【摘要】：股權(quán)投資基金行業(yè)不僅是一個國家金融業(yè)的重要組成部分，而且能促進(jìn)國家的技術(shù)創(chuàng)新和新興行業(yè)的發(fā)展壯大，從而促進(jìn)實體經(jīng)濟(jì)的發(fā)展，增強(qiáng)國家金融實力和綜合國力。中央企業(yè)是關(guān)系國家安全和國民經(jīng)濟(jì)命脈的重要行業(yè)和關(guān)鍵領(lǐng)域的大型國有企業(yè)，是我國國民經(jīng)濟(jì)的支柱和重要技術(shù)創(chuàng)新的骨干力量。中央企業(yè)股權(quán)投資基金是中央企業(yè)為適應(yīng)新時期市場經(jīng)濟(jì)的發(fā)展需要，是實現(xiàn)國家支柱行業(yè)和關(guān)鍵領(lǐng)域的振興和發(fā)展，提升綜合國力，實現(xiàn)民族復(fù)興的重要工具和手段。中央企業(yè)充分利用其強(qiáng)大的資金募集能力、先進(jìn)的產(chǎn)業(yè)技術(shù)優(yōu)勢、豐富的企業(yè)資本運(yùn)作經(jīng)驗及多元優(yōu)質(zhì)的項目，組織發(fā)起設(shè)立并運(yùn)營的股權(quán)投資基金，可以依靠中央企業(yè)的行業(yè)背景，選擇與中央企業(yè)發(fā)展相關(guān)的高新技術(shù)類產(chǎn)業(yè)和重大項目等，以股權(quán)的方式進(jìn)行投資，從而助推中央企業(yè)實現(xiàn)和升華其所承擔(dān)的國家戰(zhàn)略責(zé)任。 為促進(jìn)中央企業(yè)發(fā)展股權(quán)投資基金，本文重點研究和探討中央企業(yè)發(fā)展股權(quán)投資基金所處的政策法規(guī)和經(jīng)濟(jì)條件等外部運(yùn)營環(huán)境及基金內(nèi)部治理機(jī)制，比較研究了國外股權(quán)投資基金的發(fā)展現(xiàn)狀和法律法規(guī)，從而明確提出了有利的運(yùn)營環(huán)境是促進(jìn)中央企業(yè)股權(quán)投資基金發(fā)展的基礎(chǔ)，有效的治理機(jī)制是中央企業(yè)股權(quán)投資基金發(fā)展壯大的基本保證。有利的運(yùn)營環(huán)境可以促進(jìn)基金迅速發(fā)展；有效的治理機(jī)制可以理順基金出資人、基金管理人、中央企業(yè)、被投資企業(yè)之間的關(guān)系，從而形成有效的經(jīng)營管理制度，確�；鸸芾砣烁鶕�(jù)市場化的需要做出科學(xué)合理的經(jīng)營管理決策，，同時也能對基金管理人形成有效的激勵約束機(jī)制。 研究中對已設(shè)立和擬設(shè)立股權(quán)投資基金的有關(guān)中央企業(yè)做了調(diào)研，獲得了大量有益的信息和資料，在此對相關(guān)中央企業(yè)和基金管理公司的領(lǐng)導(dǎo)表示感謝。
[Abstract]:Equity investment fund industry is not only an important part of a country's financial industry, but also can promote national technological innovation and the development of emerging industries, thereby promoting the development of the real economy, strengthening the national financial strength and comprehensive national strength. Central enterprises are important industries and key fields related to national security and national economy. They are the backbone of our national economy and the backbone of technological innovation. The central enterprise equity investment fund is an important tool and means for the central enterprise to adapt to the needs of the development of the market economy in the new era, to realize the revitalization and development of the national pillar industries and key fields, to enhance the comprehensive national strength, and to realize the national rejuvenation. The central enterprises have made full use of their strong fund-raising capabilities, advanced industrial technological advantages, rich experience in capital operation and diversified and high-quality projects, and have organized equity investment funds that have been set up and operated. Depending on the industry background of the central enterprise, we can choose the high-tech industries and major projects related to the development of the central enterprise, and invest in the form of equity, so as to help the central enterprise to realize and sublimate its national strategic responsibility. In order to promote the central enterprise to develop the equity investment fund, this paper mainly studies and discusses the external operating environment, such as the policies, regulations and economic conditions of the central enterprise to develop the equity investment fund, as well as the internal governance mechanism of the fund. This paper makes a comparative study of the development status and laws and regulations of foreign equity investment funds, and points out that a favorable operating environment is the basis for promoting the development of equity investment funds in central enterprises. Effective governance mechanism is the central enterprise equity investment fund development and expansion of the basic guarantee. A favourable operating environment can promote the rapid development of the fund; an effective governance mechanism can straighten out the relationship among fund investors, fund managers, central enterprises, and invested enterprises, thus forming an effective management system. To ensure that the fund manager can make scientific and reasonable management decisions according to the needs of marketization, at the same time, it can form an effective incentive and restraint mechanism for the fund manager. In the study, the relevant central enterprises that have set up and intend to set up equity investment funds have been investigated, and a lot of useful information and materials have been obtained. The leaders of the relevant central enterprises and fund management companies are thanked here.
【學(xué)位授予單位】：河南大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2013
【分類號】：F832.51;F276.1

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