本文關(guān)鍵詞： 證券監(jiān)管者 證實(shí)性偏差 模糊厭惡 確定性效應(yīng)　出處：《財(cái)經(jīng)科學(xué)》2017年04期 　論文類型：期刊論文

【摘要】：本文借鑒心理學(xué)研究方法,采用具有情景因素的問卷調(diào)查方法,選取證券市場(chǎng)的監(jiān)管主體,以及對(duì)證券市場(chǎng)交易有著重大影響的券商、基金公司和上市銀行等證券市場(chǎng)的其他參與者作為對(duì)照組,通過發(fā)放問卷、回收問卷、數(shù)據(jù)處理,運(yùn)用應(yīng)用統(tǒng)計(jì)學(xué)的方法對(duì)證券監(jiān)管者與其他參與者的非理性行為及特點(diǎn)進(jìn)行兩個(gè)維度、三個(gè)層次的分析。研究發(fā)現(xiàn),證券監(jiān)管者決策同其他市場(chǎng)參與者一樣同樣受到證實(shí)性偏差、模糊厭惡、確定性效應(yīng)的影響;證券監(jiān)管者存在的三種非理性行為之間不存在高度相關(guān)性,其中證實(shí)性偏差與模糊厭惡二者具有較低程度的負(fù)相關(guān);監(jiān)管者與其他參與者在不同非理性項(xiàng)目上的分布不存在顯著差異,且證實(shí)性偏差在區(qū)分監(jiān)管者與其他參與者人群非理性行為特點(diǎn)中處于首要位置。
[Abstract]:This paper adopts the research methods of psychology, using the method of questionnaire investigation with situational factors, selection of securities market supervision, and the securities market transactions have a significant impact of the brokerage, fund companies and other participants listed bank securities market as the control group, through questionnaires, questionnaires, data processing, non rational behavior and characteristics using the method of the application of statistics to the securities regulators and other participants of the two dimensions, three levels of analysis. The study found that securities regulators decision with other market participants by the same confirmatory bias, ambiguity aversion, influence of deterministic effects; there is a high correlation between the three kinds of irrational behavior of securities regulators exist, including that deviation and ambiguity aversion two have a lower degree of negative correlation; regulators and other participants in the different non rational There is no significant difference in the distribution of the project, and the confirmatory deviation is in the first place in distinguishing the non rational behavior of the supervisors and the other participants.

【作者單位】： 對(duì)外經(jīng)濟(jì)貿(mào)易大學(xué)國際商學(xué)院;中國光大銀行北京分行;
【分類號(hào)】：F832.51
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本文編號(hào)：1552246