本文選題：期貨公司 + 資產(chǎn)管理��； 參考：《蘇州大學(xué)》2013年碩士論文

【摘要】：隨著期貨公司資產(chǎn)管理業(yè)務(wù)的推出，該業(yè)務(wù)成為中國(guó)現(xiàn)代金融市場(chǎng)，特別是期貨交易市場(chǎng)的新興產(chǎn)品。由于期貨資產(chǎn)管理產(chǎn)品投資范圍廣，交易靈活，杠桿較普通投資理財(cái)產(chǎn)品大，風(fēng)險(xiǎn)更高，于是對(duì)其的監(jiān)管，，以及風(fēng)險(xiǎn)控制就是關(guān)于期貨市場(chǎng)穩(wěn)定的一個(gè)重要的舉措，引起了社會(huì)各界對(duì)期投資方面風(fēng)險(xiǎn)管理研究的高度關(guān)注。 本文研究的主要內(nèi)容如下：首先，對(duì)論文研究?jī)?nèi)容有關(guān)理論的實(shí)際情況進(jìn)行了簡(jiǎn)要說(shuō)明；其次，對(duì)于操作風(fēng)險(xiǎn)管理歷史進(jìn)行了總結(jié)和概括，同時(shí)對(duì)于相關(guān)的理論進(jìn)行概括總結(jié)；其三，對(duì)于期貨投資行業(yè)操作風(fēng)險(xiǎn)管理的現(xiàn)狀進(jìn)行了總結(jié)，提出當(dāng)前我國(guó)期貨投資行業(yè)中操作風(fēng)險(xiǎn)管理方面存在的問(wèn)題，并通過(guò)案例對(duì)于當(dāng)前的問(wèn)題進(jìn)行說(shuō)明，然后對(duì)期貨公司開展資產(chǎn)管理業(yè)務(wù)存在的操作風(fēng)險(xiǎn)點(diǎn)進(jìn)行了概括；其四，描述了國(guó)外期貨資產(chǎn)管理業(yè)務(wù)操作風(fēng)險(xiǎn)管理體系的現(xiàn)狀并例舉加拿大的操作風(fēng)險(xiǎn)管理方法體系；其五，通過(guò)理論分析和借鑒國(guó)外經(jīng)驗(yàn)的基礎(chǔ)上，嘗試建立對(duì)我國(guó)期貨公司資產(chǎn)管理業(yè)務(wù)操作風(fēng)險(xiǎn)管理體系，主要從確立操作風(fēng)險(xiǎn)管理體系建設(shè)的目標(biāo)及原則、完善操作風(fēng)險(xiǎn)管理框架、建立操作風(fēng)險(xiǎn)管理方法和操作風(fēng)險(xiǎn)管理實(shí)施流程等方面進(jìn)行敘述；最后對(duì)論文進(jìn)行了總結(jié)和以后的發(fā)展進(jìn)行了展望。
[Abstract]:With the introduction of the asset management business of futures companies, this business has become a new product in China's modern financial market, especially in futures trading market. As futures asset management products have a wide range of investments, flexible trading, greater leverage than ordinary investment and financial management products, and higher risks, the supervision and risk control of futures asset management products is an important measure for the stability of the futures market. Has aroused the social all circles to the period investment aspect risk management research high attention. The main contents of this paper are as follows: firstly, the actual situation of the relevant theories is briefly explained; secondly, the history of operational risk management is summarized, and the relevant theories are summarized. Third, the paper summarizes the current situation of operational risk management in futures investment industry, and points out the existing problems of operational risk management in China's futures investment industry, and explains the current problems through a case study. Then it generalizes the operational risk points of the futures company's asset management business. Fourthly, it describes the current situation of the foreign futures asset management operational risk management system and gives an example of the Canadian operational risk management method system. On the basis of theoretical analysis and foreign experience, this paper tries to establish the operational risk management system for the asset management business of China's futures companies, mainly from establishing the objectives and principles of the construction of the operational risk management system and perfecting the operational risk management framework. The establishment of operational risk management methods and operational risk management implementation process are described. Finally, the paper is summarized and the future development is prospected.
【學(xué)位授予單位】：蘇州大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2013
【分類號(hào)】：F832.39;F272.3

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