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  本文關(guān)鍵詞：期貨投資者權(quán)益保護法律制度研究　出處：《西南財經(jīng)大學(xué)》2013年碩士論文　論文類型：學(xué)位論文

  更多相關(guān)文章： 期貨投資者 法律保護 實現(xiàn)途徑

【摘要】：期貨交易特有的交易規(guī)則和高風(fēng)險性,決定了保護期貨投資人利益是維護期貨市場健康運行的首要因素,中國期貨市場發(fā)展力量不均衡、投資主體結(jié)構(gòu)不盡合理、市場投機較盛,期貨投資者由于信息、技術(shù)、專業(yè)等方面的限制和約束,與期貨交易所、期貨公司相對總是處于弱勢地位,這種實質(zhì)的不平等在以信息的獲取為基礎(chǔ)的期貨交易市場上表現(xiàn)的尤為突出。這就要求法律對弱勢群體的保護有所傾斜,才能合理的實現(xiàn)公平正義。另一方面,只有真正保護期貨投資者合法利益的期貨市場,才能給投資者以安全感和投資信心,期貨市場才能長遠發(fā)展和穩(wěn)健發(fā)展。為此,通過相關(guān)法律制度的建構(gòu),最大限度的維護期貨交易市場的公開、公平、公正,使廣大投資者的合法利益得到全面有效的保護,是我國期貨市場今后所面臨的一項重要課題。 本文從期貨投資人法律保護的角度對國內(nèi)外的期貨法律制度進行梳理和比較,借鑒國外發(fā)達資本市場國家期貨投資人保護制度的先進經(jīng)驗,并深入評析我國現(xiàn)行期貨法律制度對期貨投資人保護的價值及存在的缺失。從宏觀層面和微觀層面探討期貨投資者法律保護的實現(xiàn)途徑。論證安全、高效、公平的期貨市場秩序的維護和對契約精神的尊重或可成為期貨法律制度的基本原則。從我國期貨市場發(fā)展實際情況出發(fā),提出完善期貨投資人法律保護的建議。
[Abstract]:The unique trading rules and high risk of futures trading determine that protecting the interests of futures investors is the primary factor to maintain the healthy operation of futures market. The development of Chinese futures market is unbalanced. The investment subject structure is unreasonable, the market speculation is flourishing, the futures investors are always in a weak position with the futures exchange because of the restriction and restriction of information, technology, specialty and so on. This kind of substantial inequality is particularly prominent in the futures trading market based on the access to information, which requires the law to be inclined to the protection of the vulnerable groups, in order to reasonably realize the fairness and justice. On the other hand. Only the futures market that really protects the legitimate interests of futures investors can give investors a sense of security and investment confidence, and the futures market can develop in the long term and steadily. Therefore, through the construction of relevant legal system. It is an important subject for China's futures market to maintain the openness, fairness and justice of futures market to protect the legitimate interests of investors in an all-round and effective way. From the perspective of the legal protection of futures investors, this paper combs and compares the domestic and foreign futures legal systems, and draws lessons from the advanced experience of the national futures investor protection system in developed capital markets. And deeply analyzes the value of the current futures legal system to the protection of futures investors and the lack of existing. From the macro and micro levels to explore the way to achieve the legal protection of futures investors to demonstrate the safety and efficiency. The maintenance of fair futures market order and respect for the spirit of contract may become the basic principles of the futures legal system. Based on the actual situation of the development of futures market in China, the paper puts forward some suggestions to perfect the legal protection of futures investors.
【學(xué)位授予單位】：西南財經(jīng)大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2013
【分類號】：D922.28

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相關(guān)期刊論文 前2條

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本文編號：1384066