本文選題：債券市場(chǎng)　切入點(diǎn)：灰色利益　出處：《遼寧大學(xué)》2014年碩士論文　論文類(lèi)型：學(xué)位論文

【摘要】：伴隨著我國(guó)經(jīng)濟(jì)轉(zhuǎn)型逐步加深，我國(guó)市場(chǎng)直接融資比重顯著提高，而債券是一種重要的直接融資工具，債券發(fā)行量和交易量都有了顯著提高。在滇富銀行債券市場(chǎng)風(fēng)波之后，我國(guó)債券市場(chǎng)于近幾年基本處于牛市，發(fā)展形勢(shì)較好。然而，在我國(guó)債券市場(chǎng)如火如荼發(fā)展的背后，也存在著一些潛在問(wèn)題。 整頓債券市場(chǎng)不管是對(duì)我國(guó)債券市場(chǎng)的蓬勃發(fā)展,還是于債券市場(chǎng)巨大的規(guī)模對(duì)我國(guó)整個(gè)金融系統(tǒng)安全的重要性,都十分必要。如若任憑我國(guó)債市惡相滋生,則不僅債券市場(chǎng)自身的融資效率會(huì)降低,融資成本還會(huì)提高,一系列金融腐敗亦會(huì)相應(yīng)而生。此外,我國(guó)當(dāng)下債市規(guī)模宏大,如果不及時(shí)治理,更可能導(dǎo)致我國(guó)金融市場(chǎng)出現(xiàn)系統(tǒng)性風(fēng)險(xiǎn)。 2013年4月我國(guó)債券市場(chǎng)爆發(fā)了一次涉案金額巨大、殃及范圍廣闊的利益輸送案件。本文通過(guò)對(duì)這一案件系統(tǒng)介紹剖析，，通過(guò)研究當(dāng)前債市不法人員如何操控利益輸送，解析灰色操控背后原因以及債市監(jiān)管盲點(diǎn)，最后從原因入手提出應(yīng)對(duì)對(duì)策。文章通過(guò)對(duì)這次債市風(fēng)暴的分析，提出了我國(guó)債市現(xiàn)存問(wèn)題，引領(lǐng)個(gè)人、機(jī)構(gòu)、監(jiān)管當(dāng)局進(jìn)行深刻反思，對(duì)規(guī)范債券市場(chǎng)，降低經(jīng)濟(jì)犯罪概率，具有現(xiàn)實(shí)意義。
[Abstract]:With the gradual deepening of China's economic transformation, the proportion of direct financing in China's market has increased significantly, while bonds are an important direct financing tool, and the amount of bond issuance and trading volume have increased significantly. The bond market of our country is basically in the bull market in recent years, and the development situation is good. However, there are some potential problems behind the development of the bond market in our country. It is necessary to rectify the bond market, not only for the vigorous development of our bond market, but also for the importance of the huge scale of the bond market to the security of our entire financial system. Not only will the financing efficiency of the bond market itself be reduced, the financing costs will also increase, and a series of financial corruption will also arise accordingly. In addition, the current debt market in China is on a large scale, if it is not dealt with in a timely manner, It is more likely to lead to systemic risks in our financial markets. In April 2013, a huge amount of money was involved in the bond market in our country, which brought about a wide range of cases involving the transmission of benefits. This paper, through the systematic introduction and analysis of this case, studies how the illegal personnel in the current bond market manipulate the transfer of benefits. This paper analyzes the reasons behind grey manipulation and the blind spot of bond market supervision, and finally puts forward some countermeasures from the point of view of the causes. Through the analysis of this bond market storm, the article puts forward the existing problems in China's bond market, leading individuals and institutions. It is of practical significance to regulate the bond market and reduce the probability of economic crime.
【學(xué)位授予單位】：遼寧大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2014
【分類(lèi)號(hào)】：F832.51

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本文編號(hào)：1584176