【摘要】：半導(dǎo)體照明是現(xiàn)在最先進的照明技術(shù),半導(dǎo)體照明產(chǎn)業(yè)的國際競爭非常激烈,隨著我國半導(dǎo)體照明產(chǎn)業(yè)的不斷發(fā)展,近幾年來,相關(guān)專利量和權(quán)利人數(shù)量不斷增加,國外企業(yè)為了爭奪我國半導(dǎo)體照明市場不斷的申請專利,這些專利所涉及的技術(shù)領(lǐng)域范圍不斷擴大,這樣一來出現(xiàn)了許多問題,例如某些創(chuàng)新型產(chǎn)品：半導(dǎo)體,計算機軟件,電子技術(shù)等,這些產(chǎn)業(yè)的專利分別由不同的專利權(quán)人所擁有,導(dǎo)致了專利權(quán)的“分散”。為了實現(xiàn)某一項產(chǎn)品的生產(chǎn),需要通過多個權(quán)利人的許可,就像通過森林一樣要披荊斬棘,才能走出森林。為此企業(yè)要付出高額的許可費用,從而阻礙了技術(shù)創(chuàng)新。我國半導(dǎo)體照明產(chǎn)業(yè)會不會出現(xiàn)專利分散問題? 本文通過分形理論等方法驗證我國半導(dǎo)體照明產(chǎn)業(yè)是否存在專利分散現(xiàn)象,實證研究了影響專利分散的因素和專利分散造成的影響,結(jié)合國內(nèi)外應(yīng)對專利分散的策略,構(gòu)建了博弈模型比較分析了三種專利戰(zhàn)略的市場績效。本文的創(chuàng)新點主要有以下幾點： 首先,對專利分散做出界定,綜合國內(nèi)外的參考文獻,比較了國外學(xué)者對專利分散的不同看法,從中歸納總結(jié)出了對于專利分散的界定,在提出專利分散假設(shè)的基礎(chǔ)上通過構(gòu)造博弈模型發(fā)現(xiàn)在企業(yè)從對新技術(shù)的研發(fā)到申請專利整個過程中,采取縮短研發(fā)周期,存在阻礙性專利這些因素都會促進企業(yè)專利的分散；企業(yè)為了生產(chǎn)出產(chǎn)品必須獲得權(quán)利人的專利許可,如果許可人越多,企業(yè)的經(jīng)濟利潤越低消費者剩余越低,對于整個社會福利越不利； 其次,本文分析總結(jié)了國內(nèi)外有關(guān)測量專利分散方法,提出了利用分形理論等方法測量專利分散程度,并且以我國半導(dǎo)體照明產(chǎn)業(yè)為例來驗證專利分散現(xiàn)象以及實證研究了影響我國半導(dǎo)體照明產(chǎn)業(yè)專利分散的因素和專利分散產(chǎn)生的影響,發(fā)現(xiàn)技術(shù)標(biāo)準(zhǔn),專利權(quán)人數(shù),合作專利數(shù)量等因素會影響專利分散,專利分散會造成專利權(quán)過度擴散侵犯到公共領(lǐng)域等不利結(jié)果； 最后,本文總結(jié)分析了國外應(yīng)對專利分散的措施,比較分析了專利許可,專利池,專利集中戰(zhàn)略三種不同的專利戰(zhàn)略的優(yōu)劣勢,提出了適合我國半導(dǎo)體照明產(chǎn)業(yè)發(fā)展的解決專利分散問題的應(yīng)對建議。
[Abstract]:Semiconductor lighting is the most advanced lighting technology at present. The international competition in semiconductor lighting industry is very fierce. With the continuous development of semiconductor lighting industry in China, in recent years, the number of relevant patents and rights holders has been increasing. In order to compete for the patent of semiconductor lighting market in our country, foreign enterprises have been applying for patent, and the scope of technical fields involved in these patents has been expanding constantly. As a result, many problems have arisen, such as some innovative products: semiconductors, computer software, Electronic technology, the patents of these industries by different patentees, leading to the patent "dispersion." In order to realize the production of a certain product, it needs the permission of multiple right holders, just like through the forest, to get out of the forest. To this end, enterprises have to pay high licensing fees, thus hindering technological innovation. Will there be patent dispersion in semiconductor lighting industry in China? This paper verifies whether patent dispersion exists in semiconductor lighting industry by means of fractal theory, studies the factors influencing patent dispersion and the influence of patent dispersion, and combines the strategies to deal with patent dispersion at home and abroad. A game model is constructed to compare and analyze the market performance of three patent strategies. The main innovations of this paper are as follows: firstly, it defines patent dispersion, synthesizes the references at home and abroad, compares the different views of foreign scholars on patent dispersion, and summarizes the definition of patent dispersion. On the basis of putting forward the hypothesis of patent dispersion, it is found by constructing game model that in the whole process from the research and development of new technology to the application for patent, shortening the period of research and development and the existence of obstructive patent will promote the dispersion of enterprise patent. In order to produce the product, the enterprise must obtain the patent license of the right holder. If there are more licensees, the lower the economic profit of the enterprise, the lower the consumer surplus, which is more disadvantageous to the whole social welfare. Secondly, this paper analyzes and summarizes the methods of patent dispersion at home and abroad, and proposes to use fractal theory and other methods to measure the degree of patent dispersion. And taking the semiconductor lighting industry in China as an example to verify the phenomenon of patent dispersion and empirical study of the factors that affect the patent dispersion and the impact of patent dispersion in the semiconductor lighting industry in China, the technical standards of discovery, the number of patents, The number of cooperative patents and other factors will affect the dispersion of patents, patent dispersion will lead to the excessive spread of patent rights into the public domain and other adverse results; Finally, this paper summarizes and analyzes the foreign measures to deal with patent dispersion, and compares the advantages and disadvantages of three different patent strategies: patent license, patent pool and patent centralized strategy. Some suggestions are put forward to solve the problem of patent dispersion suitable for the development of semiconductor lighting industry in China.
【學(xué)位授予單位】：華中科技大學(xué)
【學(xué)位級別】：博士
【學(xué)位授予年份】：2014
【分類號】：G306;F426.6

