本文選題：民營企業(yè) + 創(chuàng)業(yè)板��； 參考：《湖南大學》2013年碩士論文

【摘要】：企業(yè)的融資決策是貫穿企業(yè)生命始終的重要工作，是國內外學者們長盛不衰的研究課題。從最早的資本市場起源到如今已經歷數(shù)百年，企業(yè)家對資本市場的向往永遠都不會隨著時間流逝而褪去。因此企業(yè)上市融資就是一個永恒的命題，自從它誕生之日起就從未消失。我國民營企業(yè)在改革開放以來對我國的發(fā)展貢獻很大，但是民營企業(yè)特別是中小型民營企業(yè)融資難的問題一直沒有得到妥善的解決。我國2009年成功推出的創(chuàng)業(yè)板市場對我國中小型高科技民營企業(yè)來說是一個福音，作為主要為民營企業(yè)開放的資本市場，，如何通過這個新興市場為企業(yè)籌集到資金并實現(xiàn)公司的發(fā)展戰(zhàn)略目標是一個很值得廣大學者們研究的課題。 在對我國資本市場有所了解的前提下，本文選取了一家具有代表性的中小型高科技民營企業(yè)作為案例公司，在充分分析該公司在當下融資過程中出現(xiàn)的問題后，提出了上市融資計劃，同時結合證監(jiān)會最新關于IPO的政策和關于創(chuàng)業(yè)板上市的要求，認為該公司具備創(chuàng)業(yè)板上市條件，且創(chuàng)業(yè)板上市融資切合該公司的戰(zhàn)略規(guī)劃。上市融資涉及的面非常廣，本文將上市融資分為五個階段，筆者認為第二個階段上市輔導期是整個上市進程成功與否的關鍵時期。針對公司上市融資中出現(xiàn)的問題，文中提出了解決對策，并對輔導期的上市方案進行了重點設計，在充分分析公司上市面臨的風險、公司的財務狀況與盈利能力后對公司的組織結構、治理結構提出了改進建議。對于綠天公司在上市過程中遇到的募投項目、持續(xù)盈利能力、獨立性、內部控制、環(huán)保情況、公司核心競爭力等方面的問題做了一定程度的探討并提出了解決辦法。筆者通過對案例公司上市過程的分析與設計得出一個切實可行的上市融資方案以解決案例公司的融資問題，同時也為與案例公司同性質的公司的上市決策提供一個可參考的思路。
[Abstract]:Enterprise financing decision is an important work that runs through the life of the enterprise and is a research topic for scholars at home and abroad. From the earliest origins of capital markets to hundreds of years now, entrepreneurs' yearning for capital markets will never fade over time. Therefore, corporate listing financing is an eternal proposition, it has never disappeared since its birth. Private enterprises in China have contributed a lot to the development of our country since the reform and opening up, but the problem of financing difficulties of private enterprises, especially small and medium-sized private enterprises, has not been properly solved. The gem market, which was successfully launched in 2009, is a good news for the small and medium-sized high-tech private enterprises in China, as a capital market which is mainly open to private enterprises. How to raise funds and realize the strategic goal of the company through this emerging market is a subject worth studying by many scholars. On the premise of understanding the capital market of our country, this paper selects a representative small and medium-sized high-tech private enterprise as the case company, after fully analyzing the problems of the company in the current financing process, This paper puts forward the listed financing plan, at the same time combines the latest policy of IPO and the requirement of gem listing of CSRC, and thinks that the company has the condition of listing on gem, and the listing financing of gem is in line with the strategic plan of the company. Listing financing involves a wide range of aspects. This paper divides listing financing into five stages. The second stage is the key period of the success of the listing process. In view of the problems in the listed financing of the company, the paper puts forward the countermeasures, and designs the listing plan of the guidance period, and analyzes the risks faced by the company. After the company's financial situation and profitability, the company's organizational structure, governance structure proposed improvement recommendations. This paper probes into the problems encountered by the company in the process of listing, such as the project of raising and investing, the ability to make profit continuously, the independence, the internal control, the situation of environmental protection, the core competence of the company and so on, and puts forward some solutions. Through the analysis and design of the listing process of the case companies, the author obtains a feasible financing scheme to solve the financing problems of the case companies. At the same time, it also provides a reference for the listed decision of companies with the same nature as the case companies.
【學位授予單位】：湖南大學
【學位級別】：碩士
【學位授予年份】：2013
【分類號】：F275;F426.32

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