理現(xiàn)狀發(fā)現(xiàn)存在的問題，就需要采取一定的措施解決問題。本章節(jié)針對上一章的問題提出一一對應(yīng)的建議措施，提供國有控股信托公司在以后公司治理時進行參考。
[Abstract]:The trust industry is one of the members of the modern financial system. The establishment of China International Trust and Investment Corporation, the first trust company in China in 1979, marks the beginning of a new development of the trust industry in China. The state-controlled trust company is the main force of the trust industry in our country. Its development directly affects the development of the whole industry and also relates to the stability of our country's financial system. The corporate governance is the core element of the development of the state-owned holding trust company, so the analysis and research on the governance of the state-owned holding trust company is of theoretical and practical significance. This paper is divided into five chapters. The first chapter briefly introduces and analyzes the development of the state-owned holding trust company in our country from the concept, characteristics and development course of the state-owned holding trust company. The second chapter discusses the theory of corporate governance and the most typical trust corporate governance model. The theory of corporate governance is not the native product theory of our country. After years of development and inheritance, many different theories have been formed in foreign countries. After the introduction of this theory in our country, the scholars have not formed a unified viewpoint, and this chapter gives a comprehensive overview of the theories both at home and abroad. The British and American trust company governance model and the Japan Germany trust company governance model are the trust company main governance model, the two models have the different characteristic, for our country state-owned holding trust company governance has the advanced experience which may draw lessons from the study. The third chapter mainly describes the current state-owned trust company governance. Firstly, the characteristics of trust company governance in China are briefly explained, and the overall governance characteristics of trust company are analyzed from the perspective of the whole industry. Secondly, it further explains the differences between the governance of state-owned holding trust companies and other companies and financial institutions in corporate governance, and the particularity of their governance. Finally, combined with the annual report of some state-owned holding trust companies in 2011, the ownership structure of some state-owned holding trust companies in 2011 is analyzed from four aspects. Governance structure, organizational structure and incentive and restraint mechanism explain the current situation of corporate governance. The fourth chapter deals with the governance of state-holding trust companies in China. Trust industry has been developed for more than 30 years in China. Although some obvious problems have been solved, there are still many problems due to the influence of economic system, market environment, historical problems and so on. In this chapter, mainly from four aspects as the basis point, targeted analysis of the current state-owned holding trust company problems. The fifth chapter puts forward some legal suggestions for the improvement of the governance of state-holding trust companies. It is necessary to take some measures to solve the problems found through the current situation of the governance of state-holding trust companies. In this chapter, the author puts forward one-to-one corresponding measures to the problems in the previous chapter, and provides the reference of the state-holding trust company in the future corporate governance.
【學(xué)位授予單位】：華東政法大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2013
【分類號】：D922.282;D922.291.91

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相關(guān)碩士學(xué)位論文 前1條

1 喬娟;國有控股商業(yè)銀行公司治理法律問題研究[D];中國石油大學(xué);2011年

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