本文選題：新股發(fā)行 + 制度改革　； 參考：《中南大學(xué)》2013年碩士論文

【摘要】：摘要：新股發(fā)行制度改革是我國證券市場發(fā)展和改革的重中之重。迄今為止,我國新股發(fā)行已走過了20多年歷史,發(fā)行體制從萌芽階段到審批制階段再到核準(zhǔn)制階段,期間,經(jīng)歷了若干次重大改革。證監(jiān)會(huì)為推動(dòng)新股發(fā)行體制市場化改革作出了不懈的努力,卻一直不為市場所認(rèn)同,備受市場詬病。目前,新股發(fā)行仍然是改改停停、停停改改,新股發(fā)行市場化改革仍然任重道遠(yuǎn)。 本文通過對(duì)國內(nèi)外新股發(fā)行文獻(xiàn)進(jìn)行理論分析,對(duì)比闡述國外成熟資本市場新股發(fā)行制度,分析我國新股發(fā)行制度的歷史變遷,并著重系統(tǒng)分析了當(dāng)前新股發(fā)行制度中的信息披露制度、保薦制度、詢價(jià)配售制度、發(fā)審委制度及其他相關(guān)配套制度的不足。 在此基礎(chǔ)上,系統(tǒng)地提出了我國新股發(fā)行制度改革、新股發(fā)行配套措施、新股發(fā)行機(jī)制改進(jìn)等政策建議,力求為我國新股發(fā)行市場化改革作出一些有益的思考和探索。
[Abstract]:Abstract: the reform of new issue system is the most important in the development and reform of China's securities market. Up to now, China's new issue has gone through more than 20 years of history, the issuing system from the embryonic stage to the examination and approval system to the stage of approval, during the period, experienced a number of major reforms. The Securities Regulatory Commission has made unremitting efforts to promote the market-oriented reform of the new issue system, but it has not been recognized by the market and has been criticized by the market. At present, the new issue is still to stop, stop and reform, the market reform of new stock issuance is still a long way to go. Based on the theoretical analysis of domestic and foreign new stock issuance documents, this paper compares and expounds the new issue system of foreign mature capital market, and analyzes the historical changes of the new issue system in our country. It also analyzes systematically the deficiency of the information disclosure system, the recommendation system, the inquiry placing system, the issuing and examining committee system and other related supporting systems in the current new issue system. On this basis, this paper systematically puts forward some policy suggestions, such as the reform of the new issue system, the supporting measures of the new issue, and the improvement of the new issue mechanism, in order to make some beneficial thinking and exploration for the market-oriented reform of the new stock issuance in our country.
【學(xué)位授予單位】：中南大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2013
【分類號(hào)】：F832.51

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本文編號(hào)：1794900