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從私募“失聯(lián)”看金融監(jiān)管體制改革

發(fā)布時間:2018-03-03 16:19

  本文選題:證券投資基金業(yè) 切入點:監(jiān)管體制改革 出處:《金融博覽(財富)》2015年12期  論文類型:期刊論文


【摘要】:正11月23日,中國證券投資基金業(yè)協(xié)會(以下簡稱"基金業(yè)協(xié)會")官網(wǎng)公告了一份失聯(lián)(異常)私募機構(gòu)名單,名單包括華天國泰、中融坤瑞、中元寶盛等12家私募基金公司,其中9家位于北京。對私募機構(gòu)"失聯(lián)(異常)"進行公示,是基金業(yè)協(xié)會今年9月29日建立的一項制度。按照基金業(yè)協(xié)會通報給出的解釋,只要通過電話、電子郵件或短信,協(xié)會均無法與這些機構(gòu)取得聯(lián)系,這些機構(gòu)也沒有在限定時間內(nèi)回復相關(guān)情況,就可認為是"失聯(lián)(異常)"。
[Abstract]:On November 23rd, the China Securities Investment Fund Industry Association (hereinafter referred to as the "fund industry association") announced on its website a list of 12 private equity firms, including Huatian Cathay, Zhong Rongkun Rui, Zhongyuan Baisheng and other private equity firms. Nine of them are based in Beijing. The announcement of the private equity firm "missing (abnormal)" is a system set up by the fund industry association on September 29th this year. According to the explanation given by the fund association's circular, all you need to do is by telephone, e-mail or text message. The association is unable to contact these institutions, and these institutions do not respond within a limited period of time to the relevant circumstances, can be considered "missing (abnormal)."
【分類號】:F832.51


本文編號:1561770

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