本文選題：證券投資基金 + 共同基金��； 參考：《浙江大學(xué)》2012年碩士論文

【摘要】：美國是當(dāng)今世界上證券投資基金最發(fā)達(dá)的國家,無論是基金品種、數(shù)量、資產(chǎn)總額、投資者數(shù)量,還是美國基金公司的治理結(jié)構(gòu),美國的證券投資基金均居世界領(lǐng)先地位。美國證券投資基金業(yè)的市場及制度安排對整個(gè)世界證券投資基金業(yè)的發(fā)展起著示范作用。因此,從美國證券投資基金業(yè)的發(fā)展歷程中總結(jié)出相應(yīng)的規(guī)律和經(jīng)驗(yàn)教訓(xùn),對促進(jìn)中國證券投資基金的發(fā)展具有重要的借鑒意義。 本文共有五章,按內(nèi)容可分為三個(gè)部分： 首先,第一章為引言部分,闡述本文選題的背景與目的,并對國內(nèi)外相關(guān)的文獻(xiàn)進(jìn)行整理和總結(jié)。第二章介紹了本文研究對象所涉及到的相關(guān)概念及理論基礎(chǔ),明確了本文的研究對象,并闡述了證券投資基金發(fā)展的理論基礎(chǔ)。 其次,第三章是本文論述的核心,本文根據(jù)美國證券投資基金發(fā)展歷程中的關(guān)鍵性事件以及證券投資基金規(guī)模的增長狀態(tài),將其分為四個(gè)階段,分別是萌芽期：1921-1940、探索發(fā)展期：1941-1980、快速擴(kuò)張期：1981-2000、成熟期：2001-2010。第四章作為本文核心部分的延續(xù),總結(jié)了美國證券投資基金發(fā)展歷程中的一些規(guī)律和經(jīng)驗(yàn),如嚴(yán)格的法律監(jiān)管、成熟的資本市場、合理的投資主體以及完善的養(yǎng)老金體系。 最后,第五章介紹了我國證券投資基金發(fā)展的現(xiàn)狀,找出我國證券投資基金業(yè)中存在的一些問題,并通過借鑒美國證券投資基金的成功經(jīng)驗(yàn),提出了相關(guān)的政策建議。
[Abstract]:The United States is the most developed country of securities investment funds in the world today. Whether it is the variety of funds, the quantity of funds, the total amount of assets, the number of investors, or the governance structure of American fund companies, the securities investment funds of the United States are in the leading position in the world. The market and institutional arrangements of American securities investment fund industry play an exemplary role in the development of securities investment fund industry in the whole world. Therefore, it is of great significance for the development of China's securities investment funds to sum up the relevant laws and lessons from the development of American securities investment funds. There are five chapters in this paper, which can be divided into three parts according to the content: First, the first chapter is the introduction part, expatiates the background and purpose of this paper, and summarizes the related literature at home and abroad. The second chapter introduces the related concepts and theoretical basis of the research object, clarifies the research object of this paper, and expounds the theoretical basis of the development of securities investment fund. Secondly, the third chapter is the core of this paper. According to the key events in the development of American securities investment funds and the growth state of the scale of securities investment funds, this paper divides them into four stages. They are the sprout period: 1921-1940, the exploration and development period: 1. 1941-1980, the rapid expansion period: 1. 1981-2000, and the mature period: 1-2001-2010. As a continuation of the core part of this paper, the fourth chapter summarizes some laws and experiences in the development of American securities investment funds, such as strict legal supervision, mature capital market, reasonable investment subject and perfect pension system. Finally, the fifth chapter introduces the current situation of the development of China's securities investment funds, finds out some problems existing in China's securities investment fund industry, and puts forward some relevant policy recommendations through drawing lessons from the successful experience of American securities investment funds.
【學(xué)位授予單位】：浙江大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2012
【分類號】：F832.51;F837.12

【引證文獻(xiàn)】

相關(guān)期刊論文 前1條

1 劉斯e，

本文編號：1811483