本文選題：新三板市場　切入點：廣順小貸公司　出處：《遼寧大學(xué)》2017年碩士論文

【摘要】：隨著《關(guān)于全國中小企業(yè)股份轉(zhuǎn)讓系統(tǒng)有關(guān)問題的決定》的發(fā)布,我國明確了全國股份轉(zhuǎn)讓系統(tǒng)的性質(zhì)、功能和定位。同時這也標(biāo)志著新三板正式全面擴(kuò)容至全國。作為資本市場重要組成部分的新三板的全面擴(kuò)容,新三板市場的發(fā)展也是非常迅速,目前我國新三板市場蓬勃發(fā)展,截止2017年4月,全國中小企業(yè)股權(quán)轉(zhuǎn)讓系統(tǒng)登記登記掛牌公司11045家。按市場分層劃分,基礎(chǔ)層共有10095家,創(chuàng)新層共有945家。按照轉(zhuǎn)讓方式劃分,做市轉(zhuǎn)讓1606家,協(xié)議轉(zhuǎn)讓9434家。總股本6299. 01億股,總市值達(dá)44171. 44億元。2017年以來,掛牌公司股票成交6749101. 9767萬元,其中做市方式轉(zhuǎn)讓的股票成交累計達(dá)3143447. 56萬元。2015年3月,哈爾濱廣順小額貸款股份有限公司(后文簡稱“廣順小貸”)正式在新三板掛牌上市,在申請階段廣順小貸積極配合主辦券商興業(yè)證券以及相關(guān)中介機(jī)構(gòu)的前期輔導(dǎo),并輔助其完成各項資質(zhì)審核。在新三板市場上市給廣順小貸帶來了很多益處,拓寬了融資渠道,提高了知名度,規(guī)范了企業(yè)管理。但是與此同時,市場交易量并沒有達(dá)到最初預(yù)期,這個問題不僅是廣順小貸面臨的,也是許多掛牌新三板企業(yè)普遍面臨的困擾。本文所選取的廣順小貸案例在所有掛牌中小企業(yè)中具有一定的代表性。文章通過闡述廣順小貸掛牌上市的流程,掛牌前后存在的問題以及最后提出建議來剖析小額貸款公司在新三板上市的整個過程。本文共分為五個部分。第1部分為本文的緒論,主要介紹本文的研究背景和意義。第2部分是案例介紹,主要是對公司的歷史沿革、主營業(yè)務(wù)和公司股權(quán)結(jié)構(gòu)和股東情況進(jìn)行介紹。同時分析企業(yè)所處的內(nèi)外部環(huán)境,本文還介紹了廣順小貸掛牌申請的流程。第3部分主要闡述廣順小貸在新三板掛牌的動因。第4部分闡述廣順小貸掛牌前后存在的問題以及解決辦法。第5部分為結(jié)論與建議。對論文進(jìn)行總結(jié):對我國新三板企業(yè)發(fā)展進(jìn)行了梳理和總結(jié),其次闡述廣順小貸掛牌后取得良好的發(fā)展效果。之后對小貸公司可持續(xù)發(fā)展提出了建議:小貸公司完善治理水平;加強(qiáng)自身管理水平。
[Abstract]:With the release of the decision on the problems related to the National small and Medium-sized Enterprises share transfer system, China has made clear the nature, function and orientation of the national stock transfer system.At the same time, this also marks a new three-board full-scale expansion to the country.As an important part of the capital market, the overall expansion of the new third board, the development of the new third board market is also very rapid. At present, the new third board market in China is booming, as of April 2017,National small and medium-sized enterprises equity transfer system registration and registration of 11045 companies.According to the market stratification, there are 10095 basic layer, a total of 945 innovation layer.According to the transfer of the division, market transfer of 1606, agreement transfer of 9434.Total share capital 6299.100 million shares, the total market value 44171.4.4 billion yuan. Since 2017, listed companies have traded 6749101.97.67 million yuan, of which the market transfer of shares in the cumulative transaction reached 3143447.560000 yuan. In March 2015, Harbin Guangshun Microloan Co., Ltd. (hereinafter referred to as "Guangshun small loan") was officially listed on the new third board.In the application phase Guangshun small loans actively cooperate with the hosting securities brokerage and related intermediary agencies for early counseling and assist them to complete the qualification audit.Listing in the new third board market has brought many benefits to Guangshun small loans, widened financing channels, improved visibility and standardized enterprise management.But at the same time, the market volume did not meet the initial expectations, this problem is not only facing Guangshun small loans, but also a lot of listed new third board companies are generally faced with problems.This article selects the Guangshun small loan case in all listed SMEs have certain representative.This paper analyzes the whole process of the listing of small loan companies in the new three boards by expounding the flow of listing in Guangshun small loans, the existing problems before and after listing and finally putting forward some suggestions.This paper is divided into five parts.The first part is the introduction of this paper, mainly introduces the research background and significance of this paper.The second part is the case, mainly introduces the history of the company, the main business, the ownership structure of the company and the shareholders.At the same time, the internal and external environment of the enterprise is analyzed, and the application process of Guangshun small loan listing is also introduced.The third part mainly elaborated Guangshun small loan in the new three-board listing motivation.The fourth part expounds the problems and solutions before and after Guangshun small loan listing.The fifth part is the conclusion and recommendation.Summary of the paper: the development of the new three board enterprises in China are combed and summarized. Secondly, the good development results are obtained after the listing of Guangshun small loans.Then it puts forward some suggestions for the sustainable development of the small loan companies: perfecting the governance level of the small loan companies and strengthening their own management level.
【學(xué)位授予單位】：遼寧大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2017
【分類號】：F832.51;F832.4

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