本文選題：基礎(chǔ)設(shè)施 + 中小水電站�。� 參考：《昆明理工大學(xué)》2013年碩士論文

【摘要】：隨著社會(huì)經(jīng)濟(jì)的飛速發(fā)展,可再生能源日趨受到重視,水資源是我國重要的可再生能源,水資源的充分利用可以為我國的電能提供穩(wěn)定、持續(xù)的資源供給保障。由于我國獨(dú)特的水資源分布,中小水電站的優(yōu)勢(shì)在我國愈發(fā)明顯,然而由于早期中小水電站的不合理開發(fā)、利用,而升級(jí)、改造大規(guī)模的中小水電站所需建設(shè)資金又難以通過傳統(tǒng)的融資方式解決,加上民營資本進(jìn)入中小水電站的機(jī)會(huì)有限,我國的中小水電站經(jīng)營一直處于低谷狀態(tài)。20世紀(jì)60年代開始項(xiàng)目融資方式作為一種民營資本進(jìn)駐公共基礎(chǔ)設(shè)施領(lǐng)域的新型融資方式受到理論學(xué)者和實(shí)務(wù)工作者的極大關(guān)注,并在世界范圍內(nèi)被迅速的推廣應(yīng)用。諸如BOT、TOT、POT、ROT等項(xiàng)目融資模式及其衍生模式對(duì)眾多公共基礎(chǔ)設(shè)施建設(shè)功不可沒,也為我國電力項(xiàng)目建設(shè)引入民營資本、升級(jí)改造中小水電站提供了一定的借鑒意義。 然而民營資本規(guī)模相對(duì)較小,直接建設(shè)中小水電站不僅力不從心,而且也不符合升級(jí)、改造中小水電站的初衷,因此,在傳統(tǒng)項(xiàng)目融資的基礎(chǔ)上,PROT項(xiàng)目融資模式應(yīng)運(yùn)而生了。PROT(Purchases-Rehabilitate-Operate-Transfer)模式即“購買—重建—經(jīng)營—轉(zhuǎn)讓”模式。是經(jīng)過長期BOT、TOT、POT、ROT等項(xiàng)目融資運(yùn)作的基礎(chǔ)上,提出針對(duì)經(jīng)營性中小水電項(xiàng)目融資的創(chuàng)新模式。 本文從我國中小水電站升級(jí)、改建需要著手,對(duì)各種項(xiàng)目融資模式應(yīng)用于公共基礎(chǔ)設(shè)施建設(shè)的優(yōu)勢(shì)、弊端進(jìn)行討論,總結(jié)PROT項(xiàng)目融資模式在我國進(jìn)行中小水電站升級(jí)、改造建設(shè)的必要性和可行性。然而,由于我國目前很少采用PROT項(xiàng)目融資模式對(duì)中小水電站進(jìn)行升級(jí)、改建,因此如何在個(gè)案的特許經(jīng)營合同中對(duì)政府和私人投資者的權(quán)利、義務(wù)進(jìn)行細(xì)化無疑成為了PROT項(xiàng)目融資模式長期應(yīng)用于中小水電站可行與否的前提。 本文共分為六個(gè)章節(jié)：第一章為緒論部分,主要研究了文章選題背景和研究的意義、研究的目的以及研究的理論依據(jù)；第二章進(jìn)行了基礎(chǔ)設(shè)施項(xiàng)目融資特許經(jīng)營權(quán)理論的探討,具體包括項(xiàng)目融資特許經(jīng)營概念、法律關(guān)系、特許經(jīng)營合同雙方的權(quán)利與義務(wù)以及項(xiàng)目融資特許經(jīng)營的種類；第三章重點(diǎn)關(guān)注了國內(nèi)外基礎(chǔ)設(shè)施特許經(jīng)營的現(xiàn)狀與不足；第四章討論了針對(duì)經(jīng)營性中小水電站的若干種項(xiàng)目融資模式,以及在各種模式比較下確定了PROT項(xiàng)目融資模式最適宜經(jīng)營性中小水電站的結(jié)論,并對(duì)PROT項(xiàng)目融資模式進(jìn)行合同管理和戰(zhàn)略分析；第五章主要是通過特許經(jīng)營權(quán)合同要點(diǎn)細(xì)節(jié)對(duì)中小水電站PROT項(xiàng)目融資模式進(jìn)行探討；第六章為結(jié)論,期冀通過本文對(duì)特許經(jīng)營合同的細(xì)節(jié)研究能夠?yàn)橥苿?dòng)PROT項(xiàng)目融資模式法律體系的建立提供一個(gè)切入點(diǎn)。
[Abstract]:With the rapid development of social economy, renewable energy is paid more and more attention. Water resources is an important renewable energy in China. The full use of water resources can provide a stable and sustainable supply of energy for our country. Due to the unique distribution of water resources in China, the advantages of small and medium-sized hydropower stations are becoming more and more obvious in China. However, due to the unreasonable development, utilization and upgrading of small and medium-sized hydropower stations in the early stage, The construction funds required for the transformation of large-scale small and medium-sized hydropower stations are difficult to solve through traditional financing, and private capital has limited access to small and medium-sized hydropower stations. The management of small and medium-sized hydropower stations in China has been in a low state. As a new type of financing mode of private capital entering into the public infrastructure field, project financing has been paid great attention to by theorists and practitioners since the 1960s, when private capital entered the field of public infrastructure. And in the world scope is rapidly popularized and applied. The project financing model such as BOTTOTTOTPOTROT and its derivative