【摘要】：近年來(lái),隨著人民幣國(guó)際化進(jìn)程的加快,人民幣跨境資本流動(dòng)的增長(zhǎng),人民幣離岸中心的建立已經(jīng)到了有實(shí)質(zhì)性進(jìn)展的前夕。而上海作為中國(guó)以“四個(gè)中心”建設(shè)為目標(biāo),且已經(jīng)有相當(dāng)基礎(chǔ)的城市來(lái)說(shuō),建立發(fā)展離岸金融市場(chǎng)是它的必由之路。關(guān)于上海建立離岸金融中心的必要性研究已經(jīng)有很多學(xué)者進(jìn)行了探討,但是具體來(lái)說(shuō),現(xiàn)階段上海發(fā)展離岸中心還存在哪些問(wèn)題,而是否存在足夠的動(dòng)力機(jī)制能夠促進(jìn)上海解決這些問(wèn)題?這是本文主要探討的問(wèn)題。 首先,就上述的動(dòng)力機(jī)制,本文提出了上海發(fā)展離岸中心所應(yīng)當(dāng)遵守的發(fā)展路徑,確定了上海離岸中心發(fā)展的目標(biāo)模式應(yīng)是,區(qū)域金融中心以及區(qū)域性的離岸金融中心,是在未來(lái)十年內(nèi)建成一個(gè)離岸人民幣的產(chǎn)品中心。保持現(xiàn)階段自身內(nèi)地金融中心的地位,完善和健全已有的各類金融市場(chǎng),成為更大區(qū)域內(nèi)的金融中心�，F(xiàn)階段,在清楚認(rèn)識(shí)到香港是目前最為成形的離岸金融中心的基礎(chǔ)上,合理利用香港軟、硬件資源,加強(qiáng)滬港合作。其次,本文通過(guò)國(guó)際成形的離岸中心的發(fā)展經(jīng)驗(yàn)的分析,總結(jié)歸納出他們的共性,并且就倫敦的發(fā)展做了相關(guān)性分析,證明了該國(guó)貨幣的國(guó)際化程度、金融集聚水平、產(chǎn)業(yè)國(guó)際化、金融自由化等因素能夠?yàn)殡x岸中心的建立和發(fā)展起到良好的推動(dòng)作用。而反觀上海,最主要由于國(guó)內(nèi)金融市場(chǎng)的開(kāi)放度低,很多制度因素制約了上海離岸市場(chǎng)的發(fā)展。但是上海的發(fā)展?jié)摿θ匀皇俏阌怪靡傻�。本文�?gòu)建了一個(gè)上海發(fā)展離岸金融中心的動(dòng)力機(jī)制,從宏微觀角度分析論證了上海的動(dòng)力,以及動(dòng)力起作用的機(jī)制。最后,本文分別就監(jiān)管、稅收、滬港聯(lián)動(dòng)等內(nèi)容提出了相應(yīng)的政策建議,以期能夠?qū)⑸虾５陌l(fā)展動(dòng)力釋放到最大。 但是本文作出的分析大多為純理論上的分析,尚缺少實(shí)證數(shù)據(jù)上的檢驗(yàn)驗(yàn)證,隨著上海離岸金融業(yè)務(wù)的擴(kuò)張以及人民幣國(guó)際化的深化,出現(xiàn)了實(shí)際的數(shù)據(jù),就能夠?qū)Ρ疚牡慕Y(jié)論作出驗(yàn)證。
[Abstract]:In recent years, with the acceleration of RMB internationalization and the growth of cross-border capital flows, the establishment of RMB offshore center has reached the eve of substantial progress. Shanghai, as a city with "four centers" as its goal and already has some foundation, is the only way to establish and develop offshore financial market. Many scholars have discussed the necessity of establishing offshore financial centers in Shanghai, but specifically, what problems still exist in the development of offshore financial centers in Shanghai at this stage? And is there enough dynamic mechanism to help Shanghai solve these problems? This is the main problem discussed in this paper. First of all, on the basis of the above dynamic mechanism, this paper puts forward the development path that should be followed in the development of offshore center in Shanghai, and determines that the target mode of development of offshore center in Shanghai should be regional financial center and regional offshore financial center. Is in the next 10 years to build an offshore RMB product center. To maintain its status as a mainland financial center at present, to perfect and perfect all kinds of existing financial markets, and to become a financial center in a larger region. At this stage, on the basis of clearly recognizing that Hong Kong is the most formed offshore financial center at present, we should make rational use of Hong Kong's software and hardware resources and strengthen the cooperation between Shanghai and Hong Kong. Secondly, through the analysis of the development experience of the international formed offshore centers, this paper sums up their commonalities, and makes a correlation analysis on the development of London, which proves the degree of internationalization of the national currency and the level of financial agglomeration. Industry internationalization, financial liberalization and other factors can play a good role in the establishment and development of offshore centers. On the other hand, the development of offshore market in Shanghai is restricted by many institutional factors, mainly due to the low openness of domestic financial market. But Shanghai's potential remains unquestioned. In this paper, a dynamic mechanism for the development of offshore financial center in Shanghai is constructed, and the motive force and the mechanism of the driving force are analyzed and demonstrated from the macro and micro point of view. Finally, this paper puts forward the corresponding policy suggestions on supervision, taxation, Shanghai-Hong Kong linkage and so on, in order to release the power of Shanghai's development to the maximum. However, most of the analyses made in this paper are purely theoretical and lack the test of empirical data. With the expansion of offshore financial business in Shanghai and the deepening of RMB internationalization, actual data appear. The conclusion of this paper can be verified.
【學(xué)位授予單位】：華東師范大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2014
【分類號(hào)】：F832.6

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