【摘要】：當(dāng)前我國(guó)正處于全力推動(dòng)產(chǎn)業(yè)轉(zhuǎn)型升級(jí)和對(duì)外直接投資快速發(fā)展的雙重關(guān)鍵時(shí)期,自2002年十六大報(bào)告正式將“走出去”戰(zhàn)略作為我國(guó)對(duì)外開(kāi)放的重要戰(zhàn)略部署以來(lái),我國(guó)對(duì)外直接投資活動(dòng)發(fā)展迅速。國(guó)家經(jīng)濟(jì)政策和產(chǎn)業(yè)政策的強(qiáng)力支持,無(wú)疑包含了欲借助對(duì)外直接投資進(jìn)一步促進(jìn)產(chǎn)業(yè)升級(jí)的預(yù)期,這也引發(fā)了理論界就借助對(duì)外直接投資與企業(yè)國(guó)際化促進(jìn)產(chǎn)業(yè)升級(jí)的研究思考。尤其在美國(guó)、日本等先行大國(guó)以及韓國(guó)、新加坡等新興經(jīng)濟(jì)體已有的成功經(jīng)驗(yàn),以及我國(guó)企業(yè)原有的國(guó)際化行為在對(duì)拉動(dòng)經(jīng)濟(jì)增長(zhǎng)做出重大貢獻(xiàn)的同時(shí)亦使我國(guó)產(chǎn)業(yè)長(zhǎng)期鎖定在全球價(jià)值鏈的低端位置基礎(chǔ)上,研究現(xiàn)階段我國(guó)如何合理借助對(duì)外直接投資促進(jìn)產(chǎn)業(yè)升級(jí)具有重大而迫切的理論與現(xiàn)實(shí)意義。 基于目前我國(guó)經(jīng)濟(jì)面臨國(guó)內(nèi)環(huán)境與國(guó)際形勢(shì)上的雙重壓力,通過(guò)明確開(kāi)放經(jīng)濟(jì)條件下產(chǎn)業(yè)升級(jí)的內(nèi)涵以及對(duì)相關(guān)研究文獻(xiàn)的梳理,并在對(duì)對(duì)外直接投資、企業(yè)國(guó)際化與國(guó)內(nèi)產(chǎn)業(yè)升級(jí)做出詳實(shí)的理論分析與實(shí)證檢驗(yàn)基礎(chǔ)之上,具體得到以下結(jié)論：首先,從作用機(jī)理和驅(qū)動(dòng)機(jī)制方面對(duì)于對(duì)外直接投資與國(guó)內(nèi)產(chǎn)業(yè)升級(jí)進(jìn)行理論分析,并進(jìn)一步在介紹美國(guó)、日本等發(fā)達(dá)國(guó)家的先行模式基礎(chǔ)上以我國(guó)制造業(yè)為例通過(guò)構(gòu)建產(chǎn)業(yè)升級(jí)指標(biāo)實(shí)證檢驗(yàn)其與我國(guó)對(duì)外直接投資的相關(guān)性,在理論和實(shí)證方面充分論證了通過(guò)對(duì)外直接投資能夠推動(dòng)我國(guó)產(chǎn)業(yè)升級(jí)；進(jìn)一步地具體到微觀層面,不同企業(yè)選擇對(duì)外直接投資方式開(kāi)拓海外市場(chǎng)會(huì)起到迥異的產(chǎn)業(yè)升級(jí)作用,而盲目選擇國(guó)際化道路甚至?xí)诋a(chǎn)業(yè)升級(jí)方面起到惡化作用。根據(jù)新-新貿(mào)易理論構(gòu)建模型進(jìn)行理論分析,并估算出我國(guó)各行業(yè)全要素生產(chǎn)率值以驗(yàn)證其與我國(guó)企業(yè)國(guó)際化選擇的相關(guān)性,得出企業(yè)在借助對(duì)外直接投資開(kāi)拓海外市場(chǎng)時(shí)應(yīng)以生產(chǎn)率水平作為根本的選擇標(biāo)準(zhǔn),唯此企業(yè)在攫取更大利潤(rùn)的同時(shí),更能夠配合好國(guó)家宏觀經(jīng)濟(jì)政策充分發(fā)揮對(duì)外直接投資促進(jìn)產(chǎn)業(yè)升級(jí)的效應(yīng)。 由此所分析的通過(guò)對(duì)外直接投資能夠促進(jìn)產(chǎn)業(yè)升級(jí)以及企業(yè)如何選擇對(duì)外直接投資才能夠更好的發(fā)揮產(chǎn)業(yè)升級(jí)效應(yīng),如同一個(gè)問(wèn)題的兩個(gè)方面,忽略任何一方面對(duì)于產(chǎn)業(yè)升級(jí)效應(yīng)的發(fā)揮都會(huì)大打折扣。我國(guó)企業(yè)對(duì)外直接投資活動(dòng)的開(kāi)展與政府宏觀經(jīng)濟(jì)政策導(dǎo)向有著緊密聯(lián)系,就此為實(shí)現(xiàn)企業(yè)發(fā)展與我國(guó)產(chǎn)業(yè)升級(jí)的良性互動(dòng),最后從政府和企業(yè)層面提供相關(guān)政策建議。
[Abstract]:At present, our country is in the dual critical period of promoting the industrial transformation and upgrading and the rapid development of foreign direct investment. Since the report of the 16th National Congress of 2002 formally took the "going out" strategy as the important strategic deployment of our country's opening to the outside world, China's foreign direct investment activities are developing rapidly. The strong support of national economic policies and industrial policies undoubtedly includes the expectation of further promoting industrial upgrading by means of foreign direct investment. This also leads the theoretical circles to promote industrial upgrading with the aid of foreign direct investment and enterprise internationalization. Especially in the leading countries such as the United States, Japan and other emerging economies such as South Korea and Singapore. And the original internationalization behavior of