model have contributed to the construction of many public infrastructure facilities, and have also provided certain reference significance for the introduction of private capital to the construction of electric power projects in China and the upgrading and upgrading of small and medium-sized hydropower stations. However, the scale of private capital is relatively small, and the direct construction of medium and small hydropower stations is not only inadequate, but also not in line with the original intention of upgrading and reforming small and medium-sized hydropower stations, so, On the basis of traditional project financing, Prot (Purchases-rehabilitate-Operate-Transfer) mode is called "Purchases-Revival-Operate-Transfer" mode. On the basis of long term BOTTOTPOTROT project financing operation, this paper puts forward an innovative mode of financing for medium and small hydropower projects. This paper discusses the advantages and disadvantages of the application of various project financing modes in the construction of public infrastructure from the upgrading and rebuilding of middle and small hydropower stations in China, and summarizes the upgrading of the project financing mode of prot in China. Necessity and feasibility of reconstruction and construction. However, because the project financing mode of PROT is rarely used to upgrade and rebuild the small and medium-sized hydropower stations in our country, how to protect the rights of the government and private investors in the franchise contract? Obligation refinement has undoubtedly become the precondition of long-term application of PROT project financing model in medium and small hydropower stations. This paper is divided into six chapters: the first chapter is the introduction part, which mainly studies the background and significance of the research, the purpose of the research and the theoretical basis of the research; the second chapter discusses the theory of infrastructure project financing franchise. It includes the concept of project financing franchise, the legal relationship, the rights and obligations of both parties to the franchise contract, and the types of project financing franchise. Chapter three focuses on the current situation and deficiencies of infrastructure franchising at home and abroad. In the fourth chapter, several project financing modes for small and medium-sized hydropower stations are discussed, and the conclusion that the project financing mode of PROT is the most suitable for operating medium and small hydropower stations is determined under the comparison of various modes. And the project financing model of prot contract management and strategic analysis; the fifth chapter is mainly through the franchise contract key details of the project financing model of small and medium-sized hydropower stations Prot; chapter VI is the conclusion, It is hoped that the detailed study of franchising contract in this paper can provide a starting point for the establishment of the legal system of prot project financing model.
【學(xué)位授予單位】：昆明理工大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2013
【分類號(hào)】：F285;F426.61

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