興業(yè)銀行發(fā)行綠色債券的案例分析及啟示
發(fā)布時間：2018-08-12 14:21
【摘要】：從國際上提出可持續(xù)發(fā)展概念到發(fā)布綠色債券原則,以及我國出臺關(guān)于建立綠色金融體系到最終綠色債券的投資范圍界定,都表明了綠色發(fā)展已經(jīng)成為全世界人類關(guān)注的焦點,綠色債券作為一項創(chuàng)新型綠色金融產(chǎn)品順勢而生。但是我國綠色債券市場的起步晚于國外,近幾年才興起,目前對于綠色債券的研究主要圍繞市場發(fā)展方面,以及通過總結(jié)國外綠色債券市場的發(fā)展得出對中國發(fā)展綠色債券的啟示,尚未研究我國金融機構(gòu)成功發(fā)行綠色債券的案例,缺少金融機構(gòu)從準備發(fā)行綠色金融債券到最終成功發(fā)行這一過程的經(jīng)驗總結(jié)。本文主要從興業(yè)銀行準備綠色債券的發(fā)行到發(fā)行后帶來的成效進行深入的探析,最后給出相應的研究結(jié)論和政策建議。本文主要選取興業(yè)銀行發(fā)行綠色金融債券的整個過程為實際研究對象,首先通過文獻研究法,對論文的選題背景和選題意義進行剖析,并且對國內(nèi)外關(guān)于綠色債券的研究理論進行分類總結(jié)。通過參考相關(guān)的小組報告、興業(yè)銀行關(guān)于發(fā)行綠色債券的文件公告、會議摘要等對興業(yè)銀行發(fā)行綠色債券的背景進行分析。然后通過個案研究法,結(jié)合銀行內(nèi)部工作人員的實地訪談資料,對興業(yè)銀行發(fā)行綠色債券前期準備工作、已發(fā)行的綠色債券情況、發(fā)行綠色債券帶來的主要成效等進行研究,將興業(yè)銀行的實際發(fā)行情況真實完整的展現(xiàn)出來,最后根據(jù)整個過程給出了相應的研究結(jié)論和政策建議。本文研究發(fā)現(xiàn),興業(yè)銀行做為我國股份制商業(yè)銀行,積極響應國家政策,承擔社會責任,率先開啟了發(fā)行綠色債券的準備工作。準備工作包括制定評估綠色項目的標準、設立管理綠色金融的體系、建立綠色債券募集資金制度、通過專業(yè)機構(gòu)認證等等做法。成功發(fā)行綠色債券不僅促進了公司治理理念和文化的提升、創(chuàng)新了公司業(yè)務,為企業(yè)提供綠色融資,推動我國綠色債券市場的發(fā)展。
[Abstract]:From the international concept of sustainable development to the principle of issuing green bonds, and the definition of investment scope from the establishment of green financial system to the final green bonds in China, it is shown that green development has become the focus of human attention all over the world. Green bonds as an innovative green financial products homeopathy. However, the green bond market of our country started later than that of foreign countries, and has only risen in recent years. At present, the research on green bonds is mainly focused on the market development. And through summing up the development of foreign green bond market to obtain the inspiration to China's development of green bonds, has not yet studied the case of the successful issuance of green bonds by Chinese financial institutions. Lack of financial institutions from the preparation of green financial bonds to the successful issuance of this process of experience. This paper makes a deep analysis of the effects brought by the green bond preparation of the Industrial Bank of China, and finally gives the corresponding conclusions and policy recommendations. This paper mainly selects the whole process of issuing green financial bonds of Xingye Bank as the actual research object. Firstly, through the method of literature research, the paper analyzes the background and significance of the selected topic. And at home and abroad about the green bond research theory classification summary. By referring to the relevant group report, the notice of green bond issued by Societe Generale, the summary of the meeting, etc., the background of green bond issued by SocGen is analyzed. Then through the case study method, combining with the field interview data of the bank's internal staff, the paper studies the preparatory work for the issue of green bonds, the situation of green bonds already issued, and the main effects brought about by the issuance of green bonds, etc. The actual issuance of Societe Generale Bank is presented in a true and complete manner. Finally, the corresponding conclusions and policy recommendations are given according to the whole process. This paper finds that as a joint-stock commercial bank in China, Societe Generale Bank has taken the lead in the preparation of issuing green bonds by responding positively to national policies and assuming social responsibility. The preparatory work includes establishing criteria for evaluating green projects, setting up a system for managing green finance, establishing a system for raising funds for green bonds, passing professional certification, and so on. The successful issuance of green bonds not only promotes the promotion of corporate governance concept and culture, but also innovates corporate business, provides green financing for enterprises, and promotes the development of green bond market in China.
【學位授予單位】：河北金融學院
【學位級別】：碩士
【學位授予年份】：2017
【分類號】：F832.51
本文編號：2179317
[Abstract]:From the international concept of sustainable development to the principle of issuing green bonds, and the definition of investment scope from the establishment of green financial system to the final green bonds in China, it is shown that green development has become the focus of human attention all over the world. Green bonds as an innovative green financial products homeopathy. However, the green bond market of our country started later than that of foreign countries, and has only risen in recent years. At present, the research on green bonds is mainly focused on the market development. And through summing up the development of foreign green bond market to obtain the inspiration to China's development of green bonds, has not yet studied the case of the successful issuance of green bonds by Chinese financial institutions. Lack of financial institutions from the preparation of green financial bonds to the successful issuance of this process of experience. This paper makes a deep analysis of the effects brought by the green bond preparation of the Industrial Bank of China, and finally gives the corresponding conclusions and policy recommendations. This paper mainly selects the whole process of issuing green financial bonds of Xingye Bank as the actual research object. Firstly, through the method of literature research, the paper analyzes the background and significance of the selected topic. And at home and abroad about the green bond research theory classification summary. By referring to the relevant group report, the notice of green bond issued by Societe Generale, the summary of the meeting, etc., the background of green bond issued by SocGen is analyzed. Then through the case study method, combining with the field interview data of the bank's internal staff, the paper studies the preparatory work for the issue of green bonds, the situation of green bonds already issued, and the main effects brought about by the issuance of green bonds, etc. The actual issuance of Societe Generale Bank is presented in a true and complete manner. Finally, the corresponding conclusions and policy recommendations are given according to the whole process. This paper finds that as a joint-stock commercial bank in China, Societe Generale Bank has taken the lead in the preparation of issuing green bonds by responding positively to national policies and assuming social responsibility. The preparatory work includes establishing criteria for evaluating green projects, setting up a system for managing green finance, establishing a system for raising funds for green bonds, passing professional certification, and so on. The successful issuance of green bonds not only promotes the promotion of corporate governance concept and culture, but also innovates corporate business, provides green financing for enterprises, and promotes the development of green bond market in China.
【學位授予單位】：河北金融學院
【學位級別】：碩士
【學位授予年份】：2017
【分類號】：F832.51
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