本文選題：專利資產(chǎn)證券化　切入點(diǎn)：風(fēng)險(xiǎn)分析　出處：《暨南大學(xué)》2013年碩士論文

【摘要】：在全球化已成為趨勢(shì)的今天，不可否認(rèn)的是，越來(lái)越多的國(guó)家已經(jīng)將知識(shí)產(chǎn)權(quán)作為競(jìng)爭(zhēng)力的重要源泉。專利，作為知識(shí)產(chǎn)權(quán)領(lǐng)域內(nèi)重要的一環(huán)，與企業(yè)經(jīng)濟(jì)價(jià)值直接聯(lián)系，是實(shí)現(xiàn)產(chǎn)業(yè)發(fā)展的重要因素。 專利資產(chǎn)證券化是指以專利及其相關(guān)債權(quán)為支撐，面向資本市場(chǎng)發(fā)行證券進(jìn)行融資的金融交易。一方面，如何將無(wú)形的專利轉(zhuǎn)化為生產(chǎn)力與財(cái)富，對(duì)我國(guó)知識(shí)產(chǎn)權(quán)強(qiáng)國(guó)戰(zhàn)略，，一直都是一個(gè)挑戰(zhàn)。另一方面，證券類別的單調(diào)與投資者對(duì)證券業(yè)的信心缺乏等問(wèn)題一定程度上導(dǎo)致了我國(guó)證券市場(chǎng)多年來(lái)一直低迷，如何引進(jìn)新型證券為證券業(yè)注入活力與血液，一直也是令人困擾的問(wèn)題。專利資產(chǎn)證券化的引入，將同時(shí)解決知識(shí)產(chǎn)權(quán)財(cái)富轉(zhuǎn)化與證券市場(chǎng)低迷的困境。 盡管從目前專利產(chǎn)權(quán)證券化的發(fā)展情況來(lái)看，其所占比例仍然不大，但是從長(zhǎng)遠(yuǎn)的發(fā)展空間上看，它毫無(wú)疑問(wèn)將成為未來(lái)證券化市場(chǎng)上的令人矚目的一隅。 本文框架結(jié)構(gòu)將分為三個(gè)層次進(jìn)行闡述與分析。本文的第一部分，將在進(jìn)行風(fēng)險(xiǎn)分析之前對(duì)專利資產(chǎn)證券化這一制度進(jìn)行法律關(guān)系的梳理。主要包括專利資產(chǎn)證券化的介紹，其法律本質(zhì)的解析。本文的第二部分基于專利特性所引發(fā)的資產(chǎn)證券化風(fēng)險(xiǎn)——基礎(chǔ)資產(chǎn)風(fēng)險(xiǎn)進(jìn)行一個(gè)全面與系統(tǒng)的分析。將風(fēng)險(xiǎn)主要分為：基于專利經(jīng)濟(jì)特性的風(fēng)險(xiǎn)和基于專利法律特性的風(fēng)險(xiǎn)，兩個(gè)主干部分進(jìn)行綜合剖析。本文的第三部分，將根據(jù)上述所分析歸類的基礎(chǔ)資產(chǎn)風(fēng)險(xiǎn)分析，對(duì)其經(jīng)濟(jì)特性與法律特性進(jìn)行有針對(duì)性的規(guī)制，提出防范措施。
[Abstract]:Today, globalization has become a trend, it is undeniable that more and more countries have taken intellectual property as an important source of competitiveness. Patents, as an important part of intellectual property, are directly related to the economic value of enterprises. It is the important factor that realizes industry development. The securitization of patent assets refers to the financial transaction of issuing securities to the capital market, which is supported by patents and related creditor's rights. On the one hand, how to transform intangible patents into productive forces and wealth, and how to make China's intellectual property power strategy. It has always been a challenge. On the other hand, the monotony of the securities category and the lack of investor confidence in the securities industry have, to some extent, led to a downturn in our securities market for many years. How to introduce new securities to inject vitality and blood into the securities industry has always been a puzzling problem. The introduction of patent asset securitization will simultaneously solve the dilemma of intellectual property wealth transformation and securities market depression. Although the proportion of patent property securitization is still small, it will undoubtedly become a noticeable corner in the future securitization market in the long run. In the first part of this paper, the legal relationship between patent asset securitization and the system of patent asset securitization will be combed before risk analysis, which mainly includes the introduction of patent asset securitization. The second part of this paper is based on the risk of asset securitization caused by patent characteristics-the risk of basic assets. The risk is mainly divided into: based on the characteristics of the patent economy. Risks and risks based on patent legal characteristics, In the third part of this paper, according to the risk analysis of the basic assets, the economic and legal characteristics are regulated and the preventive measures are put forward.
【學(xué)位授予單位】：暨南大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2013
【分類號(hào)】：D922.287

【引證文獻(xiàn)】

相關(guān)博士學(xué)位論文 前2條

1 黃光輝;知識(shí)產(chǎn)權(quán)證券化的風(fēng)險(xiǎn)及其防范研究[D];華中科技大學(xué);2010年

2 張澤平;資產(chǎn)證券化的法律制度研究[D];華東政法大學(xué);2007年

相關(guān)碩士學(xué)位論文 前1條

1 王巖鋒;我國(guó)農(nóng)產(chǎn)品訂單證券化的風(fēng)險(xiǎn)與法律規(guī)制[D];西南政法大學(xué);2015年

本文編號(hào)：1675081