Chinese enterprises has made a great contribution to the economic growth, at the same time, our industry has been locked in the low-end position of the global value chain for a long time. It is of great and urgent theoretical and practical significance to study how to promote industrial upgrading with the aid of foreign direct investment. Based on the double pressure of domestic environment and international situation, through defining the connotation of industrial upgrading under the condition of open economy and combing the relevant research documents, China's economy is investing in foreign direct investment. On the basis of detailed theoretical analysis and empirical test of enterprise internationalization and domestic industrial upgrading, the following conclusions are obtained: firstly, the theoretical analysis of OFDI and domestic industrial upgrading is carried out from the aspects of mechanism of action and driving mechanism. On the basis of introducing the advanced models of developed countries such as the United States and Japan, this paper takes China's manufacturing industry as an example to test its relevance to China's foreign direct investment through the construction of industrial upgrading indicators. Theoretically and empirically, it fully demonstrates that FDI can promote China's industrial upgrading, and further to the micro level, different enterprises choose FDI to open up overseas markets will play a very different role in industrial upgrading. The blind choice of international road will even play a worsening role in industrial upgrading. According to the new-new trade theory construction model to carry on the theoretical analysis, and estimates the each industry total factor productivity value of our country, in order to verify its correlation with our country enterprise internationalization choice, It is concluded that the productivity level should be taken as the basic selection criterion when enterprises exploit overseas markets with the aid of foreign direct investment, but at the same time, the enterprises should grab more profits. In line with the national macroeconomic policy, we can give full play to the effect of foreign direct investment to promote industrial upgrading. From this analysis, through FDI can promote industrial upgrading and how enterprises choose FDI in order to better play the role of industrial upgrading, as one of the two aspects of the problem, Ignoring any aspect of the industrial upgrading effect will play a big discount. The development of foreign direct investment of Chinese enterprises is closely related to the macroeconomic policy orientation of the government. In order to realize the positive interaction between the development of enterprises and the upgrading of China's industry, the relevant policy suggestions are provided from the government and enterprise level.
【學(xué)位授予單位】：天津財(cái)經(jīng)大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2012
【分類(lèi)號(hào)】：F832.6;F121.3;F224

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本文編號(hào)：2139460