發(fā)布時間：2018-08-04 18:22

【摘要】：在《金融服務(wù)貿(mào)易協(xié)議》框架下WTO成員國之間不斷深化金融服務(wù)開放,金融服務(wù)貿(mào)易自由化是世界經(jīng)濟(jì)的大勢所趨。入世過渡期結(jié)束后的近十年時間里,我國全面兌現(xiàn)金融服務(wù)業(yè)的入世承諾,在審慎監(jiān)管的框架下,對外資金融機(jī)構(gòu)實施國民待遇。但對于發(fā)展中國家而言,金融領(lǐng)域自由化的風(fēng)險不容輕視,近幾十年來,許多國家都進(jìn)行了金融改革,開放金融服務(wù)業(yè),其方式和結(jié)果都大相徑庭。面對金融服務(wù)業(yè)自由化可能帶來的挑戰(zhàn)和機(jī)遇,解釋中國金融貿(mào)易政策的制定過程,分析影響貿(mào)易政策的因素具有理論和現(xiàn)實意義。本文基于政治經(jīng)濟(jì)學(xué)的視角,將貿(mào)易政策作為一種“內(nèi)生”于政治博弈過程中的公共物品,考慮其中政府的目標(biāo)、利益集團(tuán)和社會的價值觀等現(xiàn)實因素,更加貼近現(xiàn)實中的政策決策過程。借鑒貿(mào)易政策的政治經(jīng)濟(jì)學(xué)模型來分析我國金融服務(wù)貿(mào)易政策決策的過程,對影響金融服務(wù)貿(mào)易政策三個方面的因素,包括國家目標(biāo)和利益、國內(nèi)利益集團(tuán)和國際服務(wù)貿(mào)易環(huán)境及雙邊關(guān)系進(jìn)行了分析。使用中國2002—2013年的相關(guān)數(shù)據(jù)實證檢驗影響中國金融服務(wù)貿(mào)易開放的因素。實證結(jié)果表明:在國家目標(biāo)和權(quán)威上,金融服務(wù)貿(mào)易開放度與金融業(yè)對國內(nèi)生產(chǎn)總值增長的拉動率呈正相關(guān),符合國家對經(jīng)濟(jì)拉動作用較大的行業(yè)采取鼓勵開放政策的一般態(tài)度。在行業(yè)利益影響上,政府對銀行業(yè)持較為開放的態(tài)度,鼓勵外資銀行在華發(fā)展;而對于競爭力較弱的證券業(yè)則賦予一定保護(hù)傾向。
[Abstract]:Under the framework of "Agreement on Financial Services Trade", the liberalization of financial services trade is the trend of the world economy. In the past ten years after the transitional period of China's entry into WTO, our country has fully fulfilled the promise of joining the WTO of the financial services industry and implemented the national treatment of foreign financial institutions under the framework of prudent supervision. But for developing countries, the risk of financial liberalization should not be underestimated. In recent decades, many countries have carried out financial reform and opened up financial services in different ways and results. In the face of the challenges and opportunities that the liberalization of financial service industry may bring, it is of theoretical and practical significance to explain the making process of China's financial and trade policy and to analyze the factors affecting trade policy. Based on the perspective of political economy, this paper regards trade policy as a kind of "endogenous" public goods in the process of political game, and considers the realistic factors, such as the goal of the government, the values of interest groups and society, and so on. More close to the reality of the policy decision-making process. Based on the political economic model of trade policy, this paper analyzes the policy decision-making process of China's financial services trade policy, and analyzes the factors affecting the policy of financial services trade policy, including the national objectives and interests. Domestic interest groups and international service trade environment and bilateral relations were analyzed. Using the relevant data from 2002-2013, this paper empirically tests the factors that influence the opening of China's financial services trade. The empirical results show that there is a positive correlation between the openness of financial services trade and the pull rate of financial industry on GDP growth in terms of national objectives and authority. In line with the general attitude of the state to encourage the opening up of industries that play a greater role in stimulating the economy. In terms of the influence of industry interests, the government is more open to the banking industry, encouraging foreign banks to develop in China, while giving a certain protective tendency to the securities industry with weak competitiveness.
【學(xué)位授予單位】：中南民族大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2015
【分類號】：F832.2;F752.68
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本文編號：2164718