本文選題：私募股權(quán) + 合格投資者　； 參考：《天津大學(xué)》2014年碩士論文

【摘要】：私募股權(quán)投資是目前金融市場上廣泛采用的一種投資方式，并快速的發(fā)展成為中國金融市場和產(chǎn)業(yè)投資的中流砥柱。私募股權(quán)投資在我國尚在發(fā)展初期，仍有許多問題需要去解決，這是由于我國對(duì)這種新型的投資方式?jīng)]有建立必要的法律制度，以及該基金本身所固有的高風(fēng)險(xiǎn)性等因素造成的。如何使私募基金能夠適合中國的經(jīng)濟(jì)環(huán)境，保證投資者權(quán)益，合理規(guī)避投資風(fēng)險(xiǎn)，并頒布相關(guān)的法律來規(guī)范該基金的正常運(yùn)行，這是我們所面對(duì)的現(xiàn)實(shí)問題。 私募基金合格投資者的相關(guān)研究中，對(duì)完善合格投資者的保護(hù)部分闡述較多，但仍存在著兩個(gè)問題突出的問題。首先縱觀我國現(xiàn)行的法律規(guī)定，相應(yīng)的立法和監(jiān)督部門還沒有出臺(tái)相關(guān)的法律法規(guī)實(shí)現(xiàn)對(duì)私募基金的有效監(jiān)管，對(duì)募集的對(duì)象也沒有形成規(guī)范的準(zhǔn)則。再次，健全的投資人制度在中國還未形成，所以對(duì)于合法基金和非法基金無法有效的判斷，投資人的合法權(quán)益也無法得到保障。在私募股權(quán)投資基金快速發(fā)展的同時(shí)，由于沒有完善的規(guī)章制度以及有效的監(jiān)督體系，在基金剛進(jìn)入投資市場的初期，出現(xiàn)了失控的局面，加之該基金信息不能及時(shí)的披露公開，面臨的風(fēng)險(xiǎn)驟加，一旦大量涌入非適格主體造成投資失誤，一定會(huì)引起股市的巨大波動(dòng)。因此，探討私募基金領(lǐng)域的合格投資人機(jī)制是至關(guān)重要的。筆者通過分析我國目前的私募基金運(yùn)作情況以及現(xiàn)行的合格投資者既有模式，參考發(fā)達(dá)國家現(xiàn)有的模式，，對(duì)私募基金在我國的完善發(fā)展給出合理建議。
[Abstract]:Private equity investment is a widely used investment method in the current financial market and has rapidly developed into the mainstay of Chinese financial market and industrial investment. Private equity investment in China is still in the early stage of development, there are still many problems to be solved, this is because our country has not established the necessary legal system for this new type of investment. And the fund itself inherent in high risk and other factors caused. How to make private equity fund fit for China's economic environment, guarantee investors' rights and interests, avoid investment risk reasonably, and issue relevant laws to regulate the normal operation of the fund, this is a realistic problem we face. In the relevant research of qualified investors of private equity funds, there are many problems in perfecting the protection of qualified investors, but there are still two outstanding problems. First of all, the current laws and regulations of our country, the corresponding legislation and supervision departments have not issued the relevant laws and regulations to achieve the effective supervision of private equity funds, the collection of the object has not formed a standard. Third, a sound investor system has not yet been formed in China, so legal funds and illegal funds can not be effectively judged, the legitimate rights and interests of investors can not be protected. With the rapid development of private equity investment funds, due to the lack of sound regulations and effective supervision system, the fund has just entered the investment market in the early stage, there has been a situation of out of control. In addition, the information of the fund can not be disclosed in time, and the risks are suddenly increased. Once a large number of ineligible subjects cause investment errors, it will inevitably cause huge fluctuations in the stock market. Therefore, it is essential to explore the qualified investors mechanism in the field of private equity funds. Based on the analysis of the current operation of private equity funds in China and the existing models of qualified investors, and referring to the existing models in developed countries, the author gives some reasonable suggestions for the improvement and development of private equity funds in China.
【學(xué)位授予單位】：天津大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2014
【分類號(hào)】：D922.287

【共引文獻(xiàn)】

相關(guān)期刊論文 前1條

1 周惠明;干勝道;陳蘭花;;P2P網(wǎng)絡(luò)借貸模式的金融風(fēng)險(xiǎn)防范探析[J];海南金融;2015年07期

相關(guān)碩士學(xué)位論文 前3條

1 高攀;我國有限合伙型私募股權(quán)基金法律問題研究[D];首都經(jīng)濟(jì)貿(mào)易大學(xué);2014年

2 周圓;我國私募股權(quán)基金募集對(duì)象法律規(guī)制研究[D];湘潭大學(xué);2014年

3 王旌;云南省私募股權(quán)投資基金發(fā)展研究[D];云南師范大學(xué);2014年

本文編號(hào)：2108150