【摘要】：金融系統(tǒng)因?yàn)槠涮厥庑院桶l(fā)揮的作用相當(dāng)于市場(chǎng)經(jīng)濟(jì)的心臟。市場(chǎng)經(jīng)濟(jì)本質(zhì)上就是貨幣經(jīng)濟(jì)和信用經(jīng)濟(jì)的高級(jí)階段，它的運(yùn)作形式就是由價(jià)值運(yùn)動(dòng)導(dǎo)向?qū)嵨镞\(yùn)動(dòng)，由貨幣運(yùn)動(dòng)導(dǎo)向物質(zhì)運(yùn)動(dòng)。金融業(yè)對(duì)經(jīng)濟(jì)的運(yùn)行無疑發(fā)揮著舉足輕重的作用。公司的治理結(jié)構(gòu)對(duì)公司績(jī)效起著至關(guān)重要的作用，，而治理結(jié)構(gòu)的基本要素是股權(quán)結(jié)構(gòu)，所以公司績(jī)效和股權(quán)結(jié)構(gòu)之間有著密切的關(guān)系。在相當(dāng)大的程度上，金融業(yè)的治理效率取決于股權(quán)結(jié)構(gòu)的有效性。我國(guó)金融業(yè)現(xiàn)行的股權(quán)結(jié)構(gòu)，在引進(jìn)戰(zhàn)略投資和股權(quán)改制之后是如何影響其經(jīng)營(yíng)績(jī)效的，就是一個(gè)非常值得研究的課題。 本文以33家金融上市公司作為樣本，通過搜集2007年-2011年公司對(duì)外公布的年度報(bào)表數(shù)據(jù)，以及通過計(jì)算得出的相關(guān)財(cái)務(wù)數(shù)據(jù)，然后分別建立績(jī)效評(píng)價(jià)模型和回歸分析模型。在回歸模型中，本文用實(shí)證數(shù)據(jù)模擬回歸方程，來驗(yàn)證提出的7個(gè)假設(shè)，從而得出現(xiàn)在的金融上市公司的股權(quán)結(jié)構(gòu)影響其經(jīng)營(yíng)績(jī)效的主要因素。 本文分為六個(gè)章節(jié)：第一章為緒論，主要介紹本文的選題背景，研究意義以及國(guó)內(nèi)外的研究現(xiàn)狀，同時(shí)說明了本文的研究思路與方法；第二章為相關(guān)理論的介紹，即股權(quán)結(jié)構(gòu)和公司績(jī)效的相關(guān)理論；第三章是對(duì)我國(guó)金融上市公司股權(quán)結(jié)構(gòu)和公司績(jī)效的現(xiàn)狀的描述；第四章通過分析股權(quán)結(jié)構(gòu)對(duì)金融上市公司經(jīng)營(yíng)績(jī)效的影響從而提出本文的假設(shè)；第五章為實(shí)證研究部分，運(yùn)用回歸模型對(duì)樣本公司的數(shù)據(jù)進(jìn)行處理，最終得出實(shí)證分析的結(jié)論；第六章是研究結(jié)論分析及展望。
[Abstract]:The financial system is the heart of the market economy because of its particularity and role. In essence, market economy is the advanced stage of monetary economy and credit economy. Its operation form is from value movement to material movement, from money movement to material movement. The financial industry is undoubtedly playing a pivotal role in the operation of the economy. Corporate governance structure plays an important role in corporate performance, and the basic element of corporate governance structure is equity structure, so there is a close relationship between corporate performance and equity structure. To a large extent, the efficiency of financial governance depends on the effectiveness of equity structure. The current ownership structure of China's financial industry, how to influence its management performance after introducing strategic investment and equity restructuring, is a subject worth studying. This paper takes 33 listed financial companies as a sample, collects the annual report data of the companies published from 2007 to 2011, and then establishes the performance evaluation model and the regression analysis model by calculating the relevant financial data. In the regression model, this paper uses empirical data to simulate the regression equation to verify the seven hypotheses put forward, so as to obtain the main factors that affect the operating performance of the listed financial companies. This paper is divided into six chapters: the first chapter is the introduction, mainly introduces the background of this topic, the significance of the research and the current situation of research at home and abroad, and explains the research ideas and methods of this paper; The second chapter is the introduction of relevant theories, that is, the theory of equity structure and corporate performance, the third chapter is the description of the current situation of equity structure and corporate performance of China's financial listed companies. The fourth chapter analyzes the impact of ownership structure on the performance of financial listed companies and puts forward the hypothesis of this paper. The fifth chapter is empirical research part, using regression model to deal with the data of sample companies, and finally comes to the conclusion of empirical analysis. The sixth chapter is the research conclusion analysis and prospect.
【學(xué)位授予單位】：沈陽(yáng)理工大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2013
【分類號(hào)】：F272.5;F275;F832.39

【參考文獻(xiàn)】

相關(guān)期刊論文 前10條

1 任海云;;股權(quán)結(jié)構(gòu)與績(jī)效關(guān)系研究現(xiàn)狀綜述[J];商業(yè)研究;2006年12期

2 孫菊生;李小俊;;上市公司股權(quán)結(jié)構(gòu)與經(jīng)營(yíng)績(jī)效關(guān)系的實(shí)證分析[J];當(dāng)代財(cái)經(jīng);2006年01期

3 張衛(wèi)國(guó),吳靜,陳學(xué)梅;電子電器行業(yè)上市公司的股權(quán)結(jié)構(gòu)與績(jī)效關(guān)系[J];重慶大學(xué)學(xué)報(bào)(自然科學(xué)版);2004年04期

4 徐向藝,王俊椺;股權(quán)結(jié)構(gòu)與公司治理績(jī)效實(shí)證分析[J];中國(guó)工業(yè)經(jīng)濟(jì);2005年06期

5 高明華,楊靜;中國(guó)上市公司治理績(jī)效的影響因素分析[J];國(guó)際金融研究;2002年11期

6 杜亞軍,周亞平;論股權(quán)結(jié)構(gòu)與公司績(jī)效的關(guān)系——對(duì)中國(guó)部分上市公司的實(shí)證研究[J];管理科學(xué);2004年02期

7 張紅軍;中國(guó)上市公司股權(quán)結(jié)構(gòu)與公司績(jī)效的理論及實(shí)證分析[J];經(jīng)濟(jì)科學(xué);2000年04期

8 劉國(guó)亮,王加勝;上市公司股權(quán)結(jié)構(gòu)、激勵(lì)制度及績(jī)效的實(shí)證研究[J];經(jīng)濟(jì)理論與經(jīng)濟(jì)管理;2000年05期

9 孫永祥,黃祖輝;上市公司的股權(quán)結(jié)構(gòu)與績(jī)效[J];經(jīng)濟(jì)研究;1999年12期

10 陳小悅,徐曉東;股權(quán)結(jié)構(gòu)、企業(yè)績(jī)效與投資者利益保護(hù)[J];經(jīng)濟(jì)研究;2001年11期

本文編號(hào)：2372578