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  本文關鍵詞：美國證券投資基金發(fā)展研究　出處：《吉林大學》2014年碩士論文　論文類型：學位論文

  更多相關文章： 證券投資基金 發(fā)展 金融中介 金融創(chuàng)新 資本市場

【摘要】：證券投資基金起源于英國，在基金出現(xiàn)之后的很長一段時間里英國都占據(jù)了基金交易量的頭把交椅。但是20世紀以來，隨著證券投資基金的發(fā)展，由于美國經(jīng)濟霸主地位的確立，經(jīng)濟的吸附效應越來越明顯。證券投資基金市場的重心和焦點，以及產(chǎn)品的創(chuàng)新方面全都逐步向美國轉移。 本文主要介紹美國證券投資基金的發(fā)展歷程和成功因素，從這兩個方面剖析美國整個的證券投資基金的市場環(huán)境、法律制度和業(yè)務流程。這些不僅是對中國，，而且對全世界的證券投資基金業(yè)都會起到示范作用。 本文共分為三個部分，各個部分單獨成章而又相互聯(lián)系，共同構成了一篇完整的介紹美國證券投資基金的文章。 第一部分為第一章和第二章。第一章為緒論部分，主要介紹選題背景和研究意義，還有國內(nèi)外最新的研究現(xiàn)狀。同時還有研究方法和研究框架，以及研究創(chuàng)新及不足。第二章是證券投資基金的一般理論分析，即證券投資基金的一些基本概念及投資組合理論。主要的目的在于明確基本概念和對象。 第二部分是本文的核心和重點，包括第三章、第四章和第五章。第三章介紹美國證券投資基金的發(fā)展歷程及其各階段的特征。通過梳理各個時期的發(fā)展歷程，筆者想向大家描繪出美國證券投資基金的整體圖譜并做出自己的判斷。第四章介紹美國證券投資基金發(fā)展的影響因素和成功經(jīng)驗，不管是內(nèi)部因素還是外部因素，都是值得現(xiàn)階段的中國所借鑒的。第五章簡要介紹了美國在證券投資基金市場所面臨的問題。 最后，第三部分也就是第六章作為整個文章的總結，介紹美國證券投資基金發(fā)展過程中的經(jīng)驗對我國的啟示。
[Abstract]:Since the beginning of the 20th century , with the development of the securities investment fund , with the development of the securities investment fund , the economic absorption effect becomes more and more obvious . The focus and focus of the market of the securities investment fund and the innovation of the product are all gradually shifted to the United States . This paper mainly introduces the development course and success factors of the US securities investment fund , analyzes the market environment , legal system and business process of the whole securities investment fund in the United States from these two aspects . These are not only to China , but also to the world ' s securities investment fund industry . This paper is divided into three parts , each of which is divided into individual chapters and connected to each other , which together form a complete article about the United States Securities Investment Fund . The first part is divided into the first chapter and the second chapter . The first chapter is the introduction part , mainly introduces the background and the significance of the research , and also the latest research situation at home and abroad . The second chapter is the general theory analysis of the securities investment fund , that is , some basic concepts of the securities investment fund and the investment portfolio theory . The main purpose is to make clear the basic concepts and objects . The second part is the core and the focus of this paper , including chapter three , chapter four and chapter V . Chapter three introduces the development course of American securities investment fund and its characteristics . By combing the development course of each period , the author wants to draw up the whole map of American securities investment fund and make its own judgement . Chapter four introduces the influence factors and successful experience of American securities investment fund , both internal factors and external factors , which are worth reference to China at present . Chapter V briefly introduces the problems faced by the United States in the market of securities investment fund . Finally , the third part is the sixth chapter as the summary of the whole article , and introduces the experience in the development of the United States securities investment fund to our country .

【學位授予單位】：吉林大學
【學位級別】：碩士
【學位授予年份】：2014
【分類號】：F837.12;F832

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本文編號：1381012