【摘要】：通過對股票公開發(fā)行行為的分析,可以發(fā)現(xiàn),股票公開發(fā)行以及是否準(zhǔn)備上市體現(xiàn)了發(fā)行人和投資者之間的合意,契約性是該行為的基本法律屬性。但是,股票公開發(fā)行屬于要式行為,雙方合意的效力首先取決于法律的許可,并應(yīng)符合法定的條件,而且,在我國該合意生效的前提是股票公開發(fā)行的核準(zhǔn)。股票公開發(fā)行后是否上市,將在法律適用、投資者權(quán)利內(nèi)容和保護(hù)方式、監(jiān)管模式等方面產(chǎn)生差異。股票公開發(fā)行且不上市將催生我國新的公司形態(tài)——非上市公眾公司,這方面的理論研究和制度建設(shè)亟需加強(qiáng)。
[Abstract]:Through the analysis of the behavior of the public offering of stocks, it can be found that the public offering of stocks and whether they are ready to go public reflect the agreement between the issuer and the investors, and the contract is the basic legal attribute of the act. However, the public offering of stock is a kind of behavior, and the effect of mutual agreement depends on the permission of law, and should meet the legal conditions. Moreover, the premise of this agreement in our country is the approval of the public offering of stock. There are differences in the application of law, the content and protection of investor's rights, the mode of supervision and so on. It is urgent to strengthen the theoretical research and institutional construction of the non-listed public companies, which will be a new corporate form of China when the shares are publicly issued and not listed.
【作者單位】： 南京大學(xué)法學(xué)院;
【分類號】：F832.51

【參考文獻(xiàn)】

相關(guān)期刊論文 前2條

1 崔明霞;證券發(fā)行制度研究[J];河北法學(xué);2000年06期

2 曾洋;;投資者適當(dāng)性制度:解讀、比較與評析[J];南京大學(xué)學(xué)報(bào)(哲學(xué).人文科學(xué).社會科學(xué)版);2012年02期

相關(guān)重要報(bào)紙文章 前2條

1 劉pゅ逍烀，

本文編號：2338125