【摘要】：隨著我國(guó)國(guó)民經(jīng)濟(jì)的快速發(fā)展,居民財(cái)富的日益積累,投資理財(cái)需求迫切,為金融市場(chǎng)居民理財(cái)業(yè)務(wù)發(fā)展創(chuàng)造了巨大空間。證券公司資產(chǎn)管理業(yè)務(wù)以收取管理費(fèi)的收入模式有別于傳統(tǒng)靠傭金收入為主的經(jīng)紀(jì)業(yè)務(wù),逐漸成為其收入的重要來(lái)源。集合資產(chǎn)管理業(yè)務(wù)作為證券公司資產(chǎn)管理業(yè)務(wù)的形式之一,由于對(duì)證券公司資產(chǎn)管理業(yè)務(wù)收入貢獻(xiàn)最大,被越來(lái)越多的證券公司所重視。 從2005年光大證券發(fā)行的第一只證券公司集合理財(cái)產(chǎn)品至今,我國(guó)券商系真正意義上的集合理財(cái)業(yè)務(wù)的正式開展經(jīng)歷了8個(gè)年頭。雖然券商集合理財(cái)產(chǎn)品豐富了不同偏好的投資者的投資選擇,改善券商收入結(jié)構(gòu),在證券市場(chǎng)上也發(fā)揮著資源的優(yōu)化配置作用；但是,由于近年市場(chǎng)行情持續(xù)低迷,證券公司在金融領(lǐng)域內(nèi),受到銀行、基金、信托、保險(xiǎn)等金融機(jī)構(gòu)的排擠,地位呈現(xiàn)邊緣化。證券公司之間大打傭金戰(zhàn),加劇了激烈的競(jìng)爭(zhēng)。2012年5月的券商創(chuàng)新大會(huì)首先為券商資產(chǎn)管理業(yè)務(wù)的創(chuàng)新發(fā)展松綁,一系列新規(guī)相繼推出。證券公司資產(chǎn)管理業(yè)務(wù)正處于轉(zhuǎn)型階段,集合資產(chǎn)管理業(yè)務(wù)也開始分化。面對(duì)當(dāng)前市場(chǎng)轉(zhuǎn)折期的機(jī)遇和挑戰(zhàn),證券公司在集合理財(cái)業(yè)務(wù)的實(shí)踐中極其謹(jǐn)慎,急需分析發(fā)展過(guò)程中的出現(xiàn)的問(wèn)題,總結(jié)成功的經(jīng)驗(yàn),探索適合自身發(fā)展的道路。
[Abstract]:With the rapid development of China's national economy, the accumulation of residents' wealth and the urgent demand for investment and financial management, it has created a huge space for the development of financial services of residents in the financial market. The income mode of asset management business of securities company is different from the traditional brokerage business, which mainly depends on the commission income, and gradually becomes an important source of its income. As one of the forms of asset management business of securities companies, pooled asset management business has been paid more and more attention by more and more securities companies because of their greatest contribution to the income of asset management business of securities companies. Since 2005, Everbright Securities issued the first securities company collective wealth management products, China's securities companies in the real sense of the formal development of the collection of financial services has experienced eight years. Although the collection of wealth management products enriches the investment choices of investors with different preferences and improves the income structure of securities firms, it also plays an optimal role in the allocation of resources in the securities market. However, due to the continued market downturn in recent years, securities companies in the financial field, by banks, funds, trust, insurance and other financial institutions, the status of marginalization. The fierce competition was exacerbated by a heavy commission war between securities firms. The May 2012 conference first loosened the innovative development of securities firms' asset management business, and a series of new rules were launched one after another. The asset management business of securities companies is in the transition stage, and the pooled asset management business also begins to differentiate. In the face of the opportunities and challenges in the current market transition period, securities companies are extremely cautious in the practice of pooling financial services. It is urgent to analyze the problems in the process of development, sum up successful experiences, and explore a path suitable for their own development.
【學(xué)位授予單位】：廣西大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2013
【分類號(hào)】：F832.39;F830.42

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