【參考文獻】

相關(guān)期刊論文 前10條

1 胡瓏瑛;蔣樟生;;產(chǎn)業(yè)集聚的分形研究[J];管理世界;2007年03期

2 李濱;劉鳳朝;;半導(dǎo)體領(lǐng)域跨國公司專利分布與中國企業(yè)的應(yīng)對策略[J];華東經(jīng)濟管理;2010年10期

3 胡宏;;“專利叢林”問題及對策研究[J];湖南工業(yè)職業(yè)技術(shù)學(xué)院學(xué)報;2009年03期

4 向希堯;蔡虹;裴云龍;;跨國專利合作網(wǎng)絡(luò)中3種接近性的作用[J];管理科學(xué);2010年05期

5 余佩琨,林水山;基于分形理論的中國區(qū)域創(chuàng)新系統(tǒng)績效研究[J];技術(shù)經(jīng)濟與管理研究;2005年04期

6 余翔;陳欣;;專利藥品“反公地悲劇”探析[J];科技與法律;2006年02期

7 高潔;陸健華;;專利叢林引發(fā)的反公地悲劇及對專利政策的思考[J];科技進步與對策;2007年06期

8 翟杰全;國家科技傳播體系內(nèi)的知識交流研究[J];科研管理;2002年02期

9 袁曉東;孟奇勛;;開放式創(chuàng)新條件下的專利集中戰(zhàn)略研究[J];科研管理;2010年05期

10 范潔憑;焦秀煥;許治;;我國校企聯(lián)合申請發(fā)明專利質(zhì)量評估[J];華南理工大學(xué)學(xué)報(社會科學(xué)版);2012年05期

，

本文編號：2319295