【摘要】：第四代移動(dòng)通信技術(shù)是當(dāng)前通信領(lǐng)域的熱點(diǎn)話題，關(guān)鍵技術(shù)的發(fā)展方向決定著行業(yè)的整體走向。對(duì)高新技術(shù)產(chǎn)業(yè)而言，專(zhuān)利信息蘊(yùn)含著巨大價(jià)值，專(zhuān)利戰(zhàn)略是知識(shí)產(chǎn)權(quán)時(shí)代企業(yè)戰(zhàn)略的重要組成部分。在2G和3G時(shí)代，中國(guó)企業(yè)的知識(shí)產(chǎn)權(quán)意識(shí)并不強(qiáng)，而眾多跨國(guó)企業(yè)借助其自身雄厚的科研實(shí)力和技術(shù)積累在中國(guó)實(shí)現(xiàn)了大規(guī)模的專(zhuān)利覆蓋，使得眾多中國(guó)通信企業(yè)在被動(dòng)的局勢(shì)里無(wú)力突圍。隨著4G時(shí)代的到來(lái)，國(guó)內(nèi)廠商已意識(shí)到專(zhuān)利的重要性，均紛紛開(kāi)始建立自己的專(zhuān)利堡壘。因此，有必要對(duì)第四代移動(dòng)通信及其關(guān)鍵技術(shù)進(jìn)行鑒定，并對(duì)關(guān)鍵技術(shù)領(lǐng)域的專(zhuān)利分布情況以及主要申請(qǐng)人專(zhuān)利布局以及保護(hù)策略進(jìn)行討論研究。知識(shí)產(chǎn)權(quán)尤其是專(zhuān)利已經(jīng)成為當(dāng)下通信行業(yè)規(guī)避經(jīng)營(yíng)風(fēng)險(xiǎn)提高核心競(jìng)爭(zhēng)力的重要戰(zhàn)略武器。 本文將第四代移動(dòng)通信技術(shù)領(lǐng)域的專(zhuān)利作為研究對(duì)象，，在專(zhuān)利信息檢索的基礎(chǔ)上，對(duì)全球第四代移動(dòng)通信技術(shù)的專(zhuān)利信息進(jìn)行了實(shí)證研究。然后將研究結(jié)果進(jìn)行歸納整理，在此基礎(chǔ)上羅列出第四代移動(dòng)通信技術(shù)領(lǐng)域?qū)嵙?qiáng)勁的國(guó)家，并進(jìn)一步將其與中國(guó)4G移動(dòng)通信進(jìn)行對(duì)比研究，總結(jié)兩者之間的戰(zhàn)略差異；再對(duì)全球4G移動(dòng)通信技術(shù)領(lǐng)域主要專(zhuān)利申請(qǐng)人進(jìn)行信息分析和挖掘，最后綜合上述結(jié)論，結(jié)合自己的思考給出第四代移動(dòng)通信技術(shù)的專(zhuān)利保護(hù)策略，以期為中國(guó)第四代移動(dòng)通信的發(fā)展提供有益借鑒。研究發(fā)現(xiàn)： 第一，第四代移動(dòng)通信技術(shù)在全球范圍內(nèi)展開(kāi)了激烈的專(zhuān)利布局；中、美兩國(guó)是最為主要的兩個(gè)市場(chǎng)，其次是日本、韓國(guó)和歐洲地區(qū)； 第二，中、美兩國(guó)在4G領(lǐng)域已成為互相最為強(qiáng)勁的對(duì)手；中國(guó)在專(zhuān)利數(shù)量上具有優(yōu)勢(shì)，但美國(guó)在專(zhuān)利質(zhì)量上遠(yuǎn)超中國(guó)；并且美國(guó)通信技術(shù)各分支領(lǐng)域發(fā)展平衡，擁有大量的大型跨國(guó)企業(yè)代表；而中國(guó)掌握的核心技術(shù)數(shù)量還有待提高，并且企業(yè)實(shí)力兩極分化明顯； 第三，移動(dòng)通信領(lǐng)域的大型跨國(guó)企業(yè)均具有實(shí)力雄厚的專(zhuān)利資源庫(kù)，不僅在專(zhuān)利數(shù)量上具有優(yōu)勢(shì)，在質(zhì)量上也有所保障；他們致力于將創(chuàng)新成果向?qū)＠D(zhuǎn)化，維護(hù)自身權(quán)益的同時(shí)更將專(zhuān)利技術(shù)融入標(biāo)準(zhǔn)技術(shù)以獲取更大的利益。并且，他們運(yùn)用自主研發(fā)申請(qǐng)、對(duì)外收購(gòu)、交叉許可等手段對(duì)專(zhuān)利進(jìn)行有效運(yùn)營(yíng)，因此值得我國(guó)相關(guān)企業(yè)學(xué)習(xí)借鑒。
[Abstract]:The fourth generation mobile communication technology is a hot topic in the current communication field. The development direction of the key technology determines the overall trend of the industry. For high-tech industry, patent information contains great value, patent strategy is an important part of enterprise strategy in the era of intellectual property. In the era of 2G and 3G, the intellectual property awareness of Chinese enterprises is not strong, and many multinational enterprises have realized large-scale patent coverage in China with the help of their own strong scientific research strength and technology accumulation. So that many Chinese telecommunications enterprises in the passive situation is unable to break through. With the arrival of 4G era, domestic manufacturers have realized the importance of patents and have begun to build their own patent fortress. Therefore, it is necessary to identify the fourth generation mobile communication and its key technologies, and to discuss the distribution of patents in the key technology areas, the patent layout of the main applicants and the protection strategy. Intellectual property, especially patents, has become an important strategic weapon for the communication industry to avoid operating risks and improve core competitiveness. In this paper, the fourth generation of mobile communication technology patents as the research object, on the basis of patent information retrieval, the fourth generation of global mobile communications technology patent information empirical research. Then the research results are summarized and sorted out on the basis of which the fourth generation mobile communication technology field strength countries are listed and further compared with China 4G mobile communication to sum up the strategic differences between the two; After analyzing and excavating the main patent applicants in the field of 4G mobile communication technology in the world, the author synthesizes the above conclusions and gives the patent protection strategy of the fourth generation mobile communication technology combined with his own thinking. In order to provide useful reference for the development of the fourth generation mobile communication in China. The findings are as follows: first, the fourth generation mobile communication technology has launched the fierce patent layout in the global scope, China and the United States are the two most important markets, followed by Japan, South Korea and Europe; Second, China and the United States have become the strongest rivals in 4G, while China has an advantage in the number of patents, but the United States is far superior to China in the quality of patents. All branches of communication technology in the United States have a balanced development, with a large number of representatives of large multinational enterprises, while the number of core technologies in China needs to be improved, and the strength of enterprises is clearly polarized. Third, the large multinational enterprises in the field of mobile communication have a strong patent resource base, which not only has advantages in the number of patents, but also has some guarantee in quality; They are committed to transforming innovation into patents, protecting their own rights and interests, and integrating patent technology into standard technology to achieve greater benefits. Moreover, they use independent R & D applications, foreign acquisitions, cross-licensing and other means to effectively operate patents, so it is worth learning from relevant enterprises in our country.
【學(xué)位授予單位】：湘潭大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2014
【分類(lèi)號(hào)】：D923.42

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