本文選題：低碳企業(yè)　切入點(diǎn)：隨機(jī)前沿分析　出處：《華南理工大學(xué)》2014年碩士論文　論文類型：學(xué)位論文

【摘要】：低碳經(jīng)濟(jì)是全球經(jīng)濟(jì)發(fā)展的熱點(diǎn)問(wèn)題，低碳經(jīng)濟(jì)的發(fā)展需要充足的資金支持。根據(jù)金融深化、金融功能等理論，金融支持可以聚集大量的社會(huì)財(cái)富，在國(guó)民經(jīng)濟(jì)各行業(yè)中配置資金，為企業(yè)的成長(zhǎng)和技術(shù)進(jìn)步提供了堅(jiān)實(shí)的物質(zhì)基礎(chǔ)，提高生產(chǎn)的技術(shù)效率。目前中國(guó)正處于經(jīng)濟(jì)轉(zhuǎn)型升級(jí)的關(guān)鍵時(shí)期，從高排放、高污染的增長(zhǎng)模式轉(zhuǎn)向可持續(xù)的低碳經(jīng)濟(jì)是保持經(jīng)濟(jì)穩(wěn)健增長(zhǎng)的必由之路。我國(guó)低碳經(jīng)濟(jì)還處于培育階段，規(guī)模小、風(fēng)險(xiǎn)高、技術(shù)落后不成熟，而通過(guò)加強(qiáng)金融對(duì)低碳企業(yè)技術(shù)創(chuàng)新的支持，對(duì)低碳企業(yè)的發(fā)展壯大具有重要意義。因此，本文擬通過(guò)實(shí)證分析測(cè)算現(xiàn)時(shí)我國(guó)低碳企業(yè)的技術(shù)效率水平，并分析金融影響低碳企業(yè)技術(shù)效率的因素，根據(jù)實(shí)證結(jié)果提出金融支持低碳企業(yè)技術(shù)效率的可行性建議。 本文闡述了金融深化、金融約束、內(nèi)生金融、金融功能等理論得出金融的支持對(duì)實(shí)體經(jīng)濟(jì)的促進(jìn)原理，闡述技術(shù)創(chuàng)新理論得出技術(shù)的創(chuàng)新對(duì)于經(jīng)濟(jì)可持續(xù)發(fā)展的重要性，在此理論基礎(chǔ)上探討金融支持低碳經(jīng)濟(jì)發(fā)展的作用機(jī)制。綜述國(guó)內(nèi)外關(guān)于技術(shù)效率和金融支持、低碳經(jīng)濟(jì)金融支持方面的文獻(xiàn)，論述我國(guó)目前金融支持低碳產(chǎn)業(yè)所取得的成果。 在理論基礎(chǔ)和前人研究成果技術(shù)上，本文探索了金融支持對(duì)企業(yè)效率的影響機(jī)制。接著在Farrel（1957）提出的前沿生產(chǎn)分析框架下，采用超越對(duì)數(shù)型柯布—道格拉斯生產(chǎn)函數(shù)作為低碳企業(yè)的生產(chǎn)函數(shù)，，借鑒Battese和Coelli(1995)提出的隨機(jī)前沿生產(chǎn)模型，對(duì)50家低碳上市企業(yè)5年2000多個(gè)樣本數(shù)據(jù)，定量測(cè)度樣本低碳企業(yè)的技術(shù)效率，然后引入各企業(yè)中影響技術(shù)效率的相關(guān)變量，重點(diǎn)探究金融支持對(duì)技術(shù)效率的作用機(jī)制。 本文主要的研究結(jié)論為：第一、我國(guó)低碳企業(yè)的總體技術(shù)效率平均值只有0.182，處于很低的水平，有很大的提升空間；第二、資產(chǎn)總規(guī)模、資產(chǎn)負(fù)債率、非流動(dòng)負(fù)債率這個(gè)三個(gè)指標(biāo)對(duì)低碳企業(yè)的技術(shù)效率產(chǎn)生顯著正影響，因此金融支持可以提高企業(yè)的技術(shù)效率；第三、我國(guó)金融支持低碳產(chǎn)業(yè)的規(guī)模不斷增大，但是依然存在不少急需解決的問(wèn)題。
[Abstract]:Low-carbon economy is a hot issue in global economic development. The development of low-carbon economy needs adequate financial support. According to the theories of financial deepening and financial function, financial support can accumulate a large amount of social wealth. The allocation of funds in various sectors of the national economy has provided a solid material basis for the growth and technological progress of enterprises and improved the technological efficiency of production. At present, China is in a critical period of economic transformation and upgrading, from high emissions. The only way to maintain steady economic growth is to shift the high-pollution growth model to a sustainable low-carbon economy. China's low-carbon economy is still in the cultivation stage, with small scale, high risk, and backward and immature technology. By strengthening the financial support to the technological innovation of low-carbon enterprises, it is of great significance to the development and growth of low-carbon enterprises. Therefore, this paper intends to measure the technological efficiency level of low-carbon enterprises in China through empirical analysis. The paper also analyzes the factors that affect the technical efficiency of low-carbon enterprises, and puts forward some feasible suggestions on how to support the technological efficiency of low-carbon enterprises based on the empirical results. This paper expounds the theories of financial deepening, financial restraint, endogenous finance, financial function, etc., and points out the promotion principle of financial support to the real economy, and expounds the importance of technological innovation to the sustainable development of economy by the theory of technological innovation. On the basis of this theory, this paper discusses the mechanism of finance supporting the development of low-carbon economy, summarizes the literature on technical efficiency and financial support, and financial support of low-carbon economy at home and abroad, and discusses the achievements of financial support to low-carbon industry in China. On the basis of theory and previous research achievements, this paper explores the influence mechanism of financial support on enterprise efficiency. Then, in the framework of frontier production analysis proposed by Farrell 1957, By using the production function of transcendental logarithmic Cobb-Douglas production function as the production function of low-carbon enterprises and using the stochastic frontier production model proposed by Battese and Coelligan 1995), more than 2 000 samples of 50 low-carbon listed enterprises were collected for 5 years. Quantificationally measure the technological efficiency of a sample of low-carbon enterprises, and then introduce the relevant variables of each enterprise to explore the mechanism of financial support to the technical efficiency. The main conclusions of this paper are as follows: first, the average overall technical efficiency of low-carbon enterprises in China is only 0.182, which is at a very low level, and there is a lot of room for improvement; second, the total scale of assets, the ratio of assets to liabilities, The three indicators of non-current debt ratio have a significant positive impact on the technical efficiency of low-carbon enterprises, so financial support can improve the technological efficiency of enterprises. Third, the scale of low-carbon industries in China's financial support is increasing. But there are still many problems that need to be solved.
【學(xué)位授予單位】：華南理工大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2014
【分類號(hào)】：F832;F124.5

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