本文關(guān)鍵詞： 投資銀行 發(fā)展業(yè)務(wù) 創(chuàng)新 風(fēng)險監(jiān)管政策　出處：《上海交通大學(xué)》2012年碩士論文　論文類型：學(xué)位論文

【摘要】：投資銀行是現(xiàn)代金融業(yè)的重要組成部分，雖然叫做“銀行”但并不經(jīng)營銀行的傳統(tǒng)業(yè)務(wù)，而是幫助企業(yè)完成直接融資、并購重組、資產(chǎn)管理等業(yè)務(wù)的金融中介機構(gòu)，以價值發(fā)現(xiàn)為其核心目標(biāo)。在投資銀行業(yè)務(wù)活動中，風(fēng)險一直是一個突出的問題，本次美國次貸危機進而引發(fā)的全球性經(jīng)濟危機就與投行業(yè)務(wù)密切相關(guān)，因此，研究投資銀行監(jiān)管問題對我國投資銀行的發(fā)展具有很重要的現(xiàn)實意義。我國的投資銀行發(fā)展時間短，業(yè)務(wù)范圍窄，在其發(fā)展的過程中亦產(chǎn)生了一些問題。 本文嘗試通過對我國投資銀行快速發(fā)展過程的回顧和未來創(chuàng)新業(yè)務(wù)開展的展望，結(jié)合監(jiān)管工作中已經(jīng)發(fā)現(xiàn)或即將面臨的主要風(fēng)險進行深入分析，并結(jié)合我國投資銀行業(yè)務(wù)發(fā)展、創(chuàng)新與風(fēng)險監(jiān)管存在的實質(zhì)問題，提出對策。本文主要分為五個章節(jié)。第一章，，介紹全球資本市場投資銀行業(yè)務(wù)；第二章，對投資銀行業(yè)務(wù)發(fā)展進行分析；第三章，探討投資銀行業(yè)務(wù)的創(chuàng)新；第四章，分析投資銀行業(yè)務(wù)創(chuàng)新所帶來的風(fēng)險；第五章，分析我國投資銀行監(jiān)管理論。
[Abstract]:Investment banking is an important part of the modern financial industry. Although it is called a "bank," it does not run the traditional business of a bank, but rather helps an enterprise to complete direct financing, mergers and acquisitions, asset management, and other business financial intermediaries. Value discovery is its core goal. Risk has always been a prominent problem in investment banking activities. The global economic crisis caused by the subprime mortgage crisis in the United States is closely related to investment banking business. The study of investment bank supervision is of great practical significance to the development of investment bank in China, which has a short development time and narrow business scope, and some problems have arisen in the process of its development. This paper attempts to review the rapid development process of China's investment banks and prospects for the future development of innovative business, combined with the regulatory work has been found or will be faced with the main risks in-depth analysis. Combined with the development, innovation and risk supervision of investment banking in China, this paper is divided into five chapters. The first chapter introduces the investment banking business in the global capital market; the second chapter, The third chapter discusses the innovation of investment banking business; chapter 4th analyzes the risks brought by investment banking business innovation; chapter 5th analyzes the theory of investment banking supervision in China.
【學(xué)位授予單位】：上海交通大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2012
【分類號】：F832.3

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