本文關(guān)鍵詞： 知識產(chǎn)權(quán) 證券化 信托 投資者　出處：《中國計(jì)量學(xué)院》2014年碩士論文　論文類型：學(xué)位論文

【摘要】：知識產(chǎn)權(quán)證券化是20世紀(jì)90年代起源于歐美的一種知識產(chǎn)權(quán)新型融資方式。由于證券化的特殊結(jié)構(gòu)設(shè)計(jì)，它可以有效解決中小企業(yè)融資需求，推進(jìn)科技成果產(chǎn)業(yè)化。2005年以來，伴隨著國內(nèi)資產(chǎn)證券化的發(fā)展，我國的知識產(chǎn)權(quán)證券化也日益受到了各方的關(guān)注。但受制于國內(nèi)的法律和政策環(huán)境，傳統(tǒng)的知識產(chǎn)權(quán)證券化在我國難以得到有效開展，而以信托公司為特殊目的載體的實(shí)踐模式卻能規(guī)避現(xiàn)有法律障礙，實(shí)現(xiàn)基礎(chǔ)資產(chǎn)的真實(shí)銷售和風(fēng)險(xiǎn)隔離，因而具備了理論和實(shí)踐上的可行性。本文在研究知識產(chǎn)權(quán)證券化信托模式的相關(guān)實(shí)踐時(shí)，首先將其納入到資產(chǎn)證券化的體系中進(jìn)行闡述，以明確我國知識產(chǎn)權(quán)證券化的整體發(fā)展脈絡(luò)和方向。同時(shí)通過觀察我國現(xiàn)階段知識產(chǎn)權(quán)證券化信托的相關(guān)產(chǎn)品，區(qū)分其不同的運(yùn)行基理；闡述最新出臺的《證券公司資產(chǎn)證券化業(yè)務(wù)管理規(guī)定》對于我國知識產(chǎn)權(quán)證券化的實(shí)踐利好，分析剛性兌付對知識產(chǎn)權(quán)證券化的影響和出路，并就特殊目的信托的設(shè)立、真實(shí)銷售標(biāo)準(zhǔn)的界定、將來債權(quán)的轉(zhuǎn)讓、知識產(chǎn)權(quán)證券化的風(fēng)險(xiǎn)和防范等展開論述，指出我國應(yīng)該建立完整的知識產(chǎn)權(quán)證券化政策體系，制定統(tǒng)一，，明確的資產(chǎn)證券化法律，嚴(yán)格規(guī)定知識產(chǎn)權(quán)證券化的特殊法律問題，以促進(jìn)我國知識產(chǎn)權(quán)證券化的發(fā)展。
[Abstract]:Intellectual property securitization is a new financing method of intellectual property originated in Europe and America in 1990s. Because of the special structure design of securitization, it can effectively solve the financing needs of small and medium-sized enterprises. Since 2005, with the development of domestic asset securitization, intellectual property securitization in our country has been paid more and more attention. However, it is subject to the domestic legal and policy environment. Traditional intellectual property securitization is difficult to carry out effectively in our country, but the practice mode of using trust company as special purpose carrier can avoid the existing legal obstacles and realize the real sale and risk isolation of basic assets. Therefore, it has the feasibility in theory and practice. When studying the relevant practice of the trust mode of intellectual property securitization, this paper first introduces it into the system of asset securitization. In order to clarify the overall development context and direction of intellectual property securitization in China, at the same time, by observing the relevant products of intellectual property securitization trust at present in our country, the author distinguishes its different operating principles. This paper expounds that the newly issued regulations on the Business Management of Asset Securitization of Securities companies are beneficial to the practice of intellectual property securitization in China, and analyzes the influence and outlet of rigid payment on the securitization of intellectual property. It also discusses the establishment of special purpose trust, the definition of real sale standard, the transfer of creditor's rights in the future, the risk and prevention of intellectual property securitization. It is pointed out that China should establish a complete policy system of intellectual property securitization, formulate unified and clear asset securitization laws, and strictly regulate the special legal problems of intellectual property securitization. In order to promote the development of intellectual property securitization in China.
【學(xué)位授予單位】：中國計(jì)量學(xué)院
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2014
【分類號】：D923.4;D922.282;D922.287


本文編號：